Directed Brokerage Prohibitions. Neither Party shall direct Fund portfolio securities transactions or related remuneration to compensate Dealer for any promotion or sale of Shares under this agreement. Distributor also will not directly or indirectly compensate Dealer in contravention of Rule 12b-1(h) of the 1940 Act.
Directed Brokerage Prohibitions. The Distributor and Selling Group Member agree that neither of them shall direct Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations under this agreement. The Distributor also agrees that it will not directly or indirectly compensate the Selling Group Member executing this agreement in contravention of Rule 12b-1(h) of the 1940 Act.
Directed Brokerage Prohibitions. The Distributor and Dealer agree that neither of them shall direct Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations under this agreement.
Directed Brokerage Prohibitions. Foreside shall prohibit the use of Fund securities transactions or related remuneration to satisfy any compensation obligations relating to the sale, redemption and distribution of Fund shares. No party has agreed to directly or indirectly compensate Foreside in contravention of Rule 12b-1 (h) of the 1940 Act as amended.
Directed Brokerage Prohibitions. The Fund, Dealer and Distributor shall prohibit the use of Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations herein. No party has agreed to directly or indirectly compensate Dealer in contravention of Rule 12b-1(h) of the Investment Company Act of 1940, as amended.
Directed Brokerage Prohibitions. The Funds, the Service Agent and the Distributor shall prohibit the use of the Funds’ securities transactions or related remuneration to satisfy any compensation obligations herein. No party has agreed to directly or indirectly compensate the Service Agent in contravention of Rule 12b-1(h) of the 1940 Act, as amended.
