Canadian Securities Course definition

Canadian Securities Course means a course prepared and conducted by the Canadian Securities Institute and so named by that Institute as of the date on which this Instrument comes into force, every predecessor to that course, and every successor to that course that does not narrow the scope of the significant subject matter of the course;
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Canadian Securities Course means a course prepared and conducted by the Canadian Securities Institute and so designated by that Institute;
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Canadian Securities Course means the course prepared and conducted by the Canadian Securities Institute and so designated by that institute, every predecessor to that course and every successor to that course that does not materially narrow the content of the significant subject matter of the course;
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Examples of Canadian Securities Course in a sentence

  • For example, an individual must pass the Canadian Securities Course Exam, but does not have to complete the Canadian Securities Course.

  • In this Part, an individual is not required to have passed the Canadian Securities Course Exam if the individual has passed the Series 7 Exam and the New Entrants Course Exam.

  • He holds a Post Graduate Diploma in Digital Business from Columbia Business School and Design Thinking Certification from MIT, a MBA in Finance from Greenwich University, a Bachelor of Science in Marketing from Southeastern University, USA and Canadian Securities Course Certification (CSC) from Canadian Securities Institute.

  • Tania also holds a Master of Business Administration degree (M.B.A.) from the University of Sunderland in the U.K. Tania has completed the Jamaica Securities Course as well as the Canadian Securities Course administered by the Canadian Securities Institute.Paul Buchanan Jr, Non-Executive DirectorPaul is a seasoned Investment Professional who brings years of experience in the areas of portfolio management, client acquisition, sales and marketing.

  • He holds a Post Graduate Diploma in Digital Business from Columbia Business School and Design,a Thinking Certification from MIT, a MBA in Finance from Greenwich University, a Bachelor of Science in Marketing from Southeastern University, USA and Canadian Securities Course Certification (CSC) from Canadian Securities Institute.

  • An applicant for registration as representative of an investment contracts dealer shall have successfully completed the Canadian Securities Course of the Canadian Securities Institute.

  • An applicant is exempt from writing the Canadian Securities Course if the applicant has previously been registered or licensed with a recognized foreign regulatory authority or self- regulatory organization and has successfully completed the New Entrants Course within two years of the application.

  • To extend the validity period, a former Approved Person must complete the course or courses on the list referred to in subsection 2726(2) in the continuing education program cycle in which the Canadian Securities Course expired.

  • To be registered as a salesperson of a real estate securities dealer, the applicant must have successfully completed the Canadian Securities Course (CSI) or a real estate course acceptable to the Executive Director [Rules s.

  • To be registered as a trading partner, director or officer of a security issuer, the applicant must have successfully completed: • the Canadian Securities Course (CSI), and • the Conduct and Practices Handbook Course (CSI) and demonstrate sufficient relevant experience in securities matters to the Executive Director[Rules s.


More Definitions of Canadian Securities Course

Canadian Securities Course means the course prepared and conducted by the Canadian Securities Institute and so named on the effective date, every predecessor to that course and every successor to that course that does not materially narrow the content of the significant subject matter of the course; (Cours sur le commerce des valeurs mobilières au Canada)
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Related to Canadian Securities Course

  • Canadian Securities Laws means all applicable securities laws of each of the Qualifying Jurisdictions and the respective rules and regulations under such laws together with applicable published national, multilateral and local policy statements, instruments, notices, blanket orders and rulings of the securities regulatory authorities in the Qualifying Jurisdictions;

  • Canadian Securities Regulators means the applicable securities commission or securities regulatory authority in each of the Qualifying Jurisdictions;

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.