Investment Questionnaire definition

Investment Questionnaire means a series of questions concerning potential Client’s financial background, trading experience, knowledge plans and investment goals.
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Examples of Investment Questionnaire in a sentence

  • To obtain approval, you must complete and submit a Private Investment Questionnaire to the alias on the questionnaire.

  • The Client Investment Questionnaire allows you to stipulate any restrictions on the categories of investments in which your Portfolio may be invested and the amount or proportion of your Portfolio which may be invested in any category of investment or any particular investment.

  • We will contact you by email at the email address you provided on the Investment Questionnaire.

  • We will endeavour to attain any specific income or growth targets you have stipulated in the Client Registration Form and the Client Investment Questionnaire (and which have been accepted by us), but you should note that due to stock market fluctuations and other events beyond our control, such targets may not be achieved and we will take such actions we deem appropriate at that time which may or may not require changes to be made to your Portfolio.

  • Purchaser’s “basis” in the Tendered Crypto, as defined in section 1012 of the Internal Revenue Code of 1986, as amended (the “Code”), is set forth on the Investment Questionnaire.

  • If you wish to amend the restrictions at any time this must be done by the submission of a fully completed and signed, amended, and updated Client Investment Questionnaire and we recommend that this be done in discussion with us.

  • To begin the process, you must complete an Investment Questionnaire in which you must set forth financial information and your investment objectives as well as any investment restrictions you may choose to impose on the management of account.

  • The Company acknowledges and agrees that each Purchaser does not make or has not made any representations or warranties with respect to the transactions contemplated hereby other than those specifically set forth in this Section 3.2 and in the Accredited Investment Questionnaire.

  • Subject to the terms and conditions of this Investment Agreement, the Company hereby agrees to sell to Purchaser, and Purchaser hereby agrees to purchase from the Company, a limited liability company interest (referred to in the Disclosure Document as “Series A Preferred Stock”) for the amount set forth on the Investment Questionnaire (the “Shares”).

  • The Client agrees to complete, execute and deliver to the Bank an Investment Questionnaire, an Investment Objectives for Discretionary Accounts, and any other documentation required by the Bank (including but not limited to an Investment Policy Statement, in the event the Client selects a “customized” portfolio type in the Investment Objectives for Discretionary Accounts).

Related to Investment Questionnaire

  • Investor Questionnaire has the meaning set forth in Section 5.8.

  • Collateral Questionnaire means a certificate in form satisfactory to Collateral Agent that provides information with respect to the personal or mixed property of each Credit Party.

  • Accredited Investor Questionnaire means the Accredited Investor Questionnaire set forth as Exhibit C-1 hereto.

  • Questionnaire means the Documentation Information Questionnaire and the responses thereto provided by Borrowers and delivered to Agent.

  • Notice and Questionnaire means a Notice of Registration Statement and Selling Securityholder Questionnaire substantially in the form of Exhibit A hereto.

  • Selling Stockholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Selling Shareholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Administrative Questionnaire means an Administrative Questionnaire in a form supplied by the Administrative Agent.

  • Exhibit B means [Vendor]’s Response.

  • Form of Notice of Conversion means the “Form of Notice of Conversion” attached as Attachment 1 to the Form of Note attached hereto as Exhibit A.

  • Letter of Transmittal and Election Form means the letter of transmittal and election form for use by Shareholders and BPO Convertible Preferred Shareholders with respect to the Arrangement;

  • Exhibit IIB Standard File Codes - Delinquency Reporting The Loss Mit Type field should show the approved Loss Mitigation Code as follows: o ASUM- Approved Assumption o BAP- Borrower Assistance Program o CO- Charge Off o DIL- Deed-in-Lieu o FFA- Formal Forbearance Agreement o MOD- Loan Modification o PRE- Pre-Sale o SS- Short Sale o MISC- Anything else approved by the PMI or Pool Insurer NOTE: Wells Fargo Bank will accept alternative Loss Mitigation Types tx xxxse above, provided that they are consistent with industry standards. If Loss Mitigation Types other than those above are used, the Servicer must supply Wells Fargo Bank with a description of each of the Loss Mitigatixx Xxpes prior to sending the file.

  • Exhibit F The awarded category pricing from the Contractor’s submitted Price Sheet from 3rd Bid RFP 15-80101507-SA-D

  • Exhibit C attached hereto is a graphic representation of the Permanent Easement. In the event of an ambiguity in Exhibit B, Exhibit C may be used to resolve said ambiguity.

  • Exhibit D means Exhibit D to the Judgment;

  • Exhibit means any item labeled as an Exhibit in the Solicitation or placed in the Exhibits section of the solicitation.

  • Exhibit E means Exhibit E to the Judgment;

  • Special Instruction Form means a standardized form prescribed by the Management Company to be duly filled by the investor to change his/her particulars and will be stated in this Offering Document.

  • Form of Assignment and Transfer means the “Form of Assignment and Transfer” attached as Attachment 3 to the Form of Note attached hereto as Exhibit A.

  • Assignment Form means the assignment form attached as Annex 2 hereto.

  • ASBA Form means an application form, whether physical or electronic, used by ASBA Bidders to submit Bids, which will be considered as the application for Allotment in terms of the Red Xxxxxxx Prospectus and the Prospectus;

  • Investment Summary means the agreed upon cost proposal for the products and services attached as Exhibit A.

  • Exhibit One Mortgage Loan Schedule Exhibit Two: Schedule of Discount Fractions Exhibit Three: Information to be Included in Monthly Distribution Date Statement Exhibit Four: Standard Terms of Pooling and Servicing Agreement dated as of March 1, 2003 This is a Series Supplement, dated as of April 1, 2003 (the "Series Supplement"), to the Standard Terms of Pooling and Servicing Agreement, dated as of March 1, 2003 and attached as Exhibit Four hereto (the "Standard Terms" and, together with this Series Supplement, the "Pooling and Servicing Agreement" or "Agreement"), among RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC., as the company (together with its permitted successors and assigns, the "Company"), RESIDENTIAL FUNDING CORPORATION, as master servicer (together with its permitted successors and assigns, the "Master Servicer"), and BANK ONE, NATIONAL ASSOCIATION, as Trustee (together with its permitted successors and assigns, the "Trustee").

  • Assignment Details Form means written confirmation of the assignment details to be given to the Agency Worker upon acceptance of the Assignment;

  • Advance Request Form means a certificate, in a form approved by Lender, properly completed and signed by Borrower requesting a Revolving Credit Advance.

  • Transmittal Letter has the meaning specified in Section 3.1(a).