Compliance Services definition

Compliance Services means those services identified in Section 4.5 of this Agreement, including all subsections of Section 4.5.
Compliance Services means, depending upon the regulatory requirements applicable to the Client, Control means that a person possesses, directly or indirectly, the power to direct or cause that direction of the management of policies of the other person, whether through ownership of voting shares, by contract or otherwise, and “control” and “controlled” will be interpreted accordingly; Data Protection Law means the law, regulations and guidance in relation to data protection as
Compliance Services means the services provided by Choice to or on behalf of ------------------- Sunburst or any participant in any of the Plans, as provided under Section 2.5 and Exhibit F of this Agreement.

Examples of Compliance Services in a sentence

  • BNY Mellon shall have no responsibility or obligation to provide Portfolio Compliance Services other that those services specifically listed in Schedule I.

  • If available, You may purchase services from us (e.g., Oracle Payment Card Industry Compliance Services) designed to address particular data protection requirements applicable to Your business or Your Content.

  • If available for the Services You have ordered, You may purchase additional services from us (e.g., Oracle Payment Card Industry Compliance Services) designed to address particular data security or data protection requirements applicable to Your business or Your Content.

  • The precise compliance review and testing services to be provided shall be as directed by each Fund and as mutually agreed between BNY Mellon and such Fund, and the results of BNY Mellon’s Portfolio Compliance Services shall be detailed in a portfolio compliance summary report (the “Compliance Summary Report”) prepared on a periodic basis as mutually agreed.

  • In the event of any errors or omissions in the performance of Portfolio Compliance Services, the Fund’s sole and exclusive remedy and BNY Mellon’s sole liability shall be limited to re-performance by BNY Mellon of the Portfolio Compliance Services affected and in connection therewith the correction of any error or omission, if practicable and the preparation of a corrected report, at no cost to the Fund.


More Definitions of Compliance Services

Compliance Services means, depending upon the regulatory requirements applicable to the Client,
Compliance Services means those Services which relate to the monitoring and recording of compliance events (in some cases using a hardware tag);
Compliance Services means the services provided by GEM as set forth on Schedule 2 to Exhibit A.
Compliance Services means the performance by a compliance officer of functions contemplated in Section 17 of the Act;
Compliance Services means those s ervices identified in Section 4.5 of this Agreement.
Compliance Services means compliance support services for End Users or Intermediaries.
Compliance Services means the services provided by Manor to or on behalf of Choice or any participant in any of the Plans, as provided under Section 2.5 and Exhibit F of this Agreement.