Capital Market Institutions Regulations definition

Capital Market Institutions Regulations means the regulations of the same name issued by the CMA under Resolution Number 1-83-2005 of 21/05/1426H (corresponding to 28/06/2005G) and amended by Capital Market Authority Board Decision No. (1-94-2022) dated 01/24/1444 AH corresponding to 08/22/2022 AD and as amended from time to time;
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Capital Market Institutions Regulations means the Capital Market Institutions Regulations
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Capital Market Institutions Regulations means the regulations of the Capital Market Institutions Regulations issued by the CMA’s Board pursuant to the Resolution No. 1-83-2005 on 21/05/1426H, based on the Capital Market Law issued by the Royal Decree No. (M/30) dated 02/06/1424H, amended by the CMA’s Board pursuant to the Resolution No. 1-94-2022 on 24/01/1444 H, any amendments thereto. -1 مقر رارقلا بجومب ةئيهلا سلجم نع ةرداصلاو ةيلالما قوسلا تاسسؤم ةحئلا ينعت "ةيلالما قوسلا تاسسؤم ةحئلا" خيراتو )30/م( مقر يكللما موسرلماب رداصلا ةيلالما قوسلا ماظن ىلع ءانبو ،ـه1426/05/21 خيراتب رداصلا 2005-83 تلايدعت يأو م 2022/8/22 قفاولما ،1444/1/24 خيراتو 2022-94-1 مقر ةئيهلا سلجم رارقب ةلدعلماو ،ـه1424/06/02 .اهيلع
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Examples of Capital Market Institutions Regulations in a sentence

  • Subject to Shariah Guidelines, the Fund Manager may enter into special commission arrangements that are limited to goods and services that the Fund Manager may receive that are related to the execution of transactions on behalf of the Fund or to conduct research in favour of the Fundin accordance with the Capital Market Institutions Regulations.

  • Jadwa Investment Company is a Saudi Arabian closed joint stock company licensed by the CMA as a “Capital Market Institution” under the Capital Market Institutions Regulations, and is operating under license number 06034-37 dated 13/02/1428H (corresponding to 03/03/2007G).

  • Any special fees the Fund Manager conclude will be subject to the Capital Market Institutions Regulations and will be disclosed at the end of the Fund’s financial year.

  • Subject to the Investment Funds Regulations and the Capital Market Institutions Regulations, the Fund Manager may enter into special commission arrangements.

  • The Fund Manager may enter into special commission arrangements that are limited to goods and services that the Fund Manager may receive, in relation to the execution of transactions on behalf of the Fund or to conduct research in favour of the Fund, in accordance with the Capital Market Institutions Regulations.

  • In its complete discretion EFG Hermes KSA may extend credit to the Customer from time to time, in accordance with the Capital Market Institutions Regulations of the CMA, to enable the Customer to engage in a margin transaction as permitted by the Company’s policies and regulations.

  • The Fund Manager may enter into special commission arrangements that are limited to goods and services, which the Fund Manager may obtain, provided that they are related to the execution of transactions on behalf of the Fund, or to the provision of research in favor of the Fund, in accordance with the Capital Market Institutions Regulations.

  • In accordance with the Capital Market Institutions Regulations issued by the CMA, which require the Company to segregate its own funds from those of its clients, the Company holds the Customers’ funds in a separate client account held within the Kingdom of Saudi Arabia with a local banking institution.

  • The Fund Manager may enter into special commission arrangements that are limited to goods and services, which the Fund Manager may obtain provided that they are related to the execution of transactions or research services on behalf of the Fund in accordance with the Capital Market Institutions Regulations.

  • Registered with CMA under provisions of Capital Market Institutions Regulations Fund ManagerDerayah Financial Olaya Main Road – Olaya Center – Second FloorP.O Box: 286546 – Riyadh 11323 Tel.


More Definitions of Capital Market Institutions Regulations

Capital Market Institutions Regulations means the Capital Market Institutions Regulations issued by the Capital Market Authority (CMA);
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Capital Market Institutions Regulations. Means the Capital Markets Institutions Regulations issued by CMA Board Resolution No. (1-83-2005) dated 21 Jumada I 1426H, corresponding to 28 June 2005, pursuant to the Capital Market Law promulgated by Royal Decree No. (M/30) dated 2 Jumada II 1424H, as amended by CMA Board Resolution No. (2-75-2020G) dated 22 Dhul Hijja 1441H, corresponding to 12 August 2020G.“Business Day”Means any day on which banks are open for business in Saudi Arabia.“Terms and Conditions”These Terms and Conditions of Alkhabeer REIT Fund, which are issued by Alkhabeer Capital in its capacity as Fund Manager in accordance with the provisions of the Real Estate Investment Funds Regulations issued by the CMA Board pursuant to its Resolution Number 1-193-2006 dated 19 Jumada II 1427H, corresponding to 15 July 2006G, pursuant to the Capital Market Law promulgated by Royal Decree No. (M/30) dated 2 Jumada II 1424H, as amended by CMA Board Resolution No. (02-22-2021) dated 12 Rajab 1442H, corresponding to 24 February 2021G.“Fund Capital”Means the Subscription Amounts subscribed for by the investors in the Fund, in cash and in kind.“Closing Date”Has the meaning given to this Expression in Clause (11) of these Terms and Conditions.“Closing Date of the Subsequent Offering”Has the meaning given to this Expression in Clause (11) of these Terms and Conditions.“Allocation Completion Date”Means the date on which the Fund Manager completes the allocation of the Units and announces it to the Investors.“Inception Date”In the date on which the Fund starts its actual activity.“CMA” or “Authority”Means the Saudi Arabian Capital Market Authority.“Fiscal Year”Has the meaning given to this Expression in Clause (24) of these Terms and Conditions, titled “Financial Statements”.
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Capital Market Institutions Regulations means the Capital Market Institutions Regulations issued by the Capital Market Authority (CMA) by Resolution No. (2-83-2005) dated 21 Jumada I 1426H, corresponding to 28 June 2005G, in accordance with Capital Market Law promulgated by Royal Decree No. (M/30) dated 2 Jumada II 1424H, as amended by CMA Board Resolution No. (2-75-2020G) dated 22 Dhul Hijja 1441H, corresponding to 21 August 2020G;
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Capital Market Institutions Regulations means the Capital Market Institutions Regulations made by the CMA pursuant to the Capital Market Law under Resolution Number 1-83-2005 dated 21/05/1426 as amended and re-enacted from time to time;
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Related to Capital Market Institutions Regulations

  • Corporations Regulations means the Corporations Regulations 2001 (Cth).

  • Municipal Finance Management Act means the Local Government: Municipal Finance Management Act, 2003 (Act No. 56 of 2003);

  • Securities Financing Transactions Regulation means Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (as amended from time to time);

  • International banking institution means an international financial institution of which the United States is a member and whose securities are exempt from registration under the Securities Act of 1933.

  • UK Financial Institutions means any BRRD Undertaking (as such term is defined under the PRA Rulebook (as amended from time to time) promulgated by the United Kingdom Prudential Regulation Authority) or any person falling within IFPRU 11.6 of the FCA Handbook (as amended from time to time) promulgated by the United Kingdom Financial Conduct Authority, which includes certain credit institutions and investment firms, and certain affiliates of such credit institutions or investment firms.

  • EEA Financial Institution means (a) any credit institution or investment firm established in any EEA Member Country which is subject to the supervision of an EEA Resolution Authority, (b) any entity established in an EEA Member Country which is a parent of an institution described in clause (a) of this definition, or (c) any financial institution established in an EEA Member Country which is a subsidiary of an institution described in clauses (a) or (b) of this definition and is subject to consolidated supervision with its parent.

  • Reporting Financial Institution means any Member State Financial Institution or San Marino Financial Institution, as the context requires, that is not a Non-Reporting Financial Institution.

  • Central Bank UCITS Regulations means the Central Bank (Supervision and Enforcement)

  • International Financial Institution means any bank in the top 1,000 (together with their affiliated companies) as measured by "Tier 1" capital or any broker/dealer in the top 100 as measured by capital.

  • Commodity Futures Trading Commission means the independent regulatory agency established by congress to administer the Commodity Exchange Act.

  • Non-Reporting Financial Institution means any Financial Institution that is:

  • Agency and/or State Agency means the statutory unit of state government in the State of Missouri for which the equipment, supplies, and/or services are being purchased by the Division of Purchasing (Purchasing). The agency is also responsible for payment.

  • foreign financial institution means an institution registered as a foreign financial institution with the Ministry of Finance in the Mexican Banking and Financial Institutions, Pensions, Retirement and Foreign Investment Funds Registry for purposes of Article 195, Section I of the Mexican Income Tax Law.

  • UK Financial Institution means any BRRD Undertaking (as such term is defined under the PRA Rulebook (as amended from time to time) promulgated by the United Kingdom Prudential Regulation Authority) or any person falling within IFPRU 11.6 of the FCA Handbook (as amended from time to time) promulgated by the United Kingdom Financial Conduct Authority, which includes certain credit institutions and investment firms, and certain affiliates of such credit institutions or investment firms.

  • Public Finance Management Act ’ means the Public Finance Management Act, 1999 (Act No. 1 of 1999);

  • Qualified United States financial institution means an institution that:

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • National Flood Insurance Program means the program created by the U.S. Congress pursuant to the National Flood Insurance Act of 1968 and the Flood Disaster Protection Act of 1973, as revised by the National Flood Insurance Reform Act of 1994, that mandates the purchase of flood insurance to cover real property improvements located in Special Flood Hazard Areas in participating communities and provides protection to property owners through a Federal insurance program.

  • your financial institution means the financial institution nominated by you on the DDR at which the account is maintained.

  • educational institutions means schools and suchlike institutions;

  • Pensions Regulator means the body corporate called the Pensions Regulator established under Part I of the Pensions Xxx 0000.

  • banking institution means a bank, bank and trust company, trust company, savings bank, private bank, or a national banking association, organized and doing business under the provisions of any law of this state, or of any other state of the United States, or under the provisions of any law of the United States of America.

  • Floodplain Management Regulations means this ordinance and other zoning ordinances, subdivision regulations, building codes, health regulations, special purpose ordinances, and other applications of police power. This term describes federal, state or local regulations, in any combination thereof, which provide standards for preventing and reducing flood loss and damage.

  • regulated financial institution means a state or nationally chartered bank, savings and loan association or savings bank, credit union, trust company, or other state or federally chartered lending institution or a regulated affiliate or regulated subsidiary of any of these entities.

  • Commercial sex act means any sex act on account of which anything of value is given to or received by any person.

  • Consumer reporting agency means any person that, for monetary fees, dues, or on a cooperative nonprofit basis, regularly engages in whole or in part in the practice of assembling or evaluating consumer credit information or other information concerning consumers for the purpose of furnishing consumer credit reports to third parties.