Company Proceeding definition

Company Proceeding means any Disciplinary Proceeding, appeal from a Disciplinary Proceeding, summary suspension or other summary action taken by the Company pursuant to Chapter 7 of the Rules.
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Company Proceeding means any Disciplinary Proceeding, appeal from a Disciplinary Proceeding, summary suspension, or other summary action taken pursuant to Rule 716 or Rule 717.
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Company Proceeding means any Disciplinary Proceeding or an appeal from a Disciplinary Proceeding.
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Examples of Company Proceeding in a sentence

  • As of the date hereof, there is no existing, pending or, to the Knowledge of the Company, Proceeding threatened in writing against the Company or outstanding Order against the Company that challenges the validity or propriety, or seeks to prevent or materially delay consummation of the Integrated Mergers.

  • The Company (i) acknowledges that it will not initiate or cause to be initiated on its behalf any Company Proceedings and will not participate in any Company Proceeding, in each case, except as required by law; and (ii) waives any right it may have to benefit in any manner from any relief (whether monetary or otherwise) arising out of any Company Proceeding.

  • The Company acknowledges that it has not filed any complaint, charge, claim or proceeding against the Executive before any local, state or federal agency, court or other body relating to the Executive's employment or the termination thereof (each individually a "Company Proceeding").

  • The Company represents that it is not aware of any basis on which such a Company Proceeding could reasonably be instituted.

  • Nothing contained in this Article or elsewhere in this Indenture or in any of the Debentures shall prevent the Company, at any time except during the pendency of any Company Proceeding referred to in Section 16.02 or under the conditions described in Section 16.03, from making Company Debentures Payments.

  • Except as set forth on Section 3.9 of the Company Schedule of Exceptions, there are no suits, claims, actions, proceedings, arbitrations, mediations or, to the Knowledge of the Company, governmental investigations (“Company Proceedings“) pending or, to the Knowledge of the Company, threatened against the Company or any of its Subsidiaries, other than any Company Proceeding that would not, or would not reasonably be expected to, individually or in the aggregate, have a Company Material Adverse Effect.

  • To the extent that Indemnitee has been successful on the merits or otherwise in defense of or in connection with any Third Party Proceeding or Company Proceeding referred to in Subsections (a) and (b) of this Section 1, or otherwise in defense of any claim, issue or matter therein (collectively, a “Proceeding”), Indemnitee shall be indemnified against expenses (including attorneys’ fees) actually and reasonably incurred by Indemnitee in connection therewith.

  • In this way the average score and percentage score were used to determine the attitude of students of different occupational parents towards mathematics.ANOVA table was used to compare attitude score of boy students of different occupational parents towards mathematics.

  • This Note is one of a Series (as defined below) of Senior Notes (as defined below) issued by MORhomes PLC (the Issuer) constituted and secured by a Trust Deed (such Trust Deed as modified and/or supplemented and/or restated from time to time, the Trust Deed) dated 11 January 2019 made between the Issuer and The Law Debenture Trust Corporation p.l.c. (the Trustee, which expression shall include any successor as Trustee).

  • Before considering a Company Proceeding or Emergency, an Interested Person must disclose in writing to the Chief Compliance Officer the material facts concerning his or her relationship or interest therein.


More Definitions of Company Proceeding

Company Proceeding means any Disciplinary Proceeding, appeal from a Disciplinary Proceeding, summary suspension, or other summary action taken pursuant toRule 7.16. or Rule 7.17..
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Company Proceeding has the meaning set forth in Section 9.1(b).
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Company Proceeding has the meaning specified in Section 16.02.
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Related to Company Proceeding

  • Child custody proceeding means a proceeding in which legal custody, physical custody, or visitation with respect to a child is an issue. The term includes a proceeding for dissolution of marriage, separation, neglect, abuse, dependency, guardianship, paternity, termination of parental rights, and protection from domestic violence, in which the issue may appear. The term does not include a proceeding involving juvenile delinquency, contractual emancipation, or enforcement under article III.

  • Testacy proceeding means a proceeding to establish a will or determine intestacy.

  • Protective proceeding means a proceeding under the provisions of part 4 of article V.

  • Insolvency Proceeding means any proceeding commenced by or against any Person under any provision of the Bankruptcy Code or under any other state or federal bankruptcy or insolvency law, assignments for the benefit of creditors, formal or informal moratoria, compositions, extensions generally with creditors, or proceedings seeking reorganization, arrangement, or other similar relief.

  • Bankruptcy Proceeding means any case, action or proceeding before any court or other Governmental Authority relating to any Bankruptcy Event.

  • Disciplinary proceeding means any proceeding under the authority of each board pursuant to which licensee discipline may be imposed.

  • Regulatory Proceeding means a request for information, civil investigative demand or civil proceeding commenced by service of a complaint or similar proceeding brought by or on behalf of the Federal Trade Commission, Federal Communications Commission, or any federal, state, local or foreign governmental entity in such entity's regulatory or official capacity in connection with such proceeding.

  • Lawsuit means any lawsuit, arbitration or other dispute resolution filed by either party herein pertaining to any of this Warrant, the Facility Agreement and the Registration Rights Agreement.

  • Litigation as used herein shall include administrative enforcement actions brought by governmental agencies. The Grantee must also disclose any material litigation threatened or pending involving Subcontractors, consultants, and/or lobbyists. For purposes of this section, “material” refers, but is not limited, to any action or pending action that a reasonable person knowledgeable in the applicable industry would consider relevant to the Work under the Grant Agreement or any development such a person would want to be aware of in order to stay fully apprised of the total mix of information relevant to the Work, together with any litigation threatened or pending that may result in a substantial change in the Xxxxxxx’s financial condition.

  • Delinquency proceeding means a proceeding instituted against an insurer for the purpose of liquidating, rehabilitating, reorganizing or conserving the insurer, and a summary proceeding under section 507C.9 or 507C.10. “Formal delinquency proceeding” means any liquidation or rehabilitation proceeding.

  • Complaint means any dissatisfaction expressed by a Complainant orally or in writing to HMO about any aspect of HMO’s operation, including, but not limited to:

  • Administrative proceeding means a non-judicial process that is adjudicatory in nature in order to make a determination of fault or liability (e.g., Securities and Exchange Commission Administrative Proceedings, Civilian Board of Contract Appeals Proceedings, and Armed Services Board of Contract Appeals Proceedings). This includes administrative proceedings at the Federal and State level but only in connection with performance of a Federal contract or grant. It does not include agency actions such as contract audits, site visits, corrective plans, or inspection of deliverables.

  • Legal Proceeding means any action, suit, litigation, arbitration, proceeding (including any civil, criminal, administrative, investigative or appellate proceeding), hearing, inquiry, audit, examination or investigation commenced, brought, conducted or heard by or before, or otherwise involving, any court or other Governmental Body or any arbitrator or arbitration panel.

  • Complaint Investigation means an investigation of any complaint that has been made to a proper authority that is not covered by an abuse investigation.

  • Derivative proceeding means a civil suit in the right of a domestic corporation or, to the extent

  • Proceeding means an action, claim, suit, investigation or proceeding (including, without limitation, an informal investigation or partial proceeding, such as a deposition), whether commenced or threatened.

  • Legal Action means and includes any claim, counterclaim, demand, action, suit, counterclaim, arbitration, inquiry, proceeding or investigation before any