Capital Markets Tribunal definition

Capital Markets Tribunal means the Capital Markets Tribunal established under section 25 of the Securities Commission Act, 2021; (“Tribunal des marchés financiers”)
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Capital Markets Tribunal means the Capital Markets Tribunal established under the Securities Commission Act, 2021;
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Examples of Capital Markets Tribunal in a sentence

  • The contention by the Attorney General on the competence of the Capital Markets Tribunal was therefore misplaced.

  • Mercury was assayed in all of the UP samples analyzed for this report.

  • If the central depository is dissatisfied with the outcome of the review exercise it may apply for a review to the Capital Markets Tribunal established under the Capital Markets Act (Cap.

  • Thirdly, a bifurcation of the process would have resulted in further unjustifiable and unnecessary delay, considering that Kiereini had the opportunity to appeal to the Capital Markets Tribunal which under Section 35 of the Act had the power to call for further evidence, and to set aside, confirm or vary the decision of the CMA Board or its committees.

  • If the central depository is dissatisfied with the outcome of the review exercise it may apply for a review to the Capital Markets Tribunal established under the Capital Markets Act.

  • For his part, the Attorney General supported CMA and further contended that the petition was an abuse of court process since there was a proper channel for appealing any decision of the Authority as set out in Capital Markets Tribunal established under the Act.

  • Automatic effect in Ontario(2) Subject to subsection (3), an order made by the capital markets regulator of the other province or territory has the same effect in Ontario, with such modifications as the circumstances require, as if it were an order made by the Capital Markets Tribunal under this Act.

  • The Capital Markets Tribunal ( Tribunal) is not obliged to provide you with a lawyer.

  • Date: CAPITAL MARKETS TRIBUNAL On behalf of the Capital Markets Tribunal NOTE: You are entitled to be paid the same fees or allowances for attending at or otherwise participating in the hearing as are paid to a person summoned to attend before the Superior Court of Justice.

  • If any officer or employee of the licensed person removed under the provisions of subsection (2)(b) is aggrieved by the decision, he may appeal to the Capital Markets Tribunal, and the Tribunal may confirm, reverse or modify the decision and make any other order in the circumstances as it thinks just; and pending the determination of the appeal, the order of removal shall remain in effect.

Related to Capital Markets Tribunal

  • Capital Markets Debt means any debt securities or debt financing issued pursuant to an indenture, notes purchase agreement or similar financing arrangement (but excluding any credit agreement) whether offered pursuant to a registration statement under the Securities Act or under an exemption from the registration requirements of the Securities Act.

  • Financial Markets means international financial markets in which currency and other financial assets exchange rates are determined in multi-party trade.

  • Capital Markets Indebtedness means any Indebtedness consisting of bonds, debentures, notes or other similar debt securities issued in (a) a public offering registered under the Securities Act, (b) a private placement to institutional investors that is resold in accordance with Rule 144A or Regulation S of the Securities Act, whether or not it includes registration rights entitling the holders of such debt securities to registration thereof with the SEC or (c) a placement to institutional investors. The term “Capital Markets Indebtedness” shall not include any Indebtedness under commercial bank facilities or similar Indebtedness, Capitalized Lease Obligation or recourse transfer of any financial asset or any other type of Indebtedness incurred in a manner not customarily viewed as a “securities offering.”

  • Pink OTC Markets means the OTC Markets Group Inc. electronic inter-dealer quotation system, including OTCQX, OTCQB and OTC Pink.

  • Financial Markets Act means the Financial Markets Act, 2012 (Act No. 19 of 2012);

  • Capital Market Indebtedness means any obligation for the payment of borrowed money which is, in the form of, or represented or evidenced by bonds, or other instruments which are, or are capable of being, listed, quoted, dealt in or traded on any stock exchange or in any organised market and any guarantee or other indemnity in respect of such obligation; and

  • securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.

  • CCMA means the Commission for Conciliation, Mediation and Arbitration established in terms of section 112 of the Labour Relations Act, 1995;

  • Emerging Markets means those countries included in an industry recognised emerging

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • PJM Markets means the PJM Interchange Energy and capacity markets, including the RPM auctions, together with all bilateral or other wholesale electric power and energy transactions, capacity transactions, ancillary services transactions (including black start service), transmission transactions and any other market operated under the PJM Tariff or Operating Agreement within the PJM Region, wherein Market Participants may incur Obligations to PJMSettlement. PJM Market Rules:

  • Barclays Capital is a reference to Barclays Capital, the investment banking division of Barclays Bank PLC;

  • OTC Markets means either OTC QX or OTC QB of the OTC Markets Group, Inc.

  • Local Marketing Agreement means, a local marketing agreement, time brokerage agreement or similar arrangement pursuant to which a Person, subject to customary licensee preemption rights and other limitations, obtains the right to exhibit programming and sell advertising time constituting 15% or more of the air time per week of a television broadcast station licensed to another Person.

  • Securities Transaction means a purchase of or sale of Securities.

  • Corporate Finance Fee means the fee to be paid to the Agent by the Issuer in consideration of corporate finance and structuring services provided by the Agent;

  • Reference Market-Maker means a leading dealer in the relevant market that is selected in a commercially reasonable manner and is not an affiliate of either party.

  • Mizuho means Mizuho Bank, Ltd.

  • Recognised Futures Exchange means an international futures exchange which is recognised by the SFC or which is approved by the Manager.

  • Reference Market-makers means four leading dealers in the relevant market selected by the party determining a Market Quotation in good faith (a) from among dealers of the highest credit standing which satisfy all the criteria that such party applies generally at the time in deciding whether to offer or to make an extension of credit and (b) to the extent practicable, from among such dealers having an office in the same city.

  • Barclays shall have the meaning assigned to such term in the preamble to this Agreement.

  • Commodity Futures Trading Commission means the independent regulatory agency established by congress to administer the Commodity Exchange Act.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Street Trading means the selling or exposing or the offering for sale of any article (including a living thing) or the supplying or offering to supply any service in a street for gain or reward.

  • Digital Banking (a) means our present and future online banking services which can be accessed through 365 Online, Business Online, Bank of Ireland Mobile Banking, and services available on www.bankofireland.com; and

  • Markets means the stock exchanges and regulated markets set out in Appendix I;