Form A Filing definition

Form A Filing has the meaning ascribed to it in Section 5.3.
Form A Filing has the meaning set forth in Section 5.2(c) below.
Form A Filing has the meaning specified in Section 5.05(a).

Examples of Form A Filing in a sentence

  • Each party agrees to provide the other party with a copy of the Form A Filing and each amendment or supplement thereto in final form upon submission thereof.

  • Each Purchaser agrees to promptly provide the Company with a copy of the Form A Filing and each amendment or supplement thereto in final form upon the submission thereof to the Connecticut Department.

  • In addition, CTI will continue to conduct all title and escrow business in Nevada and Utah (for each such line of business and each such state, a "State Interim Period") until the earlier to occur of (A) LSI obtaining a license to act as a title insurance agent or escrow agent, as applicable, in such state, or (B) the Form A Filing is approved by the NYSDI, but only to the extent National Title is licensed as a title insurance company or escrow agent, as applicable, in such state.

  • The Purchaser agrees to provide the Seller with a copy of the Form A Filing and each amendment or supplement thereto in final form upon the submission thereof to the Massachusetts Insurance Division.

  • Xxxxxxxxx agrees to include in the LA Form A Filing, among other things, the matters set forth in Schedule 3.

  • In the event that the Form A Filing is not approved by the NYSDI within six (6) months following Closing, LSI will enter into written "alliance agreements", in forms satisfactory to the Company, with local law firms in Connecticut and Massachusetts, pursuant to which LSI will process the title and escrow business in such states through such local law firms.

  • The Buyer agrees that not less than three (3) Business Days prior to the Buyer’s filing of its Form A Filing, the Buyer will provide to the Seller Parties a copy of such Form A Filing and provide the Seller Parties with three (3) Business Days to provide comments thereon.

  • Each Purchaser agrees to provide a draft of its respective Form A Filing to the Company for its review and to consult with the Company relating to any issues arising as a result of the Company's review, prior to the submission of the Form A Filing by each Purchaser to the Connecticut Department.

  • In connection with the Connecticut Approval, each Purchaser shall use all commercially reasonable efforts to make its initial filing pursuant to Connecticut Insurance Law Section 38a-136 on Form A under the Connecticut Insurance Law (the "Form A Filing") with respect to the transactions contemplated hereby within fifteen Business Days of the date hereof.

  • Parent hereby agrees that within two (2) business days after approval of the Form A Filing by the NYSDI, it will transfer or contribute through the Company all outstanding equity securities of National Title to LSI for no consideration, resulting in National Title becoming an indirect wholly-owned subsidiary of the Company.


More Definitions of Form A Filing

Form A Filing means the filing of an acquisition statement (Form A) for the proposed acquisition of control by Acquirer of the Contributor Insurance Entities pursuant to this Agreement with the domiciliary state insurance regulatory authority of each Contributor Insurance Entity.

Related to Form A Filing

  • Form S-4 Registration Statement means the registration statement on Form S-4 to be filed with the SEC by Parent in connection with issuance of Parent Common Stock in the Merger, as said registration statement may be amended prior to the time it is declared effective by the SEC.

  • HSR Filing means filings with the United States Federal Trade Commission and the Antitrust Division of the United States Department of Justice of a Notification and Report Form for Certain Mergers and Acquisitions (as that term is defined in the HSR Act) with respect to the subject matter of this Agreement, together with all required documentary attachments thereto.

  • Other Filings has the meaning set forth in Section 6.8(a).

  • Rule 482 Statement means a document that contains the number of Securities issued, the offering price and any other items dependent upon the offering price, prepared in accordance with the provisions of Rule 482 of the 1933 Act, a copy of which shall be attached as Schedule D hereto. “Statutory Prospectus” as of any time means the prospectus relating to the Securities that is included in the Registration Statement immediately prior to that time, including any document incorporated by reference therein. Each preliminary prospectus and the prospectus filed as part of the effective Registration Statement or as part of any amendment thereto, or filed pursuant to Rule 497 under the 1933 Act, complied when so filed in all material respects with the Rules and Regulations and each preliminary prospectus and the Prospectus delivered to the Underwriters for use in connection with this offering was identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T. If a Rule 462(b) Registration Statement is required in connection with the offering and sale of the Securities, the Fund has complied or will comply with the requirements of Rule 111 under the 1933 Act Rules and Regulations and Rule 3a of the Commission’s Internal and Other Procedures (“Rule 3a”) relating to the payment of filing fees thereof. The Fund, subject to the Registration Statement having been declared effective and the filing of the Prospectus under Rule 497, has taken all required action under the 1933 Act, the 1940 Act, the Securities and Exchange Act of 1934, as amended (the “1934 Act”) and the Rules and Regulations to make the public offering and consummate the sale of the Securities as contemplated by this Agreement.

  • 8-K Filing has the meaning set forth in Section 4.5.

  • Registration Statements means the Initial Registration Statement and the additional registration statement as proposed to be filed or as proposed to be amended by the post-effective amendment to be filed shortly prior to its Effective Time, and (iii) "Prospectus" shall mean the prospectus included in the Registration Statements.

  • Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof.

  • Form 10 means the registration statement on Form 10 filed by SpinCo with the SEC to effect the registration of SpinCo Shares pursuant to the Exchange Act in connection with the Distribution, as such registration statement may be amended or supplemented from time to time prior to the Distribution.

  • Merger Registration Statement means the registration statement, together with all amendments, filed with the SEC under the Securities Act for the purpose of registering the offer of shares of NBT Common Stock to be offered to holders of CNB Common Stock in connection with the Merger.

  • Company Registration Statement means the Registration Statement, including the Prospectus, amendments and supplements to the Registration Statement or Prospectus, including pre- and post-effective amendments, all exhibits thereto, and all material and exhibits incorporated by reference or deemed to be incorporated by reference in such registration statement.

  • Current Report shall have the meaning assigned to such term in Section 2.3.

  • Initial Registration Statement means the initial Registration Statement filed pursuant to this Agreement.

  • Filings the filing or recording of (i) the Financing Statements as set forth in Schedule 3, (ii) this Agreement or a notice thereof with respect to Intellectual Property as set forth in Schedule 3, and (iii) any filings after the Closing Date in any other jurisdiction as may be necessary under any Requirement of Law.

  • New Registration Statement has the meaning set forth in Section 2(a).

  • Filing means any registration, petition, statement, application, schedule, form, declaration, notice, notification, report, submission or other filing.

  • Additional Registration Statement means a registration statement or registration statements of the Company filed under the 1933 Act covering any Additional Registrable Securities.

  • Blue Sky Filing shall have the meaning assigned to such term in Section 6(a).

  • Prospectus Supplements means, collectively, the Canadian Prospectus Supplement and the U.S. Prospectus Supplement;

  • Form 8-K As defined in the Pooling and Servicing Agreement.

  • Information Statement means the information statement to be made available to the holders of Parent Shares in connection with the Distribution, as such information statement may be amended or supplemented from time to time prior to the Distribution.

  • Form F-3 Shelf shall have the meaning given in Section 2.1.1.

  • 10-K Filing Deadline As defined in Section 10.05 of this Agreement.

  • Form F-1 Shelf shall have the meaning given in Section 2.1.1.

  • Special Registration Statement means (i) a registration statement relating to any employee benefit plan or (ii) with respect to any corporate reorganization or transaction under Rule 145 of the Securities Act, any registration statements related to the issuance or resale of securities issued in such a transaction or (iii) a registration related to stock issued upon conversion of debt securities.

  • IPO Registration Statement means the Registration Statement on Form S-1 (File No. 333-196099), as amended, filed by the Partnership with the Commission under the Securities Act to register the offering and sale of the Common Units in the Partnership’s initial public offering of such Common Units to the public.

  • Filed means hand delivered to the Commission's office in Richmond or any regional office