Dundee Securities definition

Dundee Securities means Dundee Securities Corporation, a securities dealer;
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Dundee Securities means Dundee Securities Ltd., a registered dealer which is acting as EFI’s financial advisor in connection with the Acquisition;
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Dundee Securities means Dundee Securities Ltd., a registered dealer which, along with Haywood Securities, is acting as financial advisor to EFI in connection with the Arrangement;
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Examples of Dundee Securities in a sentence

  • Financial ServicesOfficers, directors and employees of the Corporation and other related parties may make use of the facilities of Dundee Securities Limited (“DSL”), a full-service investment dealer, and a subsidiary of Dundee Corporation.

  • He later became Chief Executive Officer of CIBC Investment Management Corporation and between 1990 and 1995 was Chairman of CIBC (Suisse) S.A. In 1998, Mr. Panneton joined Dundee Bancorp and was appointed President of Dundee Securities Corporation.

  • Prior to the formation of Alitis in 2009, Mr. Baldry-White was a Branch Manager and Investment Advisor at the Campbell River Branch of Dundee Securities Corporation and its predecessor companies, Cartier Partners Securities Inc.

  • He is a Capital markets executive and banker with >20 years’ experience focused on mining previously working at BMO Capital Markets, GMP Securities, Dundee Securities.

  • The Agents’ Fee shall be apportioned among the Agents as follows: Dundee Securities Ltd.

  • The Partnership invests in flow-through shares through registered dealers, which may also include Dundee Securities Ltd.

  • Paula Amy Hewitt has held her current position with Caldwell since December, 2019 and has been registered in various capacities with Raymond James Ltd., Macquarie Capital Markets Canada and Dundee Securities Ltd.

  • This Underwriting Agreement constitutes the entire agreement between the Underwriters and the Company relating to the subject matter hereof and supersedes all prior agreements between the Underwriters and the Company relating to the Offering, including the provisions of the engagement letter dated as of June 23, 2014 between the Company and Dundee Securities Ltd.

  • The private placement offering (the "Offering") of units ("Units") was conducted through a syndicate of agents led by RBC Capital Markets and included, BMO Capital Markets, Dundee Securities Ltd.

  • The Company engaged Canaccord Capital Corporation and Dundee Securities Corporation to act as Agents in a brokered private placement for 5,022,500 units at $1.60 per unit for gross proceeds of $8 million.

Related to Dundee Securities

  • Private Securities has the meaning set forth in Annex A hereto.

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • BofA Securities means BofA Securities, Inc.

  • Private Exchange Securities shall have the meaning set forth in Section 2.1 hereof.

  • Derivative Securities means any securities or rights convertible into, or exercisable or exchangeable for (in each case, directly or indirectly), Common Stock, including options and warrants.

  • Investor Securities is defined in Section 2.1.

  • Lock-Up Securities has the meaning set out in Section 5(l).

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Rule 144A Securities means Securities of a series designated pursuant to Section 2.01 as entitled to the benefits of Section 4.03(b).

  • Individual Securities shall have the meaning specified in Section 3.01(p).

  • Exchange Securities means senior notes issued by the Company and guaranteed by the Guarantors under the Indenture containing terms identical to the Securities (except that the Exchange Securities will not be subject to restrictions on transfer or to any increase in annual interest rate for failure to comply with this Agreement) and to be offered to Holders of Securities in exchange for Securities pursuant to the Exchange Offer.

  • Asset-Backed Securities means securities which:

  • Series A Securities means the Company's Series A 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028 as authenticated and issued under this Indenture.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Regulation S Global Securities Appendix A

  • Series B Securities means the 11-1/2% Senior Notes due 2007, Series B, of the Company to be issued pursuant to this Indenture in exchange for the Series A Securities pursuant to the Registered Exchange Offer and the Registration Rights Agreement.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Index Securities means Securities of those companies which are at the relevant time the constituent companies of the Index, any Securities used to track the performance of such Securities constituting the Index at the relevant time or such other Securities designated by the Manager.

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Federal Securities means: (a) any direct general obligations of the United States of America (including obligations issued or held in book entry form on the books of the Department of the Treasury of the United States of America), for which the full faith and credit of the United States of America are pledged; (b) obligations of any agency, department or instrumentality of the United States of America, the timely payment of principal and interest on which are directly or indirectly secured or guaranteed by the full faith and credit of the United States of America.

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Senior Securities means senior securities (as such term is defined and determined pursuant to the Investment Company Act and any orders of the SEC issued to the Borrower thereunder).

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Original Securities means all Securities other than Exchange Securities.