Compliance Services means those services identified in Section 4.5 of this Agreement, including all subsections of Section 4.5.

Compliance Services means the division of The City that issues licences pursuant to this Bylaw;

Compliance Services means the services provided by Choice to or on behalf of ------------------- Sunburst or any participant in any of the Plans, as provided under Section 2.5 and Exhibit F of this Agreement.

Examples of Compliance Services in a sentence

Xxxx Title: President President Schedule A FEES This Schedule A is part of the Consulting Agreement (the “Agreement”), dated [Date], entered into by and between Xxxxxx Mutual Funds (the “Trust”) and Northern Lights Compliance Services, LLC (“NLCS”).
Our liability in respect of such Third Party Information shall be as set out in the Terms and Conditions of Supply See Appendix to Services Terms for Compliance Services for any Alerts we will give in relation to relevant aspects of the Services.
To the Trust: To NLCS: Xxxxxx Mutual Funds Northern Lights Compliance Services, LLC Attn: Xxxxx Xxxxxx Attn: Legal Department 000 Xxxxx Xxxx Xxxxxx 0000 Xxxxx 000xx Xxxxxx, Xxxxx 000 Vine Center, Xxxxx 000 Xxxxxxx, XX 00000 Lexington, KY 40507 xxxxx@xxxxxxxxxxxx.xxx Email: xxxxxxx@xxxxxx-xxxxx.xxx With a copy to: Xxxxxx X.
BNY Mellon shall have no responsibility or obligation to provide Portfolio Compliance Services other that those services specifically listed in Schedule I.
If parties cannot agree who will investigate an incident, contacts named in paragraph 3.4 will convene a panel to discuss and agree arrangements, with escalation to CEO RIB, CEO SPCA and Director Compliance Services MPI if required.

More Definitions of Compliance Services

Compliance Services means, depending upon the regulatory requirements applicable to the Client, the provision of a Belasko Employee to act as a compliance officer (CO), money laundering compliance officer (MLCO), money laundering reporting officer (MLRO), deputy money laundering reporting officer (DMLRO) and/or nominated officer (NO) to the Client. Control means that a person possesses, directly or indirectly, the power to direct or cause that direction of the management of policies of the other person, whether through ownership of voting shares, by contract or otherwise, and “control” and “controlled” will be interpreted accordingly; Data Protection Law means the law, regulations and guidance in relation to data protection as issued and applied in the jurisdiction of Belasko from time to time.

Compliance Services means compliance support services for End Users or Intermediaries.

Compliance Services means the performance by a compliance officer of functions contemplated in Section 17 of the Act;

Compliance Services means the services provided by GEM as set forth on Schedule 2 to Exhibit A.

Compliance Services means the services provided by Manor to or on behalf of Choice or any participant in any of the Plans, as provided under Section 2.5 and Exhibit F of this Agreement.

Compliance Services means those Services which relate to the monitoring and recording of compliance events (in some cases using a hardware tag);

Compliance Services means those s ervices identified in Section 4.5 of this Agreement.