Examples of Conduct of Business Regulations in a sentence
This statement is provided to you in accordance with regulation 47E(1) of the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg 10).
The Company is operating under the Securities Act 2007 (the “Act”), Securities (Conduct of Business) Regulations 2008, Securities (Forms and Fees) Regulations 2008, securities (Prospectus) Regulations 2008, Securities (Takeovers) Regulations 2008, Securities (Takeovers) Regulations 2008 and the Securities (Advertisements) Regulations 2008 (collectively the “Act and Applicable Regulations”).
The application has been filed under Section 62 and other applicable provisions of the Electricity Act, 2003 read with OERC (Terms and Conditions for Determination of Tariff) Regulations, 2004 and OERC (Conduct of Business) Regulations, 2004.
Account information shall include transaction data, ticket numbers, rates, margin, profit and loss statements and any other information required by the Conduct of Business Regulations (“Confirmations”).
Aggarwal chairman Associate Chambers of Commerce & Industries submitted that the Commission’s Order to stop charging regulatory Surcharge-1 from April 2016 is not followed till May 2016, which is the clear violation of rule 139 of Conduct of Business Regulations.