Capital Markets Tribunal definition

Capital Markets Tribunal means the Capital Markets Tribunal established under section 25 of the Securities Commission Act, 2021; (“Tribunal des marchés financiers”)
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Capital Markets Tribunal means the Capital Markets Tribunal established under the Securities Commission Act, 2021;
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Examples of Capital Markets Tribunal in a sentence

  • The Ethics Executive for employees, other than those who work exclusively for the Capital Markets Tribunal, is the CEO of the OSC.

  • The Ethics Executive for adjudicators (other than the Chief Adjudicator) and employees who work exclusively for the Capital Markets Tribunal is the Chief Adjudicator.

  • Date: CAPITAL MARKETS TRIBUNAL On behalf of the Capital Markets Tribunal NOTE: You are entitled to be paid the same fees or allowances for attending at or otherwise participating in the hearing as are paid to a person summoned to attend before the Superior Court of Justice.

  • If the central depository is dissatisfied with the outcome of the review exercise it may apply for a review to the Capital Markets Tribunal established under the Capital Markets Act.

  • S.5) WHEREAS on [date] the Capital Markets Tribunal held a hearing by videoconference to consider the request for approval of a settlement agreement dated [date] (the Settlement Agreement); ON READING the Joint Application for Settlement Hearing, including the Statement of Allegations dated May 3, 2021 and the Settlement Agreement, the written submissions, and on hearing the submissions of representatives of each of the parties, and on considering Plateau Energy Metals Inc.

  • The new laws also introduced a Capital Markets Tribunal with jurisdiction over stock market offences including fraud and insider trading.

  • The Society is of the view that there should be a process that allows the Capital Markets Tribunal to adjudicate disagreements and disputes that arise between the Commission and persons or companies required to produce information during a review or investigation.

  • Stakeholders noted that clause 18 sought to empower the Capital Markets Tribunal to make certain orders in relation to alleged contraventions of the Act or licence conditions.

  • The Finance 2021 Act amends the Capital Markets Act to provide for a definite time period within which the Capital Markets Tribunal shall hear and determine an appeal.

  • That numerous other legislation give authority to the Executive to appoint Chairpersons of Tribunals, among them the Cooperative Tribunal, Mineral Rights Board, Anti-Money Laundering Advisory Board, Insurance Tribunal, Competition Tribunal, Capital Markets Tribunal, Scrap Metal Council, Special Economic Zones Authority, Industrial Property Tribunal, Engineers Board of Kenya, National Transport and Safety Authority, Kenya Yearbook Board, Micro and Small Enterprises Tribunal, Energy and Petroleum Tribunal.

Related to Capital Markets Tribunal

  • Capital Markets Debt means any debt securities or debt financing issued pursuant to an indenture, notes purchase agreement or similar financing arrangement (but excluding any credit agreement) whether offered pursuant to a registration statement under the Securities Act or under an exemption from the registration requirements of the Securities Act.

  • Financial Markets means international financial markets in which currency and other financial assets exchange rates are determined in multi-party trade.

  • Capital Markets Indebtedness means any Indebtedness consisting of bonds, debentures, notes or other similar debt securities issued in (a) a public offering registered under the Securities Act, (b) a private placement to institutional investors that is resold in accordance with Rule 144A or Regulation S under the Securities Act, whether or not it includes registration rights entitling the holders of such debt securities to registration thereof with the SEC or (c) a private placement to institutional investors. For the avoidance of doubt, the term “Capital Markets Indebtedness” does not include any Indebtedness under the Credit Agreement, Indebtedness incurred in connection with a sale and leaseback transaction, Indebtedness incurred in the ordinary course of business of the Company, Capital Lease Obligations or recourse transfer of any financial asset or any other type of Indebtedness incurred in a manner not customarily viewed as a “securities offering.”

  • Pink OTC Markets means the OTC Markets Group Inc. electronic inter-dealer quotation system, including OTCQX, OTCQB and OTC Pink.

  • Financial Markets Act means the Financial Markets Act, 2012 (Act No. 19 of 2012);

  • Capital Market Indebtedness means any obligation for the payment of borrowed money which is, in the form of, or represented or evidenced by bonds, or other instruments which are, or are capable of being, listed, quoted, dealt in or traded on any stock exchange or in any organised market and any guarantee or other indemnity in respect of such obligation; and

  • securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.

  • CCMA means the Commission for Conciliation, Mediation and Arbitration established in terms of section 112 of the Labour Relations Act, 1995;

  • Emerging Markets means those countries included in an industry recognised emerging

  • Stock Market means a securities market operated by a securities exchange;

  • PJM Markets means the PJM Interchange Energy and capacity markets, including the RPM auctions, together with all bilateral or other wholesale electric power and energy transactions, capacity transactions, ancillary services transactions (including black start service), transmission transactions and any other market operated under the PJM Tariff or Operating Agreement within the PJM Region, wherein Market Participants may incur Obligations to PJMSettlement.

  • Barclays Capital is a reference to Barclays Capital, the investment banking division of Barclays Bank PLC;

  • OTC Markets means either OTC QX or OTC QB of the OTC Markets Group, Inc.

  • Securities Transaction means a purchase of or sale of Securities.

  • Corporate Finance Fee means the fee to be paid to the Agent by the Issuer in consideration of corporate finance and structuring services provided by the Agent;

  • Reference Market-Maker means a leading dealer in the relevant market that is selected in a commercially reasonable manner and is not an affiliate of either party.

  • Mizuho means Mizuho Bank, Ltd.

  • Recognised Futures Exchange means an international futures exchange which is recognised by the SFC or which is approved by the Manager.

  • Reference Market-makers means four leading dealers in the relevant market selected by the party determining a Market Quotation in good faith (a) from among dealers of the highest credit standing which satisfy all the criteria that such party applies generally at the time in deciding whether to offer or to make an extension of credit and (b) to the extent practicable, from among such dealers having an office in the same city.

  • Barclays means Barclays Bank PLC.

  • Commodity Futures Trading Commission means the independent regulatory agency established by congress to administer the Commodity Exchange Act.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Street Trading means the selling or exposing or the offering for sale of any article (including a living thing) or the supplying or offering to supply any service in a street for gain or reward.

  • Digital Banking (a) means our present and future online banking services which can be accessed through 365 Online, Business Online, Bank of Ireland Mobile Banking, and services available on www.bankofireland.com; and

  • Markets means the stock exchanges and regulated markets set out in Appendix I;

  • exempt market dealer means a person or company registered in the category of exempt market dealer;