Execution Only definition

Execution Only means where your decision to invest is on your own initiative without investment advice having been provided by a Financial Advisor.

Execution Only means that you have given a Transaction instruction to us without receiving our advice.

Execution Only. ’ – means you did not seek, nor did we offer, any advice or comment as to the suitability of the instructions given to us by you;

Examples of Execution Only in a sentence

• ANY trading experience, has the experience been: (If no previous experience please tick same) Execution Only (no broker input) Advisory (broker advises, you decide)Discretionary/managed (broker agrees investment parameters and has discretion to transact) No previous experienceFinancial Instruments ALL SECTIONS MUST BE COMPLETEDPlease indicate your investment experience in relation to the following instruments:NONE BASIC GOOD EXTENSIVE NUMBER OF YEARS AVG.

• Where we undertake transactions on your behalf on an Execution Only basis, we will not be responsible for determining the suitability of those transactions or the Investments to which the transactions relate.

• E.1.5 Where we undertake transactions for you on an Execution Only basis, whether individually or in respect of an entire portfolio, only paragraphs E.2.1, E.6, E.7, E.8.2, E.8.5, E.9.1, E.9.2, E.9.4, E.10, E.11, E.12.2, E.13 and E.14 of this Section E shall apply to such transactions.

• Any trail commission payable to Execution Only Brokers were to be paid by the Company.

• Investment Transactions carried on in the course of Execution Only Services are carried out without any Personal Recommendation from us.

More Definitions of Execution Only

Execution Only the provision of services whereby DEGIRO passes on or executes Orders of Client with regard to Financial Instruments for the account of Client and holds positions in money and Financial Instruments for the account of Client without giving advice to Client or checking if the execution of the Order or the composition and development of the investment portfolio of Client suit the financial strength or investment goals of Client.

Execution Only means the Plan Manager has not sought, and will not be seeking, information from you in relation

Execution Only means the Plan Manager will not be determining the appropriateness and/or suitability of an Investment in the Plan for you; instead, the Plan Manager will be relying on recommendations in this regard from your financial adviser. Your relationship with the Plan Manager will be Execution-Only.

Execution Only means the bank simply opens the Account on your instruction. This means we do not give financial advice. The Bank has not sought and will not be seeking information from you in respect of your financial history and investment objectives and has not sought and will not be seeking to determine the suitability of this investment for you. If advice is needed, an independent financial advisor should be consulted.

Execution Only the provision of services whereby Finst executes the Orders of Client with regard to Digital Assets for the account of Client and holds positions in Finst Credits and Digital Assets for the account of Client without giving advice to Client or checking if the execution of the Order or the composition and development of the investment portfolio of Client suit the financial strength or investment goals of Client.

Execution Only a transaction executed by us upon the instructions of you where we do not give advice on Investments relating to the merits of the transaction;

Execution Only means a transition executed by us upon your instructions where we do not give advice on investments relating to the merits of the transaction or assess the suitability of any products or services for you;