Examples of Director of Enforcement in a sentence
PENALTIES AND ENFORCEMENT BY SEC AND PRIVATE LITIGANTS The Director of Enforcement of the SEC has said that the SEC pursues all cases of insider trading regardless of the size of transaction and regardless of the persons involved.
This has been a year of hugely positive change for the Company as it moved its focus and investment policy from targeting the resources and energy sector to creating a portfolio of exciting start-up companies in the high tech space, as will be detailed later in my report.
Except when approved by the relevant Director of Enforcement, the short form clearance form should not be used in civil nonmerger investigations.
Upon written request to the Director of Enforcement and Investigations and proper identification, a witness may inspect the official transcript of the witness's own testimony.
A witness shall have 15 days, or such longer period as the Director of Enforcement and Investigations may allow, after being notified by the reporter that the transcript, or, where applicable, video or other recording, is available in which to review the transcript or other recording and, if there are changes in form or substance, to sign a statement reciting such changes and the reasons given by the witness for making them.