Guggenheim Securities definition
Examples of Guggenheim Securities in a sentence
Global Hunter Securities LLC G▇▇▇▇▇▇, S▇▇▇▇ & Co. Guggenheim Securities LLC HSBC Securities (USA) Inc.
The Company Board has received the opinions of Guggenheim Securities LLC and ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ & Co. LLC to the effect that, as of the date of such opinions, and based upon and subject to the limitations, qualifications and assumptions set forth therein, the Merger Consideration to be received by the shareholders of the Company pursuant to this Agreement is fair, from a financial point of view, to such shareholders.
FBR Capital Markets & Co. Fidelity Brokerage Services LLC Fifth Third Bank ▇▇▇▇▇▇▇, Sachs & Co. ▇▇▇▇▇ Capital Guggenheim Securities LLC HSBC Securities (USA) Inc.
This material is for your information, and none of Deutsche Bank Securities Inc., Cantor ▇▇▇▇▇▇▇▇▇▇ & Co., Natixis Securities Americas LLC, CastleOak Securities, L.P., Guggenheim Securities, LLC, KeyBanc Capital Markets Inc., or any other underwriter (the “Underwriters”) are soliciting any action based upon it.
Except for Moelis & Company (“Moelis”) and Guggenheim Securities, LLC (“Guggenheim”), there is no investment banker, broker or finder that has been retained by or is authorized to act on behalf of the Company or any of its Subsidiaries who is entitled to any fee or commission from the Company or any of its Subsidiaries in connection with the transactions contemplated by this Agreement, and the agreements with respect to such engagements have previously been made available to Parent.
Parent has not employed any broker or finder or incurred any liability for any brokerage fees, commissions, finders’, financial advisors’ or similar fees in connection with the Merger or the other transactions contemplated in this Agreement, except that Parent has engaged Guggenheim Securities, LLC and ▇▇▇▇▇▇▇ ▇▇▇▇▇ & Co. LLC as Parent’s financial advisors.
Seller Parent is solely responsible for the fees and expenses of Centerview Partners, LLC, Guggenheim Securities, LLC and ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ & Co. LLC.
Except for the fees and expenses of Guggenheim Securities, LLC, for which Buyer is solely responsible, neither Buyer nor any of its Affiliates has any Liability to pay fees or commissions to any broker, finder or agent with respect to the transactions contemplated by this Agreement for which Seller or its Affiliates could become liable or obligated.
Except for Guggenheim Securities, LLC, there is no investment banker, broker or finder that has been retained by or is authorized to act on behalf of the Company or any of its Subsidiaries who might be entitled to any fee or commission from the Company or any of its Affiliates in connection with the transactions contemplated by this Agreement.
FBR Capital Markets & Co. Fidelity Brokerage Services LLC Global Hunter Securities LLC ▇▇▇▇▇▇▇, ▇▇▇▇▇ & Co. Guggenheim Securities LLC HSBC Securities (USA) Inc.