Deputy Compliance Officer definition

Deputy Compliance Officer means the person appointed by the Board to assist the Compliance Officer to ensure the Company complies with its Continuous Disclosure Obligations.
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Deputy Compliance Officer or "DCO" means MILLC's Deputy Compliance Officer.
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Deputy Compliance Officer or “DCO” means MILLC’s Deputy Compliance Officer.
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Examples of Deputy Compliance Officer in a sentence

  • Mr. Mendoza also served as Global Business Bank’s Deputy Compliance Officer and Liaison Officer with the Bangko Sentral ng Pilipinas and was a member of the Bank’s Asset Liability Committee and the Operations and Compliance Committee.

  • The Deputy Compliance Officer shall act when the Compliance Officer is not available.

  • Martha Alexander, the University’s Title IX Deputy Compliance Officer, was eventually the author of the three Final Determination Letters–individual letters addressed to Harwood, Jane Doe 1 and Jane Doe 2.Based on the newly-provided index, The Kernel filed a motion to alter, amend or vacate the trial court’s order insofar as it concluded that every part of the Harwood Investigative File was protected from disclosure and no part of the file could be redacted so as to protect the Jane Does’ identities.

  • Where any information comes to light about the Company which may need to be disclosed, all Directors, executive officers and employees are obliged to bring that information to the attention of the Compliance Officer or the Deputy Compliance Officer (as the case may be) with all possible expediency.

  • This certifi- cation validates knowledge andLisa Pettengill, CHSS skills in the core areas of HIPAA Deputy Compliance Officer Administrative Safeguards, Physi- lisa.pettengill@amsplus.com cal Safeguards, Technical Safe- 800.927.0002 x1325 guards and Security Technology Bruce Russel started in Portland in February 2008 as an A/R team member with no prior medical billing experience.

  • Mason, Chief Compliance Officer, Title IX CoordinatorCarla Costello, Deputy Compliance Officer, ADA(504) Coordinator Office of Equal OpportunityW.

  • At any time Compliance Officers believe the integrity of the investigation is at stake in any way, steps will be taken to protect the process/documents including but limited to referring to outside resources another Unit Deputy Compliance Officer, County Compliance Officer, and legal counsel.

  • The Board has appointed a Compliance Officer and a Deputy Compliance Officer for the Company.

  • No administrative sanction shall be imposed against the employee who directly reports covered or suspicious transaction to the Compliance Officer or Deputy Compliance Officer.

  • In 1811, in Kamenica, “the public and scandalous curser” Vjenceslav Laureković was punished, at the pastor’s request, with thirty blows by the manor jud- ge.

Related to Deputy Compliance Officer

  • Compliance Officer means Company Secretary or such other senior officer, who is financially literate and is capable of appreciating requirements for legal and regulatory compliance under these regulations designated so and reporting to the Board of Directors and who shall be responsible for compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for the preservation of unpublished price sensitive information, monitoring of trades and the implementation of the codes specified in these regulations under the overall supervision of the Board of Directors of the Company.

  • Chief Compliance Officer means the individual appointed by the Board as BSEF’s chief compliance officer in accordance with the Operating Agreement, with the duties and responsibilities as may be prescribed by the Board from time to time as set forth in Rule 208.

  • Department compliance officer means an individual who is:

  • Preclearance Officer means the person designated as the Preclearance Officer in Appendix 2 hereof.

  • Vigilance Officer means an officer appointed to receive protected disclosures from Whistle Blower, maintaining records thereof, placing the same before the Audit Committee for its disposal and informing the Whistle Blower the result thereof.

  • Finance Officer means the Comptroller of the City or her authorized agent.

  • Certified peace officer means a peace officer certified by the

  • Reporting Officer With respect to the Owner Trustee, any officer, employee or other person within the Corporate Trust Office of the Owner Trustee having responsibility for the administration of the Trust Agreement.

  • Agency Chief Contracting Officer or “ACCO” shall mean the position delegated authority by the Agency Head to organize and supervise the procurement activity of subordinate Agency staff in conjunction with the City Chief Procurement Officer.

  • Vigilance and Ethics Officer means an officer appointed to receive protected disclosures from whistle blowers, maintaining records thereof, placing the same before the Audit Committee for its disposal and informing the Whistle Blower the result thereof.

  • Information Officer means the Person acting on behalf of the Company and discharging the duties and responsibilities assigned to the Head of the Private Body by the Act. The Information Officer is duly authorised to act as such and such authorisation has been confirmed in writing by the Head of the Private Body.

  • Chief Administrative Officer or “CAO” means the administrative head of a municipality as appointed by Council under clause 86(2)(c) of the Municipal Government Act.

  • Administrative Officer means anyone designated at the college as being on the administrative staff, such as the President, Chief Academic Officer, Chief Student Services Officer, etc.

  • Peace officer means a law enforcement official of a public

  • Monitoring Officer means the officer designated under Section 5(1) of the 1989 Act.

  • Development Officer means the Development Officer appointed by the Council of the Municipality.

  • Chief means Chief Agri/Industrial, a division of Chief Industries, Inc.

  • Assessing Officer means an officer of a State Government or Board or licensee, as the case may be, designated as such by the State Government;

  • Chief Operating Officer means the Chief Operating Officer of the Corporation.

  • Public safety officer means a member serving a public

  • Campus police officer means a school security officer designated by the board of education of any school district pursuant to K.S.A. 72-6146, and amendments thereto.

  • Contact Officer means the person identified as Contact Officer on the cover page of this RFT;

  • Community corrections officer means an employee of the

  • Police officer means every officer authorized to direct or regulate traffic, or to make arrests for violations of traffic regulations.

  • Project Officer means a person identified by the accounting officer or accounting authority of an institution, who is capable of managing and is appropriately qualified to manage a PPP to which that institution is party from its inception to its expiry or termination;