Disclosable Financial Interest definition

Disclosable Financial Interest means the position information contained in CFTC Regulation 1.69(b)(2)(iii)(A) – (E).
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Disclosable Financial Interest. (DFI) means financial interest consisting of one or more of the following interests:
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Examples of Disclosable Financial Interest in a sentence

  • The determination of the Chief Compliance Officer must include a review of the member’s Disclosable Financial Interest, take into consideration the exigency of the Significant Action and should be based upon: (x) the most recent large trader reports and clearing records available to the SEF; (y) information provided by the member with respect to any Disclosable Financial Interest pursuant to Rule 2501(b)(2); and (z) any other source of information that is held by and reasonably available to the SEF.

  • Prior to the consideration of any Significant Action, each member of SEF’s Board, any committee established by the Board (including the Regulatory Oversight Committee) or any SEF Panel must disclose to Chief Compliance Officer any Disclosable Financial Interest that is known to such member.

  • Prior to the consideration of any Significant Action, each member of the Board, any committee established by the Board (including the ROC) or any SEF Panel must disclose to Chief Compliance Officer any Disclosable Financial Interest that is known to such member.

  • In addition, Hospital Case Management Personnel must identify any Disclosable Financial Interest the Hospital has in, or with respect to, a Post-Acute Provider/Service through designation on the Patient Choice Letter.

  • Without the prior approval of the Assistant Vice President (AVP) of Research Regulatory Affairs and Quality, in consultation with the Vice President (VP) for Research, a Covered Individual may not participate in any CHS Research Project if the Covered Individual or his or her family has a Significant Financial Interest (“SFI”) or Disclosable Financial Interest (“DFI”) related to the Covered Individual’s institutional responsibilities.

  • International Research A study team member has a Disclosable Financial Interest BEFORE FINALIZING & UPLOADING THIS DOCUMENT PLEASE REMOVE PAGES 1-3.

  • CBRA has agreed to accept a fee in the amount of $173,750 (one-half of 1%).

  • Without the prior approval of the leader of Research Compliance and Conflicts, in consultation with Enterprise Research, a Covered Individual may not participate in any Atrium Research Project if the Covered Individual or his or her Family has a Significant Financial Interest (“SFI”) or Disclosable Financial Interest (“DFI”) related to the Covered Individual’s Institutional responsibilities.

  • Without the prior approval of the Assistant Vice President (“AVP”) Research Compliance, in consultation with the Vice President (“VP”) Research and VP Corporate Compliance, a Covered Individual may not participate in any CHS Research Project if the Covered Individual or his or her Family has a Significant Financial Interest (“SFI”) or Disclosable Financial Interest (“DFI”) related to the Covered Individual’s Institutional responsibilities.

  • Disclosable Financial Interest: means the Hospital's direct or indirect ownership interest in, or Control of, a SNF or HHA or a SNF’s or HHA’s direct or indirect ownership interest in, or Control of, the Hospital.

Related to Disclosable Financial Interest

  • Significant Financial Interest means anything of monetary value, including but not limited to, salary or other payments for services (e.g., consulting fees or honoraria); equity interests (e.g., stocks, stock options or other ownership interests); and intellectual property rights (e.g., patents, copyrights, license agreements, and royalties from such rights). The term does not include:

  • Financial Interest means either:

  • Material financial interest means a personal and pecuniary interest, direct or indirect, accruing to a public servant or spouse, either individually or in combination with each other. Notwithstanding the foregoing, the following shall not be deemed to be a material financial interest with respect to a business with which a public servant may be associated:

  • immaterial financial interest means any financial interest with a determinable monetary value, the aggregate of which does not exceed R1 000 in any calendar year from the same third party in that calendar year received by –

  • Disclosable Pecuniary Interest means an interest of yourself, or of your partner if you are aware of your partner's interest, within the descriptions set out in Table 1 below.

  • Disclosable transaction means any transaction in a security pursuant to which an access person would have a beneficial ownership.

  • Capital Interest means the proportion that a Member's positive Capital Account bears to the aggregate positive Capital Accounts of all Members whose Capital Accounts have positive balances as may be adjusted from time to time.

  • Special Interest shall have the meaning assigned thereto in Section 2(c) hereof.

  • Prospective International Interest means an interest that is intended to be created or provided for in an object as an international interest in the future, upon the occurrence of a stated event (which may include the debtor’s acquisition of an interest in the object), whether or not the occurrence of the event is certain;

  • Global Intercompany Note means the global intercompany note substantially in the form of Exhibit F pursuant to which intercompany obligations and advances owed by any Loan Party are subordinated to the Obligations.

  • person with a 0.25 per cent. interest means a person who holds, or is shown in any register or record kept by the company under the Companies Acts as having an interest in, shares in the company which comprise in total at least 0.25 per cent. in number or nominal value of the shares of the company (calculated exclusive of any shares held as treasury shares), or of any class of such shares (calculated exclusive of any shares of that class held as treasury shares), in issue at the date of service of the restriction notice;

  • body in which the relevant person has a beneficial interest means a firm in which the relevant person is a partner or a body corporate of which the relevant person is a director, or in the securities of which the relevant person has a beneficial interest;

  • Material Interest means direct or indirect beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) of voting securities or other voting interests representing at least ten percent (10%) of the outstanding voting power of a Person or equity securities or other equity interests representing at least ten percent (10%) of the outstanding equity securities or equity interests in a Person.

  • Class C Additional Interest is defined in Section 4.1(c).

  • Class A Additional Interest shall have the meaning specified in subsection 4.02(a).

  • Financial Intelligence Unit means the Financial Intelligence Unit established under section 4 of the Anti-Money Laundering and Counter-Terrorism Financing Act No. 13 of 2014;

  • Legitimate educational interest means the need for a school official to review an education record in order to fulfill his or her professional responsibilities.

  • Initial Notional Amount With respect to any Class or Subclass of Interest Only Certificates, the amount initially used as the principal basis for the calculation of any interest payment amount, as more specifically defined in the Series Supplement.

  • Personal interest means a financial benefit or liability accruing to a School Board member or employee or to a member of the immediate family of the School Board member or employee. Such interest shall exist by reason of

  • Affiliated interest means a person or corporation as defined in RCW 80.16.010.

  • Personal interest in a transaction means a personal interest of an officer or employee in any matter considered by his agency. Such personal interest exists when an officer or employee or a member of his immediate family has a personal interest in property or a business, or governmental agency, or represents or provides services to any individual or business and such property, business, or represented or served individual or business is

  • International Interest has the meaning ascribed to the defined term “international interest” under the Cape Town Treaty.

  • Transaction Notional Amount means (A) in respect of any Transaction that is a cross currency hedge, the Base Currency Equivalent of the Currency Amount applicable to Party A’s payment obligations and (B) in respect of any other Transaction, the Base Currency Equivalent of the Notional Amount.

  • Distributional interest means the right under an unincorporated entity’s organic law and organic rules to receive distributions from the entity.

  • Beneficial Interest means the opportunity, directly or indirectly, through any contract, arrangement, understanding, relationship or otherwise, to profit, or share in any profit derived from, a transaction in the subject Securities. A Covered Person is deemed to have a Beneficial Interest in Securities owned by members of his or her Immediate Family. Common examples of Beneficial Interest include joint accounts, spousal accounts, UTMA accounts, partnerships, trusts and controlling interests in corporations. Any uncertainty as to whether a Covered Person has a Beneficial Interest in a Security should be brought to the attention of the Compliance Officer. Such questions will be resolved in accordance with, and this definition shall be subject to, the definition of “beneficial owner” found in Rules 16a-1(a)(2) and (5) promulgated under the Securities Exchange Act of 1934.