Examples of Information Restrictions in a sentence
This determination shall be based on a review of the applicable law, the facts and circumstances of each Non-Management Director, and compliance with the terms of the Role and Information Restrictions set forth in Appendix B hereto.
If the Conflicts Officer determines that the Role and Information Restrictions have not been satisfied, then the Conflicts Officer shall, based on the extent and nature of the non-compliance, subject the affected Exempt Director to specific, limited personal trading restrictions and reporting obligations or full compliance with Section II of this Code, as determined by the Conflicts Officer after reviewing the particular facts and circumstances.
In order to meet these requirements and be considered an Exempt Director, the terms of the Role and Information Restrictions set forth in Appendix B hereto must be satisfied.
This determination shall be based on a review of the applicable law, the facts and circumstances of each Non-Management Interested Trustee, and compliance with the terms of the Role and Information Restrictions set forth above.
Section II of this Code is designed to apply to a Non-Management Director in the event of "Total Non-Compliance" (as defined below in Section IV.B.2.a) with the Role Limitations and Information Barrier Procedures for Non-Management Directors set forth in Appendix B hereto (the "Role and Information Restrictions").
If the ICCO determines that the Role and Information Restrictions have not been satisfied, then the ICCO shall, based on the extent and nature of the non-compliance, subject the affected Exempt Trustee to specific, limited personal trading restrictions and reporting obligations or full compliance with Appendix D of this Code, as determined by the ICCO after reviewing the particular facts and circumstances.
Note that failure to satisfy the terms of the Role and Information Restrictions may occur through no act or fault of a Non-Management Director, such as where the Non-Management Director is told information that is "Restricted Information" as defined in the Role and Information Restrictions set forth in Appendix B.
APPENDIX DAdditional Personal Trading Reporting Obligations and Pre-Clearance Procedures forCertain Non-Management Interested TrusteesAppendix D of this Code is designed to apply to a Non-Management Interested Trustee in the event of “Total Non-Compliance” (as defined above in Appendix C) with the Role and Information Restrictions.
In order to meet these requirements and be considered an Exempt Trustee, the Role Limitations and Information Barrier Procedures (the "Role and Information Restrictions") set forth below must be satisfied.
APPENDIX E ADDITIONAL PERSONAL TRADING REPORTING OBLIGATIONS AND PRE-CLEARANCE PROCEDURES FOR CERTAIN NON-MANAGEMENT INTERESTED TRUSTEES Appendix E of this Code is designed to apply to a Non-Management Interested Trustee in the event of "Total Non-Compliance" (as defined above in Appendix D) with the Role and Information Restrictions.