ISM Rulebook definition

ISM Rulebook means the London Stock Exchange’s ISM Rulebook effective as of 8 May 2017, as supplemented, amended and/or replaced from time to time;
Sample 1Sample 2Sample 3
ISM Rulebook means the London Stock Exchange’s ISM Rulebook effective as of May 8, 2017, as supplemented, amended and/or replaced from time to time;
Sample 1Sample 2Sample 3

Examples of ISM Rulebook in a sentence

  • The procedures for such appeals are set out in the Compliance Procedures.SECTION 5 - COMPLIANCE PROCEDURES DISCIPLINARY PROCESS Where the Exchange believes there has been a breach of the Standards or the ISM Rulebook by an issuer, the Exchange may commence disciplinary action against such issuer.

  • In this Section 5, references to a breach of the Standards, also includes a breach of the ISM Rulebook.

  • Other than the compliance procedures set out at Section 5, the Standards do not apply to Securities (as defined in the ISM Rulebook) admitted to trading on ISM.

  • Issuers seeking admission to ISM should comply with the ISM Rulebook and have regard to Section 5 of these Standards, as appropriate and as set out in the ISM Rulebook.

  • Issuers seeking admission to ISM should comply with the ISM Rulebook and have regard to Section 5 of the Standards, as appropriate and as set out in the ISM Rulebook.

  • In this Section 5, references to a breach of the Standards also includes a breach of the ISM Rulebook.

  • This 3rd Supplement also supplements the Offering Circular dated November 3, 2021, as supplemented by the 2nd Supplement (the “Offering Circular”) in respect of Exempt Notes issued under the Programme, which also constitutes Admission Particulars (for purposes of the ISM Rulebook).

  • This first supplement (the “First Supplement”) constitutes a supplement in respect of the Prospectus for the purposes of Article 23 of the Prospectus Regulation and supplementary admission particulars in respect of the Admission Particulars for the purposes of the ISM Rulebook, and is prepared in connection with the U.S.$20,000,000,000 Euro Medium Term Note Programme established by the Issuer (the “Programme”).

  • If documents which are incorporated by reference themselves incorporate any information or other documents therein, either expressly or implicitly, such information or other documents will not form part of this 2nd Supplement for the purposes of the UK Prospectus Regulation, or the ISM Rulebook except where such information or other documents are specifically incorporated by reference or attached to this 2nd Supplement.

Related to ISM Rulebook

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange

  • EU Bail-In Legislation Schedule means the EU Bail-In Legislation Schedule published by the Loan Market Association (or any successor person), as in effect from time to time.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • UK Data Protection Legislation means all applicable data protection and privacy legislation in force from time to time in the UK including the UK GDPR; the Data Protection Act 2018; the Privacy and Electronic Communications Directive 2002/58/EC (as updated by Directive 2009/136/EC) and the Privacy and Electronic Communications Regulations 2003 (SI 2003/2426) as amended.

  • UK Bail-in Legislation means Part I of the United Kingdom Banking Act 2009 and any other law or regulation applicable in the United Kingdom relating to the resolution of unsound or failing banks, investment firms or other financial institutions or their affiliates (otherwise than through liquidation, administration or other insolvency proceedings).