Examples of China Connect Authority in a sentence
You must also disclose any substantial change in your holding as required by the relevant China Connect Authority.
However, as the China Connect Securities traded through China Connect are not listed or traded on the SEHK, the Client Securities Rules will not apply unless otherwise specified by the SFC or any other relevant China Connect Authority.
Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you to give up/return any profits made from purchases and sales in respect of China Connect Securities of a particular Mainland China Listco if (a) your shareholding in that Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa.
If you hold or control shares on an aggregate basis in a Mainland China Listco above a certain threshold, you may have to disclose such interest within the period specified by the relevant China Connect Authority, and you must not buy or sell any such shares within a specified period.
However, as the China Connect Securities traded through China Connect are not listed or traded on SEHK, the Customer will not have protection under the Client Securities Rules, unless otherwise specified by the SFC or any other relevant China Connect Authority.
If I hold or control shares on an aggregate basis in a Mainland China Listco above a certain threshold, I may have to disclose such interest within the period specified by the relevant China Connect Authority, and I must not buy or sell any such shares within a specified period.
Under Mainland China laws, rules and regulations, the “short swing profit rule” requires me to return any profits made from purchases and sales in respect of China Connect Securities of a Mainland China Listco if (a) my shareholding in the Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa.
The Client must also disclose any substantial change in his holding as required by the relevant China Connect Authority.
The Company may, in its absolute discretion, refuse to execute any order made by the Customer without prior notice, if (for example and without limitation) such order is not compliant with any rules, laws, or regulations or if the Company is required by the SEHK, SSE, SZSE or any other China Connect Authority to reject orders from the Customer.
Under PRC laws, rules and regulations, the "short swing profit rule" requires the Customer to give up/return any profits made from purchases and sales in respect of China Connect Securities of a particular PRC Listco if (a) the Customer's shareholding in such PRC Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa.