Exempt Transactions means the transactions described in the section hereof titled “Exempt Transactions.”

Exempt Transactions means transactions in securities that are exempt from the pre-clearance and/or the reporting requirements of this Code. Refer to Exhibit C for a list of security types that fall into this category.

Exempt Transactions means any transaction exempt from the pre-clearance, holding and/or reporting requirements under the Code. Such transactions are still subject to the Code of Ethics, and may still be reviewed by the CCO.

Examples of Exempt Transactions in a sentence

Within ten days of becoming an Employee, you must submit to the Compliance Officer an Initial Report of Personal Brokerage Accounts and all holdings in securities except Exempt Transactions.
Within ten calendar days of becoming an Employee, you must submit to the Compliance Officer an Initial Report of Personal Brokerage Accounts and all holdings in securities except Exempt Transactions.
Within ten calendar days of becoming an Employee, you must submit via the personal trading system (accessible through the PIMCO Intranet) an Initial Report of Personal Securities Accounts and all holdings in Financial Instruments except Exempt Transactions.
Access Persons are not required to report Exempt Transactions, as defined below.
Note: The above-listed Exempt Transactions and Covered Securities acquired in such transactions remain subject to initial, annual and quarterly holdings and transaction reporting requirements as set forth in Section VII.

More Definitions of Exempt Transactions

Exempt Transactions means the transactions described in Section 7 hereof.

Exempt Transactions means: (1) purchases or sales effected in any account over which an Access Person or Investment Personnel has no direct or indirect influence or control; (2) purchases or sales which are non-volitional(2) on the part of the Access Person, Investment Personnel or the Funds; (3) purchases which are part of an Automatic Investment Plan; or (4) purchases effected upon the exercise of rights issued by an issuer pro-rata to all holders of a class of its Reportable Securities, to the extent such rights were acquired from such issuer, and sales of such rights so acquired.

Exempt Transactions means transactions in securities that are exempt from the prior approval and/or the reporting requirements of this Code. Refer to Appendix C for a list of security types that fall into this category.

Exempt Transactions means an operator may grant an exemption from the tax to employees of the federal government and its agencies or the State of Tennessee and its political subdivisions when the hotel room charges are either billed directly to the applicable government, are paid using a government credit card, or are paid with cash, a personal check or personal credit card. In situations when the federal or State of Tennessee employee

Exempt Transactions means that the restrictions of Sections IV and V shall not apply to:

Exempt Transactions under subparagraph (C)(1)(h) means:

Exempt Transactions means transactions in any of the following: