Code Compliance Officer definition

Code Compliance Officer means the individual responsible for oversight and monitoring of compliance with the requirements of this Code.

Code Compliance Officer means the Trust’s Vice President and Treasurer or, in his absence, the Trust’s President. Such officers may designate other individuals to assist in the administration of the Code.2

Code Compliance Officer means the employee of PTC who is designated, by PTC's President, as PTC's Code Compliance Officer (or, in the absence of such designation, PTC's President). Such officers may designate other individuals to assist in the administration of the Code.

Examples of Code Compliance Officer in a sentence

• A copy of the letter instructing the broker/dealer to provide duplicate trade confirmations and account statements to Citi must be sent to the Code Compliance Officer at the time of mailing.

• Upon making a determination that a violation of this Code, including its reporting requirements, has occurred, the Code Compliance Officer shall report such violations to the General Counsel of BISYS Fund Services who shall determine what sanctions, if any, should be recommended to be taken by BISYS.

• The Code Compliance Officer shall review and maintain the Initial and Annual Certifications, Initial and Annual Holdings Reports and Transaction/New Account Reports (the "Reports") with the records of BISYS.

• If a broker/dealer is unable or refuses to provide duplicate statements, the Access Person should contact the Code Compliance Officer for further assistance.

• The Code Compliance Officer shall review and maintain the Initial and Annual Certifications, Initial and Annual Holdings Reports and Transaction/New Account Reports (the “Reports”) with the records of Citi.

More Definitions of Code Compliance Officer

Code Compliance Officer means the Trust's Vice President and Treasurer or, in his absence, the Trust's President. Such officers may designate other individuals to assist in the administration of the Code.

Code Compliance Officer means the Fund’s Chief Compliance Officer or, in his absence, the Fund’s President. Such officers may designate other individuals to assist in the administration of the Code.

Code Compliance Officer means the Trust's Vice President who is designated, by the Trust's President, as the Trust's Code Compliance Officer (or, in the absence of such designation, the Trust's President). Such officers may designate other individuals to assist in the administration of the Code.

Code Compliance Officer means the officer or officers who are appointed by the governing authority and authorized to exercise the powers prescribed by this ordinance relating to the inspection for violations of the ordinance's provisions and the issuance of complaints upon determining that a violation has occurred, including the building official and including also the county code enforcement officer.

Code Compliance Officer means a code compliance officer, the director of planning and community development, or the director of community development’s designee.

Code Compliance Officer means an officer of the Corporation appointed by the Board of Directors. Such officer may designate other individuals to assist in the administration of the Code.

Code Compliance Officer of a Fund means the Secretary of the Fund or such other individual as the Board of Trustees or Managers may from time to time appoint.