Client Money Regulations definition

Client Money Regulations means The Financial Services (Client Money) Regulations 1991, The Financial Services (Client Money) (Supplementary) Regulations 1991 and the related client money rules in Chapter 4 of the rules of SFA;
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Client Money Regulations means the Financial Services (Client Money) Regulations 1991 as amended or replaced from time to time.
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Client Money Regulations means the relevant provisions of the Act and Securities (Conduct of Business) Regulations, 2008 (including its related regulations). • Close Out, Closed Out and Closing Out in relation to a Transaction means discharging or satisfying the obligations of the Client and FinPros under the transaction and this includes matching up the Transaction with a Transaction of the same kind under which the Client has assumed an offsetting opposite position.
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Examples of Client Money Regulations in a sentence

  • Account to pay to any Broker, Clearing House, Exchange or other parties all margins, premiums and other sums on futures and options Contracts demanded or due from us in respect of our clients, and for any other purposes allowed under the Client Money Regulations.

  • For the avoidance of doubt, Counterparty is advised that any Collateral Paid or Delivered to the Secured Party or to any agent for the safekeeping of the Secured Party will not be treated as a safe custody investment nor as client money within the terms of the Client Money and Other Asset Rules of SFA or The Financial Services (Client Money) Regulations 1991 and the Financial Services (Client Money) (Supplementary) Regulations 1991.


More Definitions of Client Money Regulations

Client Money Regulations means The Financial Services (Client Money) Regulations 1991, The Financial Services (Client Money) (Supplementary) Regulations 1991 and the related client money rules in Chapter 4 of the rules of SEA;
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Related to Client Money Regulations

  • Client Money Rules means the rules specified in paragraph 18(2)(j) of the Law which provides for the Provision of Investment Services, the Exercise of Investment Activities, the Operation of Regulated Markets and other related matters and the Directives and Circulars issued pursuant to this paragraph, as amended from time to time by CYSEC.

  • Investor Money Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Investor Money Regulations 2015 for Fund Service Providers;

  • Privacy Regulations means the Privacy and Electronic Communications (EC Directive) Regulations 2003 as amended in 2004, 2011, 2015 and 2016 and as may be further amended from time to time;

  • HIPAA Regulations means the regulations promulgated under HIPAA by the United States Department of Health and Human Services, including, but not limited to, 45 C.F.R. Part 160 and 45 C.F.R. Part 164 subparts A and E (“The Privacy Rule”) and the Security Standards as they may be amended from time to time, 45 C.F.R. Parts 160, 162 and 164, Subpart C (“The Security Rule”).

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • Security Regulations has the meaning set forth in Section 9.2(a).

  • FCC Regulations means the regulations duly and lawfully promulgated by the FCC, as in effect from time to time.

  • UCITS Regulations means the European Communities (Undertakings for Collective

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • Land Use Regulations means all ordinances, resolutions, codes, rules, regulations and official policies of CITY governing the development and use of land, including, without limitation, the permitted use of land, the density or intensity of use, subdivision requirements, the maximum height and size of proposed buildings, the provisions for reservation or dedication of land for public purposes, and the design, improvement and construction standards and specifications applicable to the development of the Property. “Land Use Regulations” does not include any CITY ordinance, resolution, code, rule, regulation or official policy, governing:

  • Radio Regulations means the Radio Regulations annexed to, or regarded as being annexed to, the most recent International Telecommunication Convention which may be in force at any time.

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.

  • Applicable Regulations As to any Mortgage Loan, all federal, state and local laws, statutes, rules and regulations applicable thereto.