Reportable Securities means any instrument included within the definition of "security" under the 1940 Act, but does not include the following:

Reportable Securities means all securities in which an Access Person has a beneficial interest except: (i) U.S. Government securities, (ii) money market instruments (e.g., bankers' acceptances, bank certificates of deposit, commercial paper, repurchase agreements and other high quality short-term debt instruments), (iii) shares of money market funds, (iv) shares and holdings in open-end mutual funds (except affiliated mutual funds) and (iv) units of a unit investment trust (except affiliated unit investment trusts).

Examples of Reportable Securities in a sentence

The Quarterly Report of Personal Securities Transactions form requires each Access Person to list all transactions in Reportable Securities during the most recent calendar quarter in which the Access Person had Beneficial Ownership.
During the manufacturing process, a random NMK is generated for each device and installed as factory default setting.
Reportable Securities Report position, transaction, financing, and fails data on a daily basis for requested securities specified by the FRBNY on the FR 2004SD.
Any Reportable Securities not appearing on an account statement must be reported directly on the Reportable Securities section of the Annual Holdings Reporting Form.
This form must be completed for all accounts that are permitted to hold Reportable Securities, regardless of whether or not the account(s) currently holds Reportable Securities.

More Definitions of Reportable Securities

Reportable Securities means all securities defined as such under the Investment Advisers Act of 1940 (the "Advisers Act"), and includes:

Reportable Securities means all securities in which an Access Person has a Beneficial Ownership interest except:

Reportable Securities means all securities other than Exempt Securities.

Reportable Securities means all Securities other than those listed above as Non-Reportable Securities.

Reportable Securities means the same as the term used in Rule 204A-1, and includes any common stock, preferred stock, closed-end investment company, Reportable Fund, debt securities, any put, call, straddle, option or privilege on any security or on any group or index of securities, security future2, any interest or instrument commonly known as a “security”, and any other investment contract or other instrument that is considered a “security” under Section 202(a) (18) of the Advisers Act. “Reportable Securities” also include ETFs. However, the term does not include the following: ● Direct obligations of the U.S. Government; ● Bankers’ acceptances, bank certificates of deposit, commercial paper and High Quality Short-Term Debt Instruments, including short term municipal bonds and repurchase agreements; ● Shares issued by money market funds; ● Shares issued by open-end funds other than Reportable Funds and ETFs3; and ● Shares issued by unit investment trusts (other than ETFs) that are invested exclusively in one or more open-end funds, none of which are Reportable Funds.

Reportable Securities means the same as the term used in Rule 204A-1, and includes any common stock, preferred stock, closed end- investment company, Reportable Fund, debt securities, futures contracts and options on futures contracts relating to any stock, bond or index, and any other investment contract or other instrument that is considered a “security” under Section 202(a)(18) of the Advisers Act. However, the term does not include the following: • Direct obligations of the U.S. Government; • Bankers’ acceptances, bank certificates of deposit, commercial paper and High Quality Short-Term Debt Instruments, including short term municipal bonds and repurchase agreements; • Shares issued by money market funds; • Shares issued by open-end funds other than Reportable Funds2; and • Shares issued by unit investment trusts that are invested exclusively in one or more open-end funds, none of which are Reportable Funds.