Reportable Securities definition

Reportable Securities means any instrument included within the definition of "security" under the 1940 Act, but does not include the following:

Reportable Securities means all securities in which an Access Person has a beneficial interest except: (i) U.S. Government securities, (ii) money market instruments (e.g., bankers' acceptances, bank certificates of deposit, commercial paper, repurchase agreements and other high quality short-term debt instruments), (iii) shares of money market funds, (iv) shares and holding in other mutual funds unless the Company acts as the investment advisor to, or the principal underwriter of, the subject fund, and (iv) units of a unit investment trust if the UIT is invested exclusively in unaffiliated mutual funds.

Reportable Securities means all securities in which an Access Person has a beneficial interest except: (i) U.S. Government securities, (ii) money market instruments (e.g., bankers' acceptances, bank certificates of deposit, commercial paper, repurchase agreements and other high quality short-term debt instruments), (iii) shares of money market funds, (iv) shares and holdings in open-end mutual funds (except affiliated mutual funds) and (iv) units of a unit investment trust (except affiliated unit investment trusts).

Examples of Reportable Securities in a sentence

• Any report may contain a statement that the report shall not be construed as an admission by the person making the report that he or she has any direct or indirect beneficial ownership in the Reportable Securities to which the report relates.

• Include current information (no older than 45 calendar days before your first day of employment) on all Reportable Securities.

• The specific procedures relating to maintaining Accounts that can transact business in Reportable Securities are set forth below and apply not only to Access Persons themselves, but also to their Family Members.

• Each Access Person shall provide written notice to the Review Officer prior to opening any new account with any entity through which a Reportable Securities (whether or not publicly traded) transaction may be effected for which the Access Person has direct or indirect beneficial ownership.

• An Independent Director shall report transactions in Reportable Securities only if the director knew or, in the ordinary course of fulfilling his or her official duties as a director should have known, that during the 15-day period immediately preceding or following the date of the transaction (or such period prescribed by applicable law), such security was purchased or sold, or was being considered for purchase or sale, by any Cohen & Steers client.

More Definitions of Reportable Securities

Reportable Securities means all securities in which an Access Person has a Beneficial Ownership interest except:

Reportable Securities means all securities defined as such under the Investment Advisers Act of 1940 (the "Advisers Act"), and includes:

Reportable Securities means all securities other than Exempt Securities.

Reportable Securities means all Securities other than those listed above as Non-Reportable Securities.

Reportable Securities means any Security other than “Exempted Securities,” which are direct obligations of the United States Government, bankers’ acceptances, bank certificates of deposit, commercial paper and high quality short-term debt instruments, including repurchase agreements, and shares issued by open-end investment companies registered under the Investment Company Act, other than Reportable Funds.

Reportable Securities means the same as the term used in Rule 204A-1, and includes any common stock, preferred stock, closed end- investment company, Reportable Fund, debt securities, futures contracts and options on futures contracts relating to any stock, bond or index, and any other investment contract or other instrument that is considered a "security" under Section 202(a)(18) of the Advisers Act. "Reportable Securities" also include ETFs. However, the term does NOT INCLUDE the following:

Reportable Securities means the same as the term used in Rule 204A-1, and includes any common stock, preferred stock, closed end- investment company, Reportable Fund, debt securities, futures contracts and options on futures contracts relating to any stock, bond or index, and any other investment contract or other instrument that is considered a “security” under Section 202(a)(18) of the Advisers Act. However, the term does not include the following: • Direct obligations of the U.S. Government; • Bankers’ acceptances, bank certificates of deposit, commercial paper and High Quality Short-Term Debt Instruments, including short term municipal bonds and repurchase agreements; • Shares issued by money market funds; • Shares issued by open-end funds other than Reportable Funds2; and • Shares issued by unit investment trusts that are invested exclusively in one or more open-end funds, none of which are Reportable Funds.