Japanese Securities definition

Japanese Securities means any of the following listed securities in book-entry form held, directly or indirectly, through a securities intermediary (“Security Intermediary”) which maintains an account with a book-entry transfer institution or a securities book entry system in Japan.
Sample 1Sample 2Sample 3
Japanese Securities means Convertible Debentures of Saha Pathana Inter-Holding Public Company Limited for which solicitation of an offer of acquisition has been or will be made in Japan.
Sample 1
Japanese Securities means either (i) negotiable debt obligations of the Government of Japan or (ii) senior and non-asset backed debt securities issued by a corporation and held in the book-entry system operated by Japan Securities Depository Center, Inc.;
Sample 1

Examples of Japanese Securities in a sentence

  • APPENDIX G – FAILURE TO DELIVER OF JAPANESE GOVERNMENT SECURITIES In August 2010, the Japanese Securities Dealers Association (“JSDA”) announced that “The Japanese Government Securities Guidelines for Real Time Gross Settlement” will be partially amended and that the “Practical Guidelines for Handling of Fails Charges” will be implemented.

  • If an Event of Default does not relate to Insolvency Proceedings or it relates to Bankruptcy Proceedings, a pledge over Japanese Securities or cash in a Japanese Account would be enforceable in a timely manner under Japanese law.

  • The accompanying consolidated financial statements have been prepared in accordance with the provisions set forth in the Japanese Securities and Exchange Law and its related accounting regulations, and in conformity with accounting principles and practices generally accepted in Japan, which are different in certain respects as to application and disclosure requirements of International Accounting Standards.

  • Under Japanese law, the validity of the perfection of the transfer of title to the Japanese Securities is governed by the law governing ownership interests in such securities, as determined by Japanese conflict of laws rules.

  • Any failure to comply with this restriction may constitute a violation of United States, Canadian, Australian or Japanese Securities laws.

  • Therefore, a pledge over Japanese Securities or cash in a Japanese Account would be enforceable in a timely manner (see our response to question 16 in Part 1).

  • The Collateral Provider enters into with Collateral Taker an ISDA Master Agreement governed by English law and a Japanese Annex, and transfers to Collateral Taker Eligible Credit Support consisting of Japanese Securities, Outside Securities or cash, and such securities or cash is transferred to a Japanese Account or an Outside Account.

  • The purpose of the Japanese Securities and Exchange Law is to accomplish the fairness in issuance, trading and other transactions of securities related transactions, in order to protect investors.

  • This would be the equivalent to $120 billion a year in the United States (Japanese Securities Research 1992, p 244).

  • However, there is no provision of the relevant laws which allows or obligates the Japanese Courts to cooperate with such incomplete proceeding and therefore the Japanese Court will not apply the laws of the Home Jurisdiction in deciding the enforceability of the Loan and Set-off Method or the pledge over a Japanese Securities or cash in a Japanese Account.

Related to Japanese Securities

  • BofA Securities means BofA Securities, Inc.

  • Index Securities means the securities included in the 10 Uncommon Values Index from time to time.

  • U.S. Securities means Securities issued by an issuer that is organized under the laws of the United States or any State thereof or that are otherwise traded in the United States, and shall include American Depositary Receipts.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Lock-Up Securities shall have the meaning set forth in Section 4.1.

  • Foreign Securities include: securities issued and sold primarily outside the United States by a foreign government, a national of any foreign country or a corporation or other organization incorporated or organized under the laws of any foreign country and securities issued or guaranteed by the government of the United States or by any state or any political subdivision thereof or by any agency thereof or by any entity organized under the laws of the United States or of any state thereof which have been issued and sold primarily outside the United States.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Series A Securities means the Company's 10.01% Series A Junior Subordinated Deferrable Interest Debentures due March 15, 2027, as authenticated and issued under this Indenture.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Regulation S Global Securities Appendix A

  • Domestic securities means securities held within the United States.

  • the London Stock Exchange means London Stock Exchange plc;

  • Private Exchange Securities shall have the meaning set forth in Section 2(a) hereof.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • National Securities Exchange means an exchange registered with the Commission under Section 6(a) of the Exchange Act (or any successor to such Section).

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • relevant securities means Ordinary Shares and securities carrying conversion or subscription rights into Ordinary Shares;

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • Refused Securities has the meaning ascribed to such term in Section 4.1(c)

  • Agency Securities means negotiable debt obligations which are fully guaranteed as to both principal and interest by the Federal National Mortgage Association, the Government National Mortgage Association or the Federal Home Loan Mortgage Corporation, but excluding (i) interest only and principal only securities and (ii) Collateralized Mortgage Obligations, Real Estate Mortgage Investment Conduits and similar derivative securities.

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;