Client Money Regulations definition

Client Money Regulations means The Financial Services (Client Money) Regulations 1991, The Financial Services (Client Money) (Supplementary) Regulations 1991 and the related client money rules in Chapter 4 of the rules of SFA;
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Client Money Regulations means the Financial Services (Client Money) Regulations 1991 as amended or replaced from time to time.
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Client Money Regulations means the relevant provisions of the Act and Securities (Conduct of Business) Regulations, 2008 (including its related regulations). • Close Out, Closed Out and Closing Out in relation to a Transaction means discharging or satisfying the obligations of the Client and FinPros under the transaction and this includes matching up the Transaction with a Transaction of the same kind under which the Client has assumed an offsetting opposite position.
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Examples of Client Money Regulations in a sentence

  • Account to pay to any Broker, Clearing House, Exchange or other parties all margins, premiums and other sums on futures and options Contracts demanded or due from us in respect of our clients, and for any other purposes allowed under the Client Money Regulations.

  • This means that money held in our Client Money bank accounts is pooled and distributed pari passu to meet the claims of all customers who are entitled to protection under the Client Money Regulations.

  • We may invest any moneys in a CMTA according to the Client Money Regulations and you irrevocably authorize us to make such investments.

  • We will credit all sums received from you for the benefit of your Account, in an approved bank account in accordance with the Financial Services (Client Money) Regulations.

  • Any assets which State Street holds in the form of money shall not be treated by State Street as the Clients' Money as defined by The Financial Services (Client Money) Regulations 1991 of the United Kingdom as amended (the "Clients' Money Regulations") and will not be held in accordance with the Clients' Money Regulations or such other regulations as shall amend or replace the Clients' Money Regulations from time to time.

  • Money may be spread between different banks in order to diversify riskto client money arising from failure of banks, inaccordance with FCA regulations, guidance or best practice.1.2 Reyker will deposit and hold Investor Client Money in one or more segregated, pooled client bank accounts, with trust status with any banking institution of Reyker’s choice that is approved by or permittedby the FCA and/ or PRA in accordance with FCA’s Client Money Regulations.

  • For the avoidance of doubt, Counterparty is advised that any Collateral Paid or Delivered to the Secured Party or to any agent for the safekeeping of the Secured Party will not be treated as a safe custody investment nor as client money within the terms of the Client Money and Other Asset Rules of SFA or The Financial Services (Client Money) Regulations 1991 and the Financial Services (Client Money) (Supplementary) Regulations 1991.

  • Some banks, carrying brokers and/or counter-parties to OTC FX are required to provide the following statement pursuant to rule 2.02(3) of the Securities and Investments Board's Financial Services (Client Money) Regulations 1991 to draw attention to the following: "Your money will not be subject to protections conferred by the Financial Services (Client Money) Regulations 1991 as amended from time to time." Important Information Regarding Procedures For Opening a New Account.

  • By: /s/ Xxxxx Xxxxxxxx By: SCCP, LLC Name: Xxxxx Xxxxxxxx Its: General Partner Title: President and Chief Executive Officer By: /s/ Xxxxxxxx X.

  • This means that money held in our Client Money bank accounts is pooled and distributed PARI PASSU to meet the claims of all customers who are entitled to protection under the Client Money Regulations.


More Definitions of Client Money Regulations

Client Money Regulations means The Financial Services (Client Money) Regulations 1991, The Financial Services (Client Money) (Supplementary) Regulations 1991 and the related client money rules in Chapter 4 of the rules of SEA;
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Related to Client Money Regulations

  • Client Money Rules means the rules specified in paragraph 72 of the Securities Act 2007 which provides for the Provision of Investment Services, the Exercise of Investment Activities, the Operation of Regulated Markets and other related matters

  • UCITS Regulations means the European Communities (Undertakings for Collective

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.

  • Applicable Regulations As to any Mortgage Loan, all federal, state and local laws, statutes, rules and regulations applicable thereto.