Independent Leading Dealer definition

Independent Leading Dealer means an entity that is a leading dealer in the market for derivative products and is not controlled directly or indirectly by either of the parties. For this purpose 'Controlled' means ownership of a majority of the voting rights of the entity.
Sample 1Sample 2Sample 3
Independent Leading Dealer means an entity that is a leading dealer in the market for derivative products and is not Controlled directly or indirectly by either of the parties. For this purpose 'Controlled' means ownership of a majority of the voting rights of the entity. The costs, fees and expenses (if any) of any independent third party called upon to make any calculation or determination shall be borne equally by both parties.
Sample 1Sample 2Sample 3
Independent Leading Dealer means an entity that is a leading dealer in the market for derivative products and is not Controlled directly or indirectly by either of the parties. For this purpose
Sample 1

Examples of Independent Leading Dealer in a sentence

  • Those elected Independent Leading Dealers shall agree between them a third Independent Leading Dealer, who will perform the determination of the New Shares/s.

  • If either party determines that the parties cannot agree on an independent third party, then each party shall select an Independent Leading Dealer (as defined below) in the relevant market.


More Definitions of Independent Leading Dealer

Independent Leading Dealer means an entity that is a leading dealer in the market for derivative products and is not Controlled
Sample 1Sample 2

Related to Independent Leading Dealer

  • soliciting dealer means a person whose interest in a distribution of rights is limited to soliciting the exercise of the rights by holders of those rights;

  • managing dealer means a person that has entered into an agreement with an issuer under which the person has agreed to organize and participate in the solicitation of the exercise of the rights issued by the issuer;

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • Soliciting Dealers means those broker-dealers that are members of the Financial Industry Regulatory Authority, or that are exempt from broker-dealer registration, and that, in either case, enter into participating broker or other agreements with the Dealer Manager to sell Shares.

  • Independent Adviser means an independent financial institution of international repute or an independent financial adviser with appropriate expertise appointed by the Issuer under Condition 5(j)(i).

  • Independent Advisor means an independent, nationally recognized accounting firm approved by the Parties, where such approval shall not be unreasonably withheld by either Party.

  • Dealer Manager Agreement shall have the meaning set forth in the preamble.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Independent Manager Fee is defined in Section 4.01(a) of the LLC Agreement.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company).

  • Dealer Managers shall have the meaning set forth in the preamble.

  • investment dealer means a person or company registered in the category of investment dealer;

  • Dealer Manager means Realty Capital Securities, LLC, or such other Person selected by the Board of Directors to act as the dealer manager for the Offering.

  • Independent Distributor means a person, business, or firm that is neither authorized nor franchised by an Original Component Manufacturer (“OCM”) to sell or distribute the OCM’s products but which purports to sell, broker, and/or distribute such OCM products. Independent Distributors are also referred to as unfranchised distributors, unauthorized distributors, and/or brokers.

  • Qualified Independent Underwriter means a “qualified independent underwriter” within the meaning of FINRA Rule 5121.

  • Placement Agents shall have the meaning set forth in the preamble.

  • Placement Agent means X.X. Xxxxxxxxxx & Co., LLC.

  • Independent representative means a person who:

  • Grain dealer means a person engaged in the business of receiving, buying, exchanging, selling, or storing farm produce in this state. The term includes a farm produce trucker, grain merchandiser, or processor. The term does not include a person solely engaged in 1 of the following:

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the Underwriting Agreement who purchases Common Units pursuant thereto.

  • Dealer Manager Fee means the fee from the sale of Shares in a Primary Offering, payable to the Dealer Manager for serving as the dealer manager of such Primary Offering.

  • Initial Purchaser As defined in the preamble hereto.

  • Independent Shareholders means holders of Voting Shares, other than: