JMP Securities definition

JMP Securities means JMP Securities LLC, a Delaware limited liability company.
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JMP Securities has the meaning ascribed to such term in Section 3(jjj).
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JMP Securities means JMP Securities LLC, a Delaware limited liability company. “JMPCC” means JMP Credit Corporation, a Delaware corporation.
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Examples of JMP Securities in a sentence

  • JMP Securities, LLC Richard Anderson John Roberts Peter Martin KeyBanc Capital Markets, Inc.

  • J.P. Morgan Securities LLC Jefferies LLC JMP Securities LLC KeyBanc Capital Markets Inc.

  • Notices to the Sales Manager shall be directed to the Sales Manager at JMP Securities LLC, 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, California 94111, Facsimile: (000) 000-0000, Attention: Equity Securities and notices to the Company shall be directed to it at the offices of the Company at 000 Xxxxxxxx Xxxxxx, Suite 310, Palo Alto, CA 94301, Attention of General Counsel.

  • JX1803 (examining JMP Securities, Our Thoughts on Verizon’s $50 per share Offer for AOL: Maintain Market Perform Rating, May 12, 2015).

  • JX 59 at 2 (JMP Securities report commenting favorably on revenue); JX 62 at 1 (BMO Capital Markets report commenting favorably on Project Greyhound); see also JX 309 at 7 (Aruba Board deck summarizing analyst reports and noting that fifteen analysts increased their target price).

  • Certain legal matters in connection with the securities offered hereby will be passed upon for JMP Securities by Xxxxxxx, Arps, Slate, Xxxxxxx & Xxxx LLP.

  • The Company and its Subsidiary have not taken any action that would entitle any Person to any commission or broker’s fee in connection with this Agreement except fees, commissions and expenses to be paid to JMP Securities LLC, all of which will be paid by the Company.

  • Notices to the Placement Agent shall be directed to the Placement Agent at JMP Securities LLC, 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, California 94111, Facsimile: (000) 000-0000, Attention: Equity Securities, with a copy to Xxxxx Xxxxxx LLP, 0000 Xxxxxxxx, Xxx Xxxx, XX 00000, Attention: Xxxxx X.

  • Notices to the Underwriters or the Representatives shall be directed to J.X. Xxxxxx Securities LLC, 300 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Syndicate Desk, fax: 200-000-0000; and JMP Securities LLC, 600 Xxxxxxxxxx Xxxxxx, Suite 1100 San Francisco, California 94111, Attention: Equity Securities, fax: 400-000-0000; with a copy (which shall not constitute notice) to Cxxxxx, LLP, 50 Xxxxxx Xxxxx, New York, New York, 10001, Attention: Dxxxxx X.

  • JMP Securities will receive a commission from us to be negotiated from time to time but in no event in excess of 2.0% of the gross sales price of any shares of our common stock sold through JMP Securities under the equity distribution agreement.

Related to JMP Securities

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Lock-Up Securities has the meaning set out in Section 5(l).

  • Jefferies means Jefferies Finance LLC.

  • BofA Securities means BofA Securities, Inc.

  • Series A Securities means the Company's Series A 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028 as authenticated and issued under this Indenture.

  • Placement Agent Warrants shall have the meaning set forth in the Subscription Agreement.

  • Placement Agent means X.X. Xxxxxxxxxx & Co., LLC.

  • Non Book-Entry Capital Securities shall have the meaning set forth in Section 2.05.

  • Capital Securities means undivided beneficial interests in the assets of the Trust which rank pari passu with Common Securities issued by the Trust; provided, however, that upon the occurrence and continuance of an Event of Default (as defined in the Declaration), the rights of holders of such Common Securities to payment in respect of distributions and payments upon liquidation, redemption and otherwise are subordinated to the rights of holders of such Capital Securities.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Partnership Securities has the meaning assigned to such term in Section 4.4(a).

  • Series B Securities means the 11-1/2% Senior Notes due 2007, Series B, of the Company to be issued pursuant to this Indenture in exchange for the Series A Securities pursuant to the Registered Exchange Offer and the Registration Rights Agreement.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Original Securities means all Securities other than Exchange Securities.

  • Private Capital means, if the Issuer is Matching Private Investment Supported (as defined in the Definitive Agreement), the equity capital received by the Issuer or the applicable Affiliate of the Issuer from one or more non-governmental investors in accordance with Section 1.3(m) of the Definitive Agreement.

  • Wp means Watt Peak.

  • Placement Agents shall have the meaning set forth in the preamble.

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Warburg Pincus CS", "CSAM", "Credit Suisse" or "Credit Suisse Warburg Pincus".

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant of nationally recognized standing that is, in the good faith judgment of the Borrower, qualified to perform the task for which it has been engaged and that is independent of the Borrower and its Affiliates.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Investor Registrable Securities means (i) any Common Equity held (directly or indirectly) by an Investor or any of its Affiliates, and (ii) any equity securities of the Company or any Subsidiary issued or issuable with respect to the securities referred to in clause (i) above by way of dividend, distribution, split or combination of securities, or any recapitalization, merger, consolidation or other reorganization.