Complex Trade definition

Complex Trade. ’ means the execution of an order in an option series in conjunction with the execution of one or more related order(s) in different options series in the same underlying
Sample 1Sample 2Sample 3
Complex Trade. ’ means the execution of an order in an option series in conjunction with the execution of one or more related orders in different option series in the same underlying security occurring at or near the same
Sample 1Sample 2
Complex Trade. ’ means the execution of an order in an option series in conjunction with the execution of one or more related order(s) in different options series in the same underlying security occurring at or near the same time for the equivalent number of contracts and for the purpose of executing a particular investment strategy.
Sample 1

Examples of Complex Trade in a sentence

  • The member may correct the content of the following fields:• Field 40 (Complex Trade Component ID) – the member may use its own strategy identifier,• Field 57 (Investment Decision within Firm + ID Type),• Field 58 (Country of the Branch responsible for the Person making the Investment Decision),• Field 59 (Execution within Firm + ID Type),• Field 60 (Country of the Branch supervising the Person responsible for the Execution).

  • The Exchange seeks to make clear that the current definition of Complex Order in Rule 6.62(e) and Complex Trade in Rule 6.92(a)(4)(i) applies to both standard options and mini-options.

  • A Complex Trade Component ID (RTS 22) will be set on outbound Trade Capture Reports confirmations for trades originating from electronically matched combinations or multi-leg trade reports.

  • The member may correct the content of the following fields:• Field 40 (Complex Trade Component ID) – the member may use its own strategy identifier,• Field 57 (Investment Decision within Firm + ID Type), • Field 58 (Country of the Branch responsible for the Person making the Investment Decision),• Field 59 (Execution within Firm + ID Type),• Field 60 (Country of the Branch supervising the Person responsible for the Execution).

  • NYSE Arca believes that a uniform definition of Complex Trade will facilitate the best execution of complex orders and resolve potential trade-through liability issues by eliminating conflicting definitions among the participant exchanges.

  • The proposal does not address how NYSE MKT would treat an NDX or RUT combination order that is not a Complex Trade and therefore not permitted to trade through the NDX or RUT quotes of another options exchange.file that rebuttal by November 26, 2013.The Commission asks that commenters address the sufficiency and merit of the Exchange’s statements in support of the proposal, in addition to any other comments they may wish to submit about the proposed rule change.

  • Secondly, the Exchange proposes to include a certain limited type of synthetic option order in the definition of Complex Trade, to afford an exception from Trade- 9 See Exchange Rule 1085(b)(7).

  • Tied hedge transactions are subject to the existing NBBO trade-through requirements for options and stock, as applicable, and may qualify for various exceptions; however, when the option order is a simple order, the execution of the option leg of a tied hedge transaction does not qualify for the NBBO trade-through exception for a Complex Trade (defined in proposed Rule 7610(e)).

  • The Insured Person or the Policyholder on their behalf, shall contact the Insurer at the following contact details within 72 hours from the discovery of the incident to obtain a claims form and instruction; and American Home Assurance Company (Dubai Br.)The H Hotel – Complex, Trade Centre First, 27th Floor,P.O. Box 40569, Dubai, UAETel: +971 4 509 6111, Fax: +971 4 601 4018 2.

  • The member may correct the content of the following fields:▪ Field 7-15 (buyer details) or 16-24 (seller details),▪ Field 40 (Complex Trade Component ID) – the member may use its own strategy identifier,▪ Field 57 (Investment Decision within Firm + ID Type),▪ Field 58 (Country of the Branch responsible for the Person making the Investment Decision),▪ Field 59 (Execution within Firm + ID Type),▪ Field 60 (Country of the Branch supervising the Person responsible for the Execution).


More Definitions of Complex Trade

Complex Trade. ’ means the execution of an order in an option series in conjunction with the execution of one or more related order(s) in different options series in the same underlying security occurring at or near the same time for the purpose of executing a particular investment strategy and for an equivalent number of contracts, provided that the number of contracts of the legs of a spread, straddle, or combination order may differ by a permissible ratio [for the equivalent number of contracts and for the purpose of executing a particular investment strategy]. The permissible ratio for this purpose is any ratio that is equal to or greater than one-to-three (.333) and less than or equal to three-to-one (3.00).
Sample 1
Complex Trade means: (i) the execution of an order in an option series in conjunction with the execution of one or more related order(s) in different option series in the same underlying security occurring at or near the same time in a ratio that is equal to or greater than one-to-three (.333) and less than or equal to three-to-one (3.0) and for the
Sample 1
Complex Trade. ’ means the
Sample 1
Complex Trade means: (i) the execution of an order in an option series in conjunction with the execution of one or more related order(s) in different option series in the same underlying security occurring at or near the same time in a ratio that is equal to or greater than one-to-three (.333) and less than or equal to three-to-one (3.0) and for the purpose of executing a particular investment strategy; or (ii) the execution of a stock- option order to buy or sell a stated number of units of an underlying stock or a security convertible into the underlying stock ("convertible security") coupled with the purchase or sale of option contract(s) on the opposite side of the market representing either (A) the same number of units of the underlying stock or convertible security, or (B) the number of units of the underlying stock or convertible security necessary to create a delta neutral position, but in no case in a ratio greater than eight-to-one (8.00), where the ratio represents the total number of units of the underlying stock or convertible security in the option leg to the total number of units of the underlying stock or convertible security in the stock leg [eight (8) option contracts per unit of trading of the underlying stock or convertible security established for that series by the Clearing Corporation] (or such lower ratio as may be determined by the Exchange on a class-by-class basis). Only those stock-option orders with no more than the applicable number of legs, as determined by the Exchange on a class-by-class basis, are eligible for processing.
Sample 1

Related to Complex Trade

  • complex product means a product which is composed of multiple components which can be replaced permitting disassembly and re-assembly of the product.

  • Contra Trade ’ means a trade or transaction which involves buying or selling any number of shares of the Company and within 6 months trading or transacting in an opposite transaction involving sell or buy following the prior transaction.”

  • Licensed Area means the area in which the Licensee is authorised to

  • Licensed Use means the Licensor’s permitted use of the Licensed Data under the PSGA Member Licence. Login Details means the unique identifiers assigned to the Licensor when it entered into the PSGA Member Licence enabling access to the On-Line Ordering Service. On-Line Ordering Service means the service accessed by entering the Licensor’s Login Details where indicated on OS’s Website. OS means Ordnance Survey Limited, a company registered in England and Wales (company registration number 09121572) whose registered address is at Xxxxxxxx Xxxxx, Xxxxxx Xxxxx, XXXXXXXXXXX, XX00 0XX. OS Data means Data (including but not limited to Licensed Data) which OS owns or which OS licenses from a third party (including but not limited to the Crown).

  • Licensed Marks means those MLS GRID and MLS trademarks, service marks, word marks, logos and distinctive marks of all other kinds, if any, set out in Exhibit A as Licensed Marks.

  • Business Centre means each of the places so specified in the relevant Pricing Supplement.

  • Licensed facility means a facility licensed by the department under section 137 or an adult foster care facility.

  • Supply Business means the licensed business of the Licensee and anyaffiliate or related undertaking of the Licensee as a Supplier but shall not include the business carried out by the Board in its capacity as public electricity supplier;

  • Licensed Property means the portion of the Software and the Documentation to which Customer has purchased a License as identified on an applicable Order. Licensed Property shall include any updates or upgrades to the Licensed Property that AvePoint may at its discretion deliver to Customer.

  • Company Business means the business of the Company as presently conducted.

  • Licensed Business means the activities connected with the conveyance of

  • Massive Multiauthor Collaboration Site (or “MMC Site”) means any World Wide Web server that publishes copyrightable works and also provides prominent facilities for anybody to edit those works. A public wiki that anybody can edit is an example of such a server. A “Massive Multiauthor Collaboration” (or “MMC”) contained in the site means any set of copyrightable works thus published on the MMC site.

  • Cannabis business means any business activity involving cannabis, including but not limited to cultivating, transporting, distributing, manufacturing, compounding, converting, processing, preparing, storing, packaging, delivering, testing, dispensing, retailing and wholesaling of cannabis, of cannabis products or of ancillary products and accessories, whether or not carried on for gain or profit.

  • Contributory drainage area means the area from which stormwater runoff drains to a stormwater management measure, not including the area of the stormwater management measure itself.

  • The Equipment/Product means all the hardware, it’s all components, associated software/firmware/operating software which the Vendor is required to supply to the Bank under the Contract.

  • Development Site means any parcel or lot on which exists or which is intended for building development other than the following:

  • Product Marks shall have the meaning set forth in Section 8.4.

  • Retail marijuana store means an entity licensed to purchase marijuana from marijuana cultivation facilities and marijuana and marijuana products from marijuana product manufacturing facilities and to sell marijuana and marijuana products to consumers.

  • Union territory means the territory of—

  • Licensed Site means a place in any authorised street at which street trading may be engaged in by a Licence Holder, and includes any temporary alternative place approved by the Council or a duly authorised Officer of the Council.

  • Communications Equipment means the communications equipment of the Licensee and its affiliates, including, without limitation, cabinets, racks, electronic equipment and other similar equipment.

  • Licensed User means an employee, contractor or agent of Client who is authorized by Client to access and use the Licensed Software, to whom a password and user ID has been issued by Client and whose access to the Licensed Software has not been terminated, suspended or surrendered.

  • Tourism destination project means a qualified non-gaming business facility that will be among the most visited privately owned or operated tourism or recreation sites in the State, and which is located within the qualified incentive area and has been determined by the authority to be in an area appropriate for development and in need of economic development incentive assistance, including a non-gaming business within an established Tourism District with a significant impact on the economic viability of that District.

  • Retail marijuana means all parts of the plant of the genus cannabis whether growing or not, the seeds thereof, the resin extracted from any part of the plant, and every compound, manufacture, salt, derivative, mixture, or preparation of the plant, its seeds, or its resin, including but not limited to Retail Marijuana Concentrate, that is cultivated, manufactured, distributed, or sold by a licensed Retail Marijuana Business. “Retail Marijuana” does not include industrial hemp, nor does it include fiber produced from stalks, oil, or cake made from the seeds of the plant, sterilized seed of the plant which is incapable of germination, or the weight of any other Ingredient combined with marijuana to prepare topical or oral administrations, food, drink, or other product. If the context requires, Retail Marijuana includes Retail Marijuana Concentrate and Retail Marijuana Product.

  • Permitted Use , in relation to a property, means the limited purposes for which the property may be used in terms of –

  • Resort Complex means the hotel, convention centre/theatre restaurant, exhibition centre, recreation facilities and Burswood Casino to be constructed on the Site pursuant to and in accordance with the provisions of this Agreement and includes, if and when constructed, Stage 2;