Compliance Programme definition

Compliance Programme means the document established by Balancing Operator in accordance with article 7.4 of directive 2009/73/CE, article 34bis of Luxembourgish Gas Act of 1 august 2007 and articles 15/2 bis/ter of Belgian Gas Act.
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Compliance Programme means an anti-corruption compliance programme; and ‘corruption’ has the meaning set out in the Prevention and Combating of Corrupt Activities Act, 12 of 2004 (PRECCAA).
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Compliance Programme means a programme which is established by a reporting institution to ensure it is in compliance with the Act and its subsidiary legislation;
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Examples of Compliance Programme in a sentence

  • Regulatory Compliance The Group is implementing an Ethics and Regulatory Compliance Programme designed to prevent, identify and address issues of Ethics and Regulatory Compliance.

  • The responsibility for complying with the FIC Act and the Risk Management and Compliance Programme is placed on the board of directors and the senior management of accountable institutions.

  • Regulatory Compliance The Group implements an Ethics and Regulatory Compliance Programme designed to prevent, identify and address issues of Ethics and Regulatory Compliance.

  • The effective implementation and application of the risk-based approach is largely dependent on an accountable institution’s AML and CFT Risk Management and Compliance Programme.

  • Ethics and Anti – Corruption Policy in the Procurement Process Undertaking by Bidder on Anti – Corruption Policy / Code of Conduct and Compliance Programme The governments of Kenya is committed to fighting corruption in all its forms and in all its institutions to ensure that all the government earned revenues are utilized prudently and for the purpose intended with a view to promoting economic development as the country work towards actualizing Vision 2030.

  • The Volcker Rule is effective from July 21, 2015.As part of HSBCÊs Volcker Conformance obligations, the Fund is required to implement a Compliance Programme to ensure on-going compliance with the Volcker Rule and the AMC must ensure that no HSBC affiliate (fund or business entity) invests in the Fund unless it has implemented necessary controls to ensure that the ownership limits, in line with the Volcker Rule, can be met.

  • An example for the data exchange for the benefit of customs, other government authorities and the economic operator is the information on the Internal Compliance Programme (ICP) relevant for purposes of dual use goods which has a comparable objective as the AEO programme.

  • Reporting entities must have an AML/CTF Compliance Programme and, among other obligations, are expected to verify the identity of each customer (ie, Know Your Customer requirements), conduct ongoing monitoring obligations and observe mandatory reporting obligations (triggered by cash transactions above a specified threshold, and international funds transfer and suspicious matters).

  • However, their details should be considered carefully as these are the only scenarios which enable the Secretariat to comply with the UN rules and regulations (upgrade of P-positions) and secure the attendance to mandatory tasks resulting from the Agreement and its Action plan (e.g. through securing the African Initiative Unit, coordinating the development and implementation of ISSAPs and establishing a Compliance Programme).

  • Other obligations include developing, documenting, maintaining and implementing a Risk Management and Compliance Programme (RMCP)40, and training employees in relation to AML/CFT compliance.


More Definitions of Compliance Programme

Compliance Programme. , in relation to the ITO, means a programme estab- lished and implemented or required to be established and implemented in accordance with Regulation 23;
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Related to Compliance Programme

  • Compliance Program means the program established by CNYCC to prevent, detect, and address compliance issues that arise with respect to PPS operations, projects or activities.

  • Compliance Plan means the compliance obligations, program, and procedures described in this Consent Decree at paragraph 13.

  • Compliance Review means an inspection of the home, grounds, and files to determine compliance with these regulations.

  • Maintenance Programme shall have the meaning set forth in Clause 14.3; “Maintenance Period” shall have the meaning set forth in Clause 14.1; “Maintenance Requirements” shall have the meaning set forth in Clause 14.2;

  • Safety compliance facility means a licensee that is a commercial entity that receives marihuana from a marihuana facility or registered primary caregiver, tests it for contaminants and for tetrahydrocannabinol and other cannabinoids, returns the test results, and may return the marihuana to the marihuana facility.

  • the Programme means the programme leading to the Degree of Master of Laws – LL.M – in International Maritime Law;

  • Quality Assurance Program means the overall quality program and associated activities including the Department’s Quality Assurance, Design-Builder Quality Control, the Contract’s quality requirements for design and construction to assure compliance with Department Specifications and procedures.

  • Trading Compliance Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • Compliance Forester means the DNR staff person(s) identified in the Pre-Work Conference who perform the compliance inspections, approve Work, recommend payment to the Contract Manager, and manage the Work Schedule.

  • Repeat compliance period means any subsequent compliance period after the initial compliance period.

  • Compliance Order means an order issued by the Code Enforcement Officer pursuant to subdivision (a) of section 15 of this local law.

  • Program Requirements means certain minimum program entry requirements as well as ongoing program requirements, to be fulfilled by Partner, some of which are general PartnerEdge requirements, some of which are specific for the “Sell Engagement” and some of which are specific for the different “Cloud” Product Families, including, without limitation payment of the Program Fee(s), meeting certain minimum annual revenue requirements, upholding a Sell Authorization for at least one “Cloud” Product Family and other requirements as set out in detail in the PartnerEdge Program Guide and the RSPI.

  • Maintenance Program means LESSEE's maintenance program as approved by the Aviation Authority or such other maintenance program as LESSOR may, in its discretion, accept in writing.

  • StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal securities transactions and file many of the reports required herein. The application can be accessed via the AB network at: https://alliance-ng.starcompliance.com/.

  • Compliance schedule means a schedule of events, by date, which will result in compliance with these regulations.

  • Programme shall have the meaning set forth in Clause 10.1 (iii);

  • Compliance cycle means the nine-year calendar year cycle during which public water systems must monitor. Each compliance cycle consists of three three-year compliance periods. The first calendar year cycle begins January 1, 1993 and ends December 31, 2001; the second begins January 1, 2002 and ends December 31, 2010; the third begins January 1, 2011 and ends December 31, 2019.

  • Compliance Audit means the procedure (in a form advised by the GLA from time to time) by which an auditor independent of the Grant Recipient certifies (at the Grant Recipient's cost) whether the Named Projects developed or Rehabilitated pursuant to this Agreement satisfy the GLA's procedural compliance requirements (as described in the Affordable Housing Capital Funding Guide);

  • Web Site Accessibility Standards/Specifications means standards contained in Title 1 Texas Administrative Code Chapter 206.

  • Compliance Report means, as applicable in relation to the test being conducted, a report containing the results of the Compliance Tests carried out by State Street.

  • AML means anti-money laundering.

  • AML/KYC Procedures means the customer due diligence procedures of a Reporting Finnish Financial Institution pursuant to the anti-money laundering or similar requirements of Finland to which such Reporting Finnish Financial Institution is subject.

  • major non-compliance outcome notification means a notification received by a council under section 19N(3) or (4) of the Food Act 1984, or advice given to council by an authorized officer under that Act, of a deficiency that does not pose an immediate serious threat to public health but may do so if no remedial action is taken

  • Compliance year means the calendar year beginning with June 1 and ending with May 31 of the following year, for which a Retail Electricity Supplier must demonstrate that it has met the requirements of this Regulation.

  • Government Apprenticeship Programme “ means training which is funded by the Government via the National Apprenticeship Service.

  • Web Site Accessibility Standards/Specifications means standards contained in Title 1 Texas Administrative Code Chapter 206.