Financial Advice Clause Samples
The Financial Advice clause defines the extent to which a party provides, or disclaims providing, financial advice within the context of the agreement. Typically, this clause clarifies that any information, recommendations, or communications shared are not to be construed as formal financial advice, and may require parties to seek independent professional guidance before making financial decisions. Its core function is to limit liability by ensuring that parties do not rely on informal communications as a substitute for professional financial counsel, thereby reducing the risk of disputes over alleged advisory responsibilities.
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Financial Advice. 5.1 Foresight and its Affiliates have provided no financial, legal, tax or investment advice in relation to the suitability of the Foresight ITS for You. It is Your responsibility (on the advice of Your authorised financial intermediary) to keep Your financial circumstances, objectives and risk profile under review, and to assess whether the Foresight ITS and other investments selected by (or on behalf of) You remain suitable for Your needs. We are not liable for any losses You suffer or incur as a result of Your investment in the Foresight Inheritance Tax Fund through the Foresight ITS (whether or not You have received advice from an authorised financial intermediary) and We cannot and do not make any representation that such investment is (and/or investments made on Your behalf through the Foresight Inheritance Tax Fund are) suitable or appropriate for Your specific needs and requirements.
5.2 We will provide You with information on investments held within Your Portfolio from time to time. Any information on investments or markets such as market trends, investment analysis or commentary on the performance of selected investments or companies is for information purposes only and should not be viewed as a personal recommendation.
5.3 We may, subject to Applicable Rules and unless You notify Us in writing, accept instructions and deal with any agent or other adviser notified to Us in writing rather than dealing with You directly and We may share with such person, details of Your investments with Us.
5.4 Where Your Application Form has been submitted through a financial adviser or other professional agent, then You warrant and represent that such person is acting as Your agent.
Financial Advice. Ada County may make available a financial manager to the System from time to time in order to monitor the System’s financial situation and to consult with the Board concerning the same. The Board may seek their own financial manager as needed.
Financial Advice. We do not provide financial advice. We may only give you information about our investment products (of a factual or administrative nature) and we may not give you advice on whether any of the investment products we offer are suitable for your risk profile and investments needs. You must not rely on any written, spoken or implied communication from us as investment advice, or recommendation to invest in or change your investment. By selecting one of our investment products, you make an independent decision to enter into an investment which meets your financial and investment needs, whether those needs have been identified using your own judgment or through financial advisors. We have in no way, be it written, spoken or implied, recommended your choice of investment and the information and explanations relating to the terms of your investment are in no way to be considered investment advice. In making your investment choice, we are indemnified and held harmless against any claim which may arise when you conduct business telephonically, by way of facsimile or via online services, including email. We will take any and all deemed and necessary security precautions to ensure that you can proceed with your chosen investment application.
Financial Advice. Employers support Employees who have to deal with financial issues by offering a budget coach. The consultancy organisations of the Trade Unions can also be considered within this context.
Financial Advice. 34.5.1. Upon redundancy employer to provide funding for full financial plan for all members covered by the Enterprise Agreement.
34.5.2. Financial Planner should be on a non commission basis and be of the member’s choice 34.5.3. Amount of fees should be uncapped for Financial Plan
Financial Advice. The Employee acknowledges that it is a strong recommendation of the Queensland Government and the Employer that independent financial advice is sought prior to participation in Salary Packaging Agreements.
Financial Advice. Reimbursement of up to $1,000 may be claimed on production of receipts to obtain career counselling and/or financial advice during this one month period.
Financial Advice. The Customer acknowledges that the Company’s representatives are not authorized to provide investment advice, tax or trading advice, or to solicit orders. The price quotations, market information, news, and research (the “information”) available on the platform are prepared by foreign markets or third parties- providers who are independent of the Company (and its affiliates). Neither the Company nor any Relevant Third Party guarantees the accuracy, timeliness, or completeness of the information, and the Customer shall conduct its own research and analysis or consult investment advisors before making investment decisions. Any investment decisions the Customer makes shall be based solely on the Customer’s own evaluation of its financial circumstances and investment objectives. Reliance on quotes, data, or other information is at the Customer’s own risk. In no event will the Company nor any other Relevant Third Party be liable for consequential, incidental, special, or indirect damages arising from the use of the information. There is no warranty of any kind, express or implied, regarding the information, including the warranty of merchantability, warranty of fitness for a particular, purpose or warranty of non-infringement.
Financial Advice. The Company will pay the cost of personal tax and financial planning advice up to a maximum of £5,000 (excluding VAT) a year, such cost to be reimbursed against receipts.
Financial Advice. Serves, if requested by the Company's Board of Directors, Audit Committee, Chief Executive Officer or President as advisor on financial matters and recommends appropriate strategies and courses of action.