Client Money Regulations definition

Client Money Regulations means The Financial Services (Client Money) Regulations 1991, The Financial Services (Client Money) (Supplementary) Regulations 1991 and the related client money rules in Chapter 4 of the rules of SFA;
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Client Money Regulations means the Financial Services (Client Money) Regulations 1991 as amended or replaced from time to time.
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Client Money Regulations means the relevant provisions of the Act and Securities (Conduct of Business) Regulations, 2008 (including its related regulations). • Close Out, Closed Out and Closing Out in relation to a Transaction means discharging or satisfying the obligations of the Client and FinPros under the transaction and this includes matching up the Transaction with a Transaction of the same kind under which the Client has assumed an offsetting opposite position.
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Examples of Client Money Regulations in a sentence

  • Account to pay to any Broker, Clearing House, Exchange or other parties all margins, premiums and other sums on futures and options Contracts demanded or due from us in respect of our clients, and for any other purposes allowed under the Client Money Regulations.

  • This means that money held in our Client Money bank accounts is pooled and distributed pari passu to meet the claims of all customers who are entitled to protection under the Client Money Regulations.

  • We may invest any moneys in a CMTA according to the Client Money Regulations and you irrevocably authorize us to make such investments.

  • We will credit all sums received from you for the benefit of your Account, in an approved bank account in accordance with the Financial Services (Client Money) Regulations.

  • Any assets which State Street holds in the form of money shall not be treated by State Street as the Clients' Money as defined by The Financial Services (Client Money) Regulations 1991 of the United Kingdom as amended (the "Clients' Money Regulations") and will not be held in accordance with the Clients' Money Regulations or such other regulations as shall amend or replace the Clients' Money Regulations from time to time.

  • For the avoidance of doubt, Counterparty is advised that any Collateral Paid or Delivered to the Secured Party or to any agent for the safekeeping of the Secured Party will not be treated as a safe custody investment nor as client money within the terms of the Client Money and Other Asset Rules of SFA or The Financial Services (Client Money) Regulations 1991 and the Financial Services (Client Money) (Supplementary) Regulations 1991.

  • Money may be spread between different banks in order to diversify riskto client money arising from failure of banks, inaccordance with FCA regulations, guidance or best practice.1.2 Reyker will deposit and hold Investor Client Money in one or more segregated, pooled client bank accounts, with trust status with any banking institution of Reyker’s choice that is approved by or permittedby the FCA and/ or PRA in accordance with FCA’s Client Money Regulations.

  • Some banks, carrying brokers and/or counter-parties to OTC FX are required to provide the following statement pursuant to rule 2.02(3) of the Securities and Investments Board's Financial Services (Client Money) Regulations 1991 to draw attention to the following: "Your money will not be subject to protections conferred by the Financial Services (Client Money) Regulations 1991 as amended from time to time." Important Information Regarding Procedures For Opening a New Account.

  • This means that money held in our Client Money bank accounts is pooled and distributed PARI PASSU to meet the claims of all customers who are entitled to protection under the Client Money Regulations.

  • By: /s/ Xxxxx Xxxxxxxx By: SCCP, LLC Name: Xxxxx Xxxxxxxx Its: General Partner Title: President and Chief Executive Officer By: /s/ Xxxxxxxx X.


More Definitions of Client Money Regulations

Client Money Regulations means The Financial Services (Client Money) Regulations 1991, The Financial Services (Client Money) (Supplementary) Regulations 1991 and the related client money rules in Chapter 4 of the rules of SEA;
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Client Money Regulations means The Financial Services (Dedesignation) Rules and Regulations (1994), The Financial Services (Client Money) (Amendment) Regulations 1996 and the related client money rules in Chapter 4 of the rules of SFA;
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Related to Client Money Regulations

  • Client Money Rules means the rules specified in paragraph 72 of the Securities Act 2007 which provides for the Provision of Investment Services, the Exercise of Investment Activities, the Operation of Regulated Markets and other related matters

  • Investor Money Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Investor Money Regulations 2015 for Fund Service Providers;

  • Privacy Regulations means the Privacy and Electronic Communications (EC Directive) Regulations 2003 as amended in 2004, 2011, 2015 and 2016 and as may be further amended from time to time;

  • HIPAA Regulations means the regulations promulgated under HIPAA by the United States Department of Health and Human Services, including, but not limited to, 45 C.F.R. Part 160 and 45 C.F.R. Part 164.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • CDM Regulations means the Construction (Design and Management) Regulations 2015.

  • EP Regulations means The Environmental Permitting (England and Wales) Regulations SI 2016 No.1154 and words and expressions used in this permit which are also used in the Regulations have the same meanings as in those Regulations.

  • ISA Regulations means The Individual Savings Account Regulations 1998, as amended or replaced from time to time.

  • SBE Regulations means the written regulations and procedures adopted pursuant to this chapter for procurement of Supplies, Services and Public Works.

  • the 1997 Regulations means the Zebra, Pelican and Puffin Pedestrian Crossing Regulations 1997.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.

  • SEBI ICDR Regulations means Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018, as amended;

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • Security Regulations has the meaning set forth in Section 9.2(a).

  • SEBI LODR Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 as amended from time to time.

  • FCC Regulations means the regulations duly and lawfully promulgated by the FCC, as in effect from time to time.

  • UCITS Regulations means the European Communities (Undertakings for Collective

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • Applicable MREL Regulations means, at any time, the laws, regulations, requirements, guidelines and policies then in effect in Norway giving effect to any MREL Requirement or any successor regulations then applicable to the Issuer and/or the Group, including, without limitation to the generality of the foregoing, CRD IV, the BRRD and those regulations, requirements, guidelines and policies giving effect to any MREL Requirement or any successor regulations then in effect (whether or not such requirements, guidelines or policies have the force of law and whether or not they are applied generally or specifically to the Issuer and/or the Issuer Group).

  • Land Use Regulations means all federal, state and local laws, rules, regulations, ordinances, and plans relating to or governing the use of development of land in the City, including but not limited to environmental, zoning and building code laws and regulations.

  • Radio Regulations means the Radio Regulations annexed to, or regarded as being annexed to, the most recent International Telecommunication Convention which may be in force at any time.

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.