Brokerage house definition

Brokerage house means a firm or place where a broker− dealer conducts business.
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Brokerage house means, collectively, one or more brokerage houses and the Panamanian Settlement Agent, contracted by the Purchaser (and reasonably acceptable to the Majority Shareholders) to effectuate the OPA, as contemplated by Article 3 hereof.
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Brokerage house. Means a brokerage house which grants agency power to the Bank with a contract executed with the Bank in accordance with the Capital Markets Code and the relevant Legislation.
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Examples of Brokerage house in a sentence

  • Cash and cash equivalents consists of cash in hand and with banks on current and deposit accounts and short-term investments and with Brokerage house which are held and available for use by the company without any restriction.

  • The information on customers and transactions will be handled totally confidential designing firewalls so as the information be accessible only by the Board of Directors of the Brokerage house explicitly authorized to access it.

  • Brokerage house is not allowed to enter into any buy/sell transaction without permission from client.

  • Brokerage house will provide their staff training in the recognition and treatment of suspicious activities.

  • Brokerage house mainly perform trading services for their clients and give customer care services for better facilities.CDBL ServicesCentral Depository Bangladesh Limited (CDBL) was incorporated on20th August 2000 sponsored by the country‟s Nationalized Commercial Banks (NCBs), private commercial banks, Investment Corporation of Bangladesh, foreign banks, Merchant Banks etc.

  • Example code in Octave’s startup file to do this might look like this:history_file ("~/new/.octave_hist"); if (exist (history_file ()))history ("-r", history_file()); endifSee also: [history], page 31, [history control], page 33, [history save], page 33, [history size], page 34, [history timestamp format string], page 34.val = history_size ()old_val = history_size (new_val)Query or set the internal variable that specifies how many entries to store in the history file.

  • Further, Brokerage house will ensure that the outsourcing agreement require OSPs to file a STR with the FMU in case of suspicions arising in the course of performing the outsourced activity.

  • Brokerage house will document and record all the actions that have been taken to comply with the sanctions regime, and the rationale for each such action.

  • Brokerage house will rely on the identification and verification steps that it has already undertaken, unless it has doubts about the veracity of that information.

  • Brokerage house will also educate its customers that in case of wrongful or inadvertent freezing, they may apply in writing for de-listing to Federal Government through relevant Ministry or to the UN’s Ombudsman, as the case maybe.


More Definitions of Brokerage house

Brokerage house is defined in Declaration I(c) herein.
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Brokerage house means Bursabac, S.A. de C.V., a sociedad anonima organized and existing under the laws of El Salvador, which will be the brokerage house to be used by the Purchaser to effectuate the OPA, as contemplated by Article 3 hereof.
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Brokerage house means Millennium Dom Maklerski S. A.,
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Brokerage house means any persons and organizations that are member of the Istanbul Gold Exchange and that they are granted a permission by the Undersecretariat of Treasury to operate at the exchange market,
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Related to Brokerage house

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Lodging House means a building designed or intended to contain, or containing Lodging Units where the residents share access to common areas of the building, other than the Lodging Units;

  • Commissions means the Commissions with Jurisdiction over the Issuer (as defined on page 4) and the securities commissions incorporated in the definition of this term in other parts of the Subscription Agreement;

  • Clearing House means a clearing house recognised by the laws of the jurisdiction in which the Shares (or depositary receipts therefor) are listed or quoted on a stock exchange or interdealer quotation system in such jurisdiction.