Examples of Investor Protection Order in a sentence
From the evidence on the record it transpires that pre-measurement of the work was done on 8- 11-79; estimate was prepared by A3 on 22-11-79; a proposal to allot work on nomination to A4 was made.
The Client acknowledges, recognizes and accepts that Saxo Bank is not required to assess the ap- propriateness of the financial instrument or Ser- vice provided or offered to the Client where the conditions for providing execution-only services under the Investor Protection Order are fulfilled, and that the Client in these circumstances there- fore does not benefit from the protection pursuant to Section 12 of the Investor Protection Order.
Except as provided by the Best Execution Obliga- tions and the Investor Protection Order, Saxo Bank is at no time obliged to disclose any details of any spreads obtained, its performance or its income produced as a Market Maker or otherwise.
Except as provided by MiFID II, the Best Execution Order and the Investor Protection Order, Saxo Bank is at no time obliged to disclose any details of any spreads obtained, its performance or its in- come produced as a Market Maker or otherwise.
Saxo Bank will provide the Client with reports on the Services provided including periodic commu- nications to the Client, taking into account the type and the complexity of Instruments involved and the nature of the Service provided to the Client and, where applicable, the costs associated with the Services provided, all in accordance with Mi- FID II and the Investor Protection Order.
Saxo Bank shall disclose to the Client the receipt of, or payment of, any commission including (i) the characteristics of and (ii) the amount of, or method of calculating, the commission in accordance with the Investor Protection Order.
If a Client requests to be treated as an Eli- gible Counterparty or a Professional Client (either on an overall level or on a product level), the Client needs to meet certain specified criteria as provided by the Investor Protection Order.