Investment Questionnaire definition

Investment Questionnaire means a series of questions concerning potential Client’s financial background, trading experience, knowledge plans and investment goals.
Sample 1Sample 2Sample 3

Examples of Investment Questionnaire in a sentence

  • You confirm that all information that you provide in your Client Investment Questionnaire is true and accurate.

  • We will endeavour to attain any specific income or growth targets you have stipulated in the Client Registration Form and the Client Investment Questionnaire (and which have been accepted by us), but you should note that due to stock market fluctuations and other events beyond our control, such targets may not be achieved and we will take such actions we deem appropriate at that time which may or may not require changes to be made to your Portfolio.

  • The Client Investment Questionnaire allows you to stipulate any restrictions on the categories of investments in which you wish your Portfolio to be invested and the amount or proportion of your Portfolio which you wish to be invested in any category of investment or any particular investment.

  • These terms, together with the Client Registration Form and, where applicable, the Client Investment Questionnaire completed by you in connection with your application to open an Account and our Fee Schedule, constitute the Agreement between you and us for the provision of investment services in relation to that Account (“the agreement”).

  • Any such ad hoc investment advice is provided on the basis of conclusions drawn from the information provided by you in your Client Investment Questionnaire.

  • In providing our advice in relation to your Portfolio, we will pay due consideration to your particular needs, having taken into account your preferences and objectives, your ability to tolerate losses and your knowledge and experience, based solely on the information set out in your Client Investment Questionnaire.

  • Save in respect of investment products that are subject to different terms and conditions that expressly exclude these terms, these terms apply to all our clients in relation to all their respective Accounts and, in the case of new Accounts, the agreement (including these terms) will take effect as soon as we have accepted the Client Registration Form in relation to your Account and, where applicable, your Client Investment Questionnaire (see Part B below).

  • We will not be able to undertake any transactions for your Account until you have completed and signed both your Client Registration Form and your Client Investment Questionnaire.

  • Your Client Investment Questionnaire is designed to provide us with information about your financial circumstances, investment objectives, attitude to risk and time horizon and (in the case of individual clients) your age and state of health, in order to enable us to provide investment advice to you or to exercise investment discretion on your behalf.

  • In managing your Portfolio, we will pay due consideration to your particular needs, having taken into account your preferences and objectives, your ability to tolerate losses and your knowledge and experience, based primarily on the information set out in your Client Investment Questionnaire.

Related to Investment Questionnaire

  • Accredited Investor Questionnaire means the Accredited Investor Questionnaire set forth as Exhibit C-1 hereto.

  • Selling Shareholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Administrative Questionnaire means an Administrative Questionnaire in a form supplied by the Administrative Agent.

  • Form of Notice of Conversion means the “Form of Notice of Conversion” attached as Attachment 1 to the Form of Note attached hereto as Exhibit A.

  • Exhibit means any item labeled as an Exhibit in the Solicitation or placed in the Exhibits section of the solicitation.

  • Exhibit E means Exhibit E to the Judgment;

  • Form of Assignment and Transfer means the “Form of Assignment and Transfer” attached as Attachment 3 to the Form of Note attached hereto as Exhibit A.

  • Exhibit One Mortgage Loan Schedule Exhibit Two: Schedule of Discount Fractions Exhibit Three: Information to be Included in Monthly Distribution Date Statement Exhibit Four: Standard Terms of Pooling and Servicing Agreement dated as of March 1, 2003 This is a Series Supplement, dated as of April 1, 2003 (the "Series Supplement"), to the Standard Terms of Pooling and Servicing Agreement, dated as of March 1, 2003 and attached as Exhibit Four hereto (the "Standard Terms" and, together with this Series Supplement, the "Pooling and Servicing Agreement" or "Agreement"), among RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC., as the company (together with its permitted successors and assigns, the "Company"), RESIDENTIAL FUNDING CORPORATION, as master servicer (together with its permitted successors and assigns, the "Master Servicer"), and BANK ONE, NATIONAL ASSOCIATION, as Trustee (together with its permitted successors and assigns, the "Trustee").