Brokerage house definition

Brokerage house means a firm or place where a broker− dealer conducts business.
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Brokerage house means, collectively, one or more brokerage houses and the Panamanian Settlement Agent, contracted by the Purchaser (and reasonably acceptable to the Majority Shareholders) to effectuate the OPA, as contemplated by Article 3 hereof.
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Brokerage house is defined in Declaration I(c) herein.
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Examples of Brokerage house in a sentence

  • Cash and cash equivalents consists of cash in hand and with banks on current and deposit accounts and short-term investments and with Brokerage house which are held and available for use by the company without any restriction.

  • The information on customers and transactions will be handled totally confidential designing firewalls so as the information be accessible only by the Board of Directors of the Brokerage house explicitly authorized to access it.

  • Brokerage house is not allowed to enter into any buy/sell transaction without permission from client.

  • Brokerage house will provide their staff training in the recognition and treatment of suspicious activities.

  • Brokerage house mainly perform trading services for their clients and give customer care services for better facilities.CDBL ServicesCentral Depository Bangladesh Limited (CDBL) was incorporated on20th August 2000 sponsored by the country‟s Nationalized Commercial Banks (NCBs), private commercial banks, Investment Corporation of Bangladesh, foreign banks, Merchant Banks etc.

  • Example code in Octave’s startup file to do this might look like this:history_file ("~/new/.octave_hist"); if (exist (history_file ()))history ("-r", history_file()); endifSee also: [history], page 31, [history control], page 33, [history save], page 33, [history size], page 34, [history timestamp format string], page 34.val = history_size ()old_val = history_size (new_val)Query or set the internal variable that specifies how many entries to store in the history file.

  • Further, Brokerage house will ensure that the outsourcing agreement require OSPs to file a STR with the FMU in case of suspicions arising in the course of performing the outsourced activity.

  • Brokerage house will document and record all the actions that have been taken to comply with the sanctions regime, and the rationale for each such action.

  • Brokerage house will rely on the identification and verification steps that it has already undertaken, unless it has doubts about the veracity of that information.

  • Brokerage house will also educate its customers that in case of wrongful or inadvertent freezing, they may apply in writing for de-listing to Federal Government through relevant Ministry or to the UN’s Ombudsman, as the case maybe.


More Definitions of Brokerage house

Brokerage house means Bursabac, S.A. de C.V., a sociedad anonima organized and existing under the laws of El Salvador, which will be the brokerage house to be used by the Purchaser to effectuate the OPA, as contemplated by Article 3 hereof.
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Brokerage house. Means a brokerage house which grants agency power to the Bank with a contract executed with the Bank in accordance with the Capital Markets Code and the relevant Legislation.
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Brokerage house means Millennium Dom Maklerski S. A.,
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Brokerage house means any persons and organizations that are member of the Istanbul Gold Exchange and that they are granted a permission by the Undersecretariat of Treasury to operate at the exchange market,
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Related to Brokerage house

  • Brokerage means the provision by a third party of services, for a fee, to source Sub-Contractors to provide the Services on behalf of the Provider.

  • Brokerage services means those activities identified in sections 543B.3 and 543B.6.

  • Brokerage Fee means the fee payable to the Broker for the purchase by any Person of Interests in an Initial Offering equal to an amount agreed between the Managing Member and the Broker from time to time and specified in any Series Designation.

  • Trinity House means the Corporation of Trinity House of Deptford Strond;

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Halfway house means a facility licensed by the division of parole and community services of the department of rehabilitation and correction pursuant to section 2967.14 of the Revised Code as a suitable facility for the care and treatment of adult offenders.

  • Pawnbroker means the same as that term is defined in Section 13-32a-102.

  • Brokers and Finders' Fees............................................ 13 2.14

  • brokerage and research services shall have the meaning given in the Securities Exchange Act of 1934.

  • Boarding house means a residence in which lodging and meals are provided. Each resident of a boarding house is charged a lump sum to cover the costs of lodging and meals with no separate accounting for the fair selling price of the meals.

  • Real estate salesperson means an individual who for compensation or valuable consideration is employed either directly or indirectly by a licensed real estate broker to sell or offer to sell, buy or offer to buy, provide or offer to provide market analyses of, list or offer or attempt to list, or negotiate the purchase, sale, or exchange of real estate; to negotiate the mortgage of real estate; to negotiate for the construction of a building on real estate, or to lease or offer to lease, or rent or offer for rent, real estate; who is employed by a real estate broker to engage in property management; or who sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others, as a whole or partial vocation.

  • Brokerage agreement means a written or oral agreement

  • Finder means a person who, for consideration, participates in the offer to sell, sale, or purchase of securities by locating, introducing, or referring potential purchasers or sellers. Finder does not include a person whose actions are solely incidental to a transaction exempt pursuant to section 202(1)(r). The administrator may by rule or order exclude other persons from this definition.

  • REAL ESTATE BROKERS (See also Paragraph 15) REPRESENTATION: The following real estate brokers (collectively, the "BROKERS") and brokerage relationships exist in this transaction (check applicable boxes): [X] XXXX Commercial Real Estate Services represents Lessor exclusively ("LESSOR'S BROKER"); [X] The Xxxxxx Co. represents Lessee exclusively ("LESSEE'S BROKER"); or [ ] _______________________________ represents both Lessor and Lessee ("DUAL AGENCY").

  • Apartment house OR "MULTIPLE DWELLING" means any building, not being a lodging-house or hotel, or portion thereof, which is designed, built, rented, leased, let or hired out to be occupied, or which is occupied, as the home or residence of three or more families living independently of each other and doing their own cooking within their apartment, suite or dwelling unit.

  • Lodging House means a building designed or intended to contain, or containing Lodging Units where the residents share access to common areas of the building, other than the Lodging Units;

  • Funding and Brokerage Fees means, in respect of a Series, all applicable fees other than the Arranger Fees, including, but not limited to, margin interest, securities lending fees, brokerage fees and costs of transaction taxes on the sale or purchase of Reference Assets (where relevant).

  • Commissions means the Commissions with Jurisdiction over the Issuer (as defined on page 4) and the securities commissions incorporated in the definition of this term in other parts of the Subscription Agreement;

  • Clearing House means a clearing house recognised by the laws of the jurisdiction in which the Shares (or depositary receipts therefor) are listed or quoted on a stock exchange or interdealer quotation system in such jurisdiction.

  • Rooming house means any dwelling, or that part of a dwelling containing one or more rooming units in which space is let by the owner or operator to three or more persons who are not husband and wife, son or daughter, mother or father, or sister or brother of the owner or operator.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • dwelling house means any residential property assessed as real

  • Seller’s Broker means CB Xxxxxxx Xxxxx.

  • guest house means an accommodation establishment providing overnight lodging with at least one daily meal;

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.