Capital Market Transaction definition

Capital Market Transaction means the issuance or sale in a registered public offering, Rule 144A/Regulation S transaction or private placement of Capital Stock (including equity-linked securities) or notes, debentures, instruments or other debt securities with a maturity in excess of one year from the Maturity Date (provided that Capital Market Transaction shall exclude any Qualified Securitization Transaction).

Capital Market Transaction means the issuance or sale by the Issuer or any Subsidiary of the Issuer of any of its debt securities (other than commercial paper, intercompany notes and notes issued under loans and other credit facilities with banks and other financial institutions and funds that engage in commercial lending in the ordinary course of their business) pursuant to (a) a public offering registered under the Securities Act or (b) a Rule 144A, Regulation S or Regulation D offering under the Securities Act.

Capital Market Transaction means any Debt Capital Market Transaction, Equity Capital Market Transaction or Agency Capital Market Transaction.

Examples of Capital Market Transaction in a sentence

• Subject to the terms of the Subordination Agreement (as amended, restated, modified or replaced from time to time) and any obligations to prepay the Credit Agreement, the Issuer will prepay the principal amount of this Note to the extent of the Net Cash Proceeds within 5 business days of when received by the Issuer from a Capital Market Transaction completed after the date hereof, provided that payments shall not be required to be made more frequently than once a month.

• AGCO shall not deliver, or permit there to be delivered, to the Existing 2006 Note Trustee under the Existing 2006 Note Indenture, the Existing 2008 Note Trustee under the Existing 2008 Note Indenture, the Convertible Note Trustee under the Convertible Note Indenture or any other trustee under any Applicable Capital Market Transaction Documents, any notice that any agreement, instrument or document, other than this Agreement and the Loan Documents, is the "Bank Credit Agreement" thereunder.

• His focus on innovative approaches to help students succeed is paying off as the college begins to turn the corner after many years of low performance.

More Definitions of Capital Market Transaction

Capital Market Transaction means the issuance by the Issuer in a registered public offering , Rule 144A offering or other capital market offering to institutional investors of common stock, preferred stock or Subordinated Debt or securities convertible or exchangeable for any of the aforementioned securities (or any combination thereof) in an offering generating proceeds in excess of $10,000,000; (b) “Net Cash Proceeds” means the excess of (i) the sum of the cash and cash equivalents received by the Issuer in connection with a Capital Market Transaction over (ii) the underwriting discounts and commissions, commitment fees, arrangement fees and other out-of-pocket fees, costs and expenses, incurred in connection with such Capital Market Transaction; and (c) “Subordinated Debt” means debt securities of the Issuer expressly subordinated in right of payment to the Credit Agreement or the Issuer’s 8.00% Senior Convertible Notes due 2014. For the avoidance of doubt, a Capital Market Transaction shall not include (1) any issuances of securities registered on Form S-8 or other issuance to employees of stock, options or restricted stock units, or (2) the issuance of any JBO or similar stock to correspondent and/or customers, or (3) issuances in connection with the acquisition of a business or purchase of assets (including as an earn out, deferred purchase price or similar arrangement), or (4) issuances of securities in respect of the conversion of convertible securities, or (5) incurrence of indebtedness to the extent such indebtedness would have been permitted by the Credit Agreement as of the date of the Asset Purchase Agreement.

Capital Market Transaction means the issuance of any Equity (including convertible debt securities but excluding any other debt securities), in each case whether by means of a public offering, private placement, or other capital market method.

Capital Market Transaction means (i) any direct or indirect public offering or private placement of subordinated debt or equity securities of the Company or any of its Subsidiaries or (ii) the incurrence of any other Indebtedness by the Company or any of its Subsidiaries, or any direct or indirect parent holding company of the Company (other than Permitted Debt); PROVIDED, that, in each case, either such transaction does not violate the New Credit Facility or the Indebtedness under the New Credit Facility has been paid in full and all commitments thereunder have been terminated.

Capital Market Transaction means the issuance or incurrence of any Indebtedness for borrowed money (other than borrowings hereunder) or the issuance of any Equity or other securities, excluding Commercial Paper, in each case whether by means of any public offering or private placement but excluding debt to commercial banks or other investors, a principal investment objective of which is extending credit by making or purchasing bank loans, or debt that is syndicated in the commercial bank market.

Capital Market Transaction shall have the meaning set forth in the Credit Agreement, without giving effect to any amendments or waivers thereto.

Capital Market Transaction means any proceedings according to

Capital Market Transaction means the issuance or incurrence of any