Compliance Services definition

Compliance Services means those services identified in Section 4.5 of this Agreement, including all subsections of Section 4.5.
Compliance Services means, depending upon the regulatory requirements applicable to the Client, Control means that a person possesses, directly or indirectly, the power to direct or cause that direction of the management of policies of the other person, whether through ownership of voting shares, by contract or otherwise, and “control” and “controlled” will be interpreted accordingly; Data Protection Law means the law, regulations and guidance in relation to data protection as
Compliance Services means the services provided by Choice to or on behalf of ------------------- Sunburst or any participant in any of the Plans, as provided under Section 2.5 and Exhibit F of this Agreement.

Examples of Compliance Services in a sentence

  • If available for the Services, You may purchase additional services from us (e.g., Oracle Payment Card Industry Compliance Services) designed to address specific data security or data protection requirements applicable to such sensitive or special data You seek to include in Your Content.

  • BNY Mellon shall have no responsibility or obligation to provide Portfolio Compliance Services other that those services specifically listed in Schedule I.

  • This Code of Ethics (this “Code”) has been adopted by certain subsidiaries of The Ultimus Group, LLC, including, Ultimus Fund Solutions, LLC, Ultimus Fund Distributors, LLC (“UFD”), Blu Giant, LLC, Gemini Fund Services, LLC, Northern Lights Compliance Services, LLC and Northern Lights Distributors, LLC (“NLD”), collectively, “Ultimus Companies” and each an “Ultimus Company”.This Code establishes rules of conduct for “Supervised Persons” of Ultimus.

  • The precise compliance review and testing services to be provided shall be as directed by each Fund and as mutually agreed between BNY Mellon and such Fund, and the results of BNY Mellon’s Portfolio Compliance Services shall be detailed in a portfolio compliance summary report (the “Compliance Summary Report”) prepared on a periodic basis as mutually agreed.

  • If Oracle offers enhanced data security or protection services for a particular type of data, (e.g., Oracle Payment Card Industry Compliance Services) then You may purchase such services from us.


More Definitions of Compliance Services

Compliance Services means the division of The City that issues licences pursuant to this Bylaw;
Compliance Services means the services provided by Manor to or on behalf of Choice or any participant in any of the Plans, as provided under Section 2.5 and Exhibit F of this Agreement.
Compliance Services means compliance support services for End Users or Intermediaries.
Compliance Services means the performance by a compliance officer of functions contemplated in Section 17 of the Act;
Compliance Services means those Services which relate to the monitoring and recording of compliance events (in some cases using a hardware tag);
Compliance Services means the services provided by GEM as set forth on Schedule 2 to Exhibit A.
Compliance Services means those s ervices identified in Section 4.5 of this Agreement.