Supervised Persons definition

Supervised Persons for purposes of this Code means:

Supervised Persons means any directors, officers, employees or agents of any Participant.

Supervised Persons means the Advisers’ partners, officers, directors (or other persons occupying a similar status or performing similar functions) and employees, as well as any other persons who provide advice on behalf of the Advisers and are subject to the Advisers’ supervision and control.

Examples of Supervised Persons in a sentence

• You will not access CareConnect from any jurisdiction outside of Canada and will not permit Supervised Persons to access CareConnect from any jurisdiction outside of Canada.

• You agree that You are responsible under this Agreement for all activities undertaken by Supervised Persons in relation to their access to CareConnect.

• If the Health Professional does not agree with an amendment for which notice has been provided by the Health Authority, the Health Professional must promptly (and in any event before the Amendment Effective Date) cease all access oruse of CareConnect by the Health Professional and the Supervised Persons the Health Professional authorized to access or use CareConnect and terminate this Agreement in accordance with section 9.

• The Health Professionals will comply with Privacy Laws and will ensure Supervised Persons comply with Privacy Laws.

• Xxxxxxx has Management, Financial Advisors, Supervised Persons and Staff that are Registered Representatives, Staff and Management of Xxxxxx Xxxxxxx & Co. Inc.

More Definitions of Supervised Persons

Supervised Persons means directors, officers, and partners of the adviser (or other persons occupying a similar status or performing similar functions); employees of the adviser; and any other person who provides advice on behalf of the adviser and is subject to the adviser’s supervision and control.

Supervised Persons means any directors, officers, employees or agents of any Participant, including but not limited to Authorized Traders and Authorized Brokers.

Supervised Persons means the following individuals under the oversight of an Identified Entity, including:

Supervised Persons means any directors, officers, employees or agents (including any Authorized Traders) of any Participant.

Supervised Persons means any director(s), officer(s), employee(s) or agent(s) of any Participant Firm, including but not limited to Authorized Traders.

Supervised Persons means Authorized Traders, directors, officers, employees or agents of any Participant or Sponsored Participant.

Supervised Persons means any partner, officer, director (or other person occupying a similar status or performing similar functions), or Employee of the Adviser, or other person who provides investment advice on behalf of the Adviser and is subject to the supervision and Control of the Adviser. However, notwithstanding the foregoing, the term Supervised Person (for purposes of this Code) shall not include any supervised person, as that term is defined by Section 202(a)(25) of the Advisers Act, of ILIAC who (i) is not involved, directly or indirectly, with ILIAC’s investment advisory activities and (ii) does not have access to non-public information about such activities.