Execution Specialist definition

Execution Specialist means a SEF employee responsible for assisting Participants and Sponsored Participants (and any of their Supervised Persons) in entering on the SEF Orders and Transactions and receiving reports of Uncleared Block Trades.
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Execution Specialist means an employee of the Company that assists Participants and Sponsored Access Firms with entering Orders in the Order Book, issuing and responding to RFQs, reporting Block Trades, communicating Indications of Interest and effecting Permitted Transactions in accordance with these Rules.
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Examples of Execution Specialist in a sentence

  • A Voice RFQ requester and/or its Execution Specialist may select one or more Voice RFQ recipients eligible to receive such Voice RFQ.

  • Upon receipt of an RFQ the SEF Execution Specialist shall manage the RFQ process pursuant to Rule 507 of the Rulebook.

  • Terms of Use.” During the effectiveness of its “Order Book Waiver,” a Participant must access the Order Book via an Execution Specialist both for Transactions that must be executed on Order Book pursuant to Rule 4003.A. and for Transactions voluntarily executed on the Order Book.

  • Such orders may be submitted to the Trad-X Platform either directly through manual interaction with a Platform GUI or via communication with a SEF Execution Specialist by such means as voice, IM, or email.

  • Such Orders may be submitted to the StreamGlobal Platform either directly through manual interaction with a Platform GUI or via communication with a SEF Execution Specialist by such means as voice, IM, or email.

  • Error Trades Product Transactions effected through the StreamGlobal Platform on behalf of a Participant or Customer by their Authorized Trader, or by their Broker Firm Participant’s Authorized Broker, or by a Tradition SEF Execution Specialist, shall be binding on such Participant or Customer subject to Rule 538 of the Tradition SEF Rulebook.

  • Absent any restrictions, a DRT (Not-Held Order) means any Order giving a Person complete discretion over price and time in execution of an Order, including discretion to execute all, some or none of this Order.RULE 507 Request for Quote(a) Participants and Customers may initiate and respond to RFQs for both Required Transactions and Permitted Transactions through communications with a SEF Execution Specialist, or electronically if electronic submission is supported by the relevant Platform.

  • E to E transactions occur on IGDL’s i-Swap Central Limit Order Book without the assistance of an IGDL Execution Specialist.

  • Affirmation will continue as part of the workflow for all Voice RFQ, Execution Specialist assisted trades on i-Swap, and Pre-Arranged Crosses.

  • For example, if an electronically entered order for a package (e.g., a switch) is matched against an implied order composed of an electronic order for the first leg and an Execution Specialist entered order for the second, such transaction would have the first leg auto-processed and the second leg subject to affirmation.

Related to Execution Specialist

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  • Contractor’s Representative means the individual authorised to act on behalf of the Contractor for the purposes of the Contract. The initial Contractor’s representative is as indicated in the Form of Agreement.

  • Procurement Representative means the person authorized by ULA’s cognizant procurement organization to administer and/or execute this Contract.

  • Professional Engineer or Professional Certificated Engineer means a person holding registration as either a Professional Engineer or Professional Certificated Engineer in terms of the Engineering Profession Act, 2000 (Act No. 46 of 2000);

  • Certified pharmacy technician or “certified technician” means an individual who holds a valid current national certification and who has registered with the board as a certified pharmacy technician.

  • Autism spectrum disorder means a neuro-developmental condition typically appearing in the first three years of life that significantly affects a person's ability to communicate, understand relationships and relate to others, and is frequently associated with unusual or stereotypical rituals or behaviours.

  • Specialist means either a physician or other health care professional who practices in a specific area other than those practiced by primary care providers, or a properly licensed, certified or registered individual health care provider whose practice is limited to rendering mental health services. For purposes of cost-share, this definition of “specialist” does not apply to dentists. BCBSAZ does not require you to obtain an authorization or referral to see a specialist.