Exchanging Person definition

Exchanging Person has the meaning set forth in Section 8.6.A hereof.
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Examples of Exchanging Person in a sentence

  • The Exchange Right shall be exercised pursuant to a Notice of Exchange delivered to Crescent Equities by the Exchanging Person, accompanied by any certificate or certificates evidencing the Partnership Units to be exchanged.

  • If Crescent Equities elects to pay all or any portion of the consideration to an Exchanging Person in cash, the Crescent Group agrees to use its best efforts to raise any required funds as quickly as possible after receipt of the Notice of Exchange.

  • Upon any transfer of Partnership Units by an Exchanging Person to Crescent Equities pursuant to Section 8.6 above, the Partnership Interest of such Limited Partner or Assignee shall be decreased (and the Partnership Interest of Crescent Equities shall be correspondingly increased) as provided in this Section 8.8.

  • Such grant shall be made to CIBC Capital and/or its assigns (each, an "EXCHANGING PERSON") upon (a) delivery by such Exchanging Person of a written notice to the Company making demand thereof and providing that such notice is accompanied by the Primrose Warrant Certificates held by such Exchanging Person, and (b) the delivery to the Company by such Exchanging Person of the Primrose Warrant Certificates held by such Person for cancellation.

  • No amendment to this Agreement reducing the consideration to be received by any Exchanging Person shall be effective unless signed by each Exchanging Person whose consideration is to be reduced.

  • Upon the consummation of an Exchange, the Managing Member shall admit such Exchanging Person as a Member upon such Person executing a joinder in the form of Exhibit B to this Agreement and executing such other documents and instruments as the Managing Member may reasonably request.

  • Without the consent or approval of any Member, the Company shall issue Class A Units to or for the account of the Person making the Exchange in exchange for the delivery to the Company of a number of Bruin Purchaser Units that is equal to the number of Bruin Purchaser Units surrendered by an Exchanging Person.

  • The federal regulations are very old and are currently undergoing a major overhaul.

Related to Exchanging Person

  • Exchanging Partner has the meaning provided in Section 8.05(a) hereof.

  • Exchanging Member means a Member that Exchanges some or all of its Units.

  • young person means a person who falls within the definition of qualifying young person in section 142 of the SSCBA.

  • Controlling Person With respect to any Person, any other Person who “controls” such Person within the meaning of the Securities Act.

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company) for New Securities.

  • Investor Party has the meaning set forth in Section 4.7.

  • Designated Holder means the Holder of Note A-1.

  • Stockholder Associated Person of any stockholder means (A) any person controlling, directly or indirectly, or acting in concert with, such stockholder, (B) any beneficial owner of shares of stock of the Corporation owned of record or beneficially by such stockholder or (C) any person directly or indirectly controlling, controlled by or under common control with such Stockholder Associated Person.

  • Restricted Broker-Dealer Any Broker-Dealer which holds Broker-Dealer Transfer Restricted Securities.

  • Proposing Person means (1) the Record Stockholder providing the notice of business proposed to be brought before an annual meeting or nomination of persons for election to the Board at a stockholder meeting, (2) the beneficial owner or beneficial owners, if different, on whose behalf the notice of business proposed to be brought before the annual meeting or nomination of persons for election to the Board at a stockholder meeting is made, and (3) any Associated Person on whose behalf the notice of business proposed to be brought before the annual meeting or nomination of persons for election to the Board at a stockholder meeting is made;

  • Initial Purchaser As defined in the preamble hereto.

  • Permitted Holder means (a) Xxxxxxx X. Xxxxxxx, (b) any of his immediate family members or his or their respective heirs by operation of law, will or intestacy or (c) any trust, corporation, partnership or other entity, the beneficiaries, stockholders, partners, owners or Persons beneficially holding a 50.1% or more controlling interest of which consist of Xxxxxxx X. Xxxxxxx and/or his immediate family members.

  • Restricted Holder means (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder’s business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company.

  • Qualified Independent Underwriter means a “qualified independent underwriter” within the meaning of FINRA Rule 5121.

  • Participating Broker-Dealer shall have the meaning set forth in Section 3(t) hereof.

  • Controlling Persons means the natural persons who exercise control over an Entity. In the case of a trust, such term means the settlor, the trustees, the protector (if any), the beneficiaries or class of beneficiaries, and any other natural person exercising ultimate effective control over the trust, and in the case of a legal arrangement other than a trust, such term means persons in equivalent or similar positions. The term “Controlling Persons” shall be interpreted in a manner consistent with the Financial Action Task Force Recommendations.

  • Requesting Person shall have the meaning set forth in Section 25 hereof.

  • Targeted Holder means each holder of (i) a right to receive interest or principal with respect to the Retained Notes, (ii) any interest in the Trust with respect to which an Opinion of Counsel has not been rendered that such interest will be treated as debt for federal income tax purposes, and (iii) a right to receive any amount in respect of the Trust Certificate; provided, however, that any Person holding more than one right or interest each of which would cause such Person to be a Targeted Holder shall be treated as a single Targeted Holder.

  • Shareholder Associated Person of any Shareholder means (i) any person controlling, directly or indirectly, or acting in concert with, such Shareholder, (ii) any beneficial owner of shares of stock of the Corporation owned of record or beneficially by such Shareholder, and (iii) any person controlling, controlled by or under common control with such Shareholder Associated Person.

  • Controlling Shareholder means any shareholder owning more than fifty

  • Broker-Dealer Any broker or dealer registered under the Exchange Act.

  • Principal Stockholder means any person who individually or in concert with his spouse and

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Investor Parties has the meaning set forth in the Preamble.

  • Ultimate controlling person means that person which is not controlled by any other person.

  • Acquiring Person shall have the meaning ascribed to such term in Section 4.5.