Disclosure Actions definition

Disclosure Actions means such action as defined in the Enforcement Policy and Procedures.
Sample 1Sample 2Sample 3
Disclosure Actions means such action as defined in the Bank’s Enforcement Policy and Procedures.
Sample 1Sample 2Sample 3

Examples of Disclosure Actions in a sentence

  • The Enforcement and Disclosure Actions are intended, and shall primarily seek, to assist Respondent(s) and any of its/their Affiliates to address deficiencies in control or compliance functions that may have contributed to the occurrence of the Prohibited Practice(s) and/or to reduce the Bank’s operational and reputational risks in the carrying out of Bank Projects with Respondent(s) or any of its/their Affiliates.

  • Enforcement Actions and Disclosure Actions are intended, and shall primarily seek, to assist a Respondent and its Affiliates to address deficiencies in control or compliance functions that may have contributed to the occurrence of a Prohibited Practice and/or to reduce the Bank’s operational and reputational risks in the carrying out of Bank Projects with a Respondent and/or any of its Affiliates.

  • See, Lessons from Thucydides on Distinguishing Statutory from Common Law Fraud in Franchise Disclosure Actions, 35 Franchise Law Journal 20 (Spring 2016); Randall v.

  • Disclosure Actions: means such action as defined in the Bank's Enforcement Policy and Procedures.

Related to Disclosure Actions

  • Disclosure Time means, (i) if this Agreement is signed on a day that is not a Trading Day or after 9:00 a.m. (New York City time) and before midnight (New York City time) on any Trading Day, 9:01 a.m. (New York City time) on the Trading Day immediately following the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent, and (ii) if this Agreement is signed between midnight (New York City time) and 9:00 a.m. (New York City time) on any Trading Day, no later than 9:01 a.m. (New York City time) on the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent.

  • Information Disclosure Requirements means the requirements to disclose information under:

  • Risk Disclosure Statement means the document setting out general information in respect of the risks associated with utilising our financial products;

  • Disclosure Statement means the written disclosure statement that relates to this Plan, as approved by the Bankruptcy Court pursuant to section 1125 of the Bankruptcy Code and Bankruptcy Rule 3017, as such disclosure statement may be amended, modified or supplemented from time to time.

  • Disclosure Notice means a notice issued by or on behalf of the Company requiring disclosure of interests in shares pursuant to section 212 of the Act;

  • Non-Disclosure Term shall have the meaning set forth in Section 25.3.4 of this Agreement.

  • Disclosure Record means the Company’s prospectuses, annual reports, annual and interim financial statements, annual information forms, business acquisition reports, management discussion and analysis of financial condition and results of operations, information circulars, material change reports, press releases and all other information or documents required to be filed or furnished by the Company under Applicable Securities Laws which have been publicly filed or otherwise publicly disseminated by the Company;

  • Continuing Disclosure Agreement means the Continuing Disclosure Agreement, as it may be modified from the form on file with the Clerk of Council and signed by the Mayor and the Fiscal Officer in accordance with Section 6, which shall constitute the continuing disclosure agreement made by the City for the benefit of holders and beneficial owners of the Bonds in accordance with the Rule.

  • disclosure period means the period commencing on 16 July 2012 (being the date 12 months prior to the commencement of the Offer Period) and ending on the disclosure date;

  • Disclosure Order has the meaning set forth in Section 10.7.

  • Disclosure Information As defined in the Pooling and Servicing Agreement.

  • Disclosed Litigation has the meaning specified in Section 3.01(b).

  • SEC Filings has the meaning set forth in Section 4.6.

  • Covered Disclosure Information shall have the meaning set forth in Section 9.2(b) hereof.

  • Non-Disclosure Agreement has the meaning set forth in Section 12.16.

  • Continuing Disclosure Certificate means that certain Continuing Disclosure Certificate executed by the District and dated the date of issuance and delivery of the Bonds, as originally executed and as it may be amended from time to time in accordance with the terms thereof.

  • Disclosure Memorandum means the set of numbered schedules referencing Sections of this Agreement delivered by Seller and dated of even date herewith, as supplemented by new or amended schedules delivered by Seller prior to the Closing.

  • disclosure date means either of the following:

  • Disclosure Counsel means the Special Counsel designated by the Corporation to be responsible for the drafting and delivery of the Corporation’s disclosure documents such as preliminary official statements, official statements, re-offering memorandums or private placement memorandums and continuing disclosure agreements.

  • Disclosure Certificate means this Continuing Disclosure Certificate.

  • Form 8-K Disclosure Information As defined in Section 11.07.

  • Parent Reports has the meaning set forth in Section 4.5(a).

  • Nondisclosure Agreement has the meaning specified in Section 11.07.

  • Disclosures means the disclosures set out in ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ .

  • Disclosed Information means the information disclosed by a Party for the purpose of settlement, negotiation, Mediation or Arbitration;

  • Public Reports includes all reports filed by Company under the Act or the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two full fiscal years preceding the Effective Date and thereafter.