Listed Equities definition

Listed Equities means equity securities listed on the New York Stock Exchange, American Stock Exchange or NASDAQ (National Market).
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Examples of Listed Equities in a sentence

  • Listed Equities mean shares, units or other financial products listed and traded on an exchange on which OFM offers OFM Services.3 This capitalised term has the same meaning as it has in an OFM Product Disclosure Statement and Services Statement and refers to a share, unit or other security listed and traded on an exchange for which OFM offers OFM Services.

  • Please refer to the Product Schedule for a full list of OFM Products.2 This capitalised term has the same meaning as it has in an OFM Product Disclosure Statement and Services Statement and refers to the provision by OFM of access to trading exchange-traded products, including Listed Equities.

  • This means that OFM is providing market making services in relation to OFM Products – being the product issuer.In contrast, when you trade Listed Equities and utilise OFM Services via IRESS, OFM will not act as a principal to your trade, instead, OFM will act as your agent to pass your trade to the relevant market participants.

  • Listed Equities (NYSE, AMEX) Bridge Reuters Last Market Close U.S. OTC Equities (Nasdaq) Bridge Reuters Market Close Instructions: For each security type allowed by the Fund Prospectus, please indicate the primary, secondary and tertiary source to be used in calculating Net Asset Value for the Funds identified.

  • Please note that Listed Equities and OFM Services are not available on MT4.OFM MDAsPlease refer to section 6 for detailed information.Custodial ServicesOFM provides custodial and depository services in which it holds assets on behalf of its clients.

  • Oaktree’s expertise investing across the capital structure has allowed it to cultivate a diversified mix of global investment strategies in four categories: Credit, Private Equity, Real Assets and Listed Equities.

  • Whilst working for Macquarie, Sam operated as the Executive Director, Co-Head, Chief Investment Officer, and the Co-Founder of Macquarie Asian Listed Equities.

  • Address No. 14, Classen Place, Colombo 5Mr. Keshav Balasuriya is an Investment/Portfolio Manager at E.W. Balasuriya & Co (Pvt) Ltd., covering Listed Equities, Fixed Income and Real Estate asset classes since 2013.

  • Sam was responsible for managing multiple funds and strategies (such as equity long-only), with a total assets under management of US$4 billion and performing business and asset management activities for Asian Listed Equities.

  • None of the Bidder or any of its associates has provided, or agreed to provide, consideration for Sydney Airport Securities under any purchase or agreement during the four months before the date of this Scheme Booklet (other than pursuant to the Scheme Implementation Deed or ordinary course transactions undertaken by or on behalf of the Listed Equities Teams described in Section 6.8(a)above).

Related to Listed Equities

  • Permitted Equity Interests means common stock of the Borrower that after its issuance is not subject to any agreement between the holder of such common stock and the Borrower where the Borrower is required to purchase, redeem, retire, acquire, cancel or terminate any such common stock.

  • Listed Entity means an entity whose shares, debt or other securities are quoted on, listed on or marketed through a recognized stock exchange or other equivalent body, whether within or outside of Canada, other than an entity that has, in respect of a particular fiscal year, market capitalization and total assets that are each less than $10,000,000. An entity that becomes a listed entity by virtue of the market capitalization or total assets becoming $10,000,000 or more in respect of a particular fiscal year shall be considered to be a listed entity thenceforward unless and until the entity ceases to have its shares or debt quoted, listed or marketed in connection with a recognized stock exchange or the entity has remained under the market capitalization or total assets threshold for a period of two years.

  • Excluded Equity Interests means, collectively: (i) any Equity Interests in any Subsidiary with respect to which the grant to the Collateral Agent, for the benefit of Lenders and the other Secured Parties, of a security interest in and Lien upon, and the pledge to the Collateral Agent, for the benefit of Lenders and the other Secured Parties, of, such Equity Interests, to secure the Obligations (and any guaranty thereof) are validly prohibited by Requirements of Law; (ii) any Equity Interests in any Subsidiary with respect to which the grant to the Collateral Agent, for the benefit of Lenders and the other Secured Parties, of a security interest in and Lien upon, and the pledge to the Collateral Agent, for the benefit of Lenders and the other Secured Parties, of, such Equity Interests, to secure the Obligations (and any guaranty thereof) require the consent, approval or waiver of any Governmental Authority or other third party and such consent, approval or waiver has not been obtained by Borrower following Borrower’s commercially reasonable efforts to obtain the same; (iii) any Equity Interests in any Subsidiary that is a non-Wholly-Owned Subsidiary that the grant to the Collateral Agent, for the benefit of Lenders and the other Secured Parties, of a security interest in and Lien upon, and the pledge to the Collateral Agent, for the benefit of Lenders and the other Secured Parties, of, such Equity Interests, to secure the Obligations (and any guaranty thereof) are validly prohibited by, or would give any third party (other than Borrower or an Affiliate of Borrower) the right to terminate its obligations under, the Operating Documents or the joint venture agreement or shareholder agreement with respect to, or any other contract with such third party relating to such non-Wholly-Owned Subsidiary, including any contract evidencing Indebtedness of such non-Wholly-Owned Subsidiary (other than customary non-assignment provisions which are ineffective under Article 9 of the Code or other Requirements of Law), but only, in each case, to the extent, and for so long as such Operating Document, joint venture agreement, shareholder agreement or other contract is in effect; (iv) any Equity Interests in any other Subsidiary with respect to which, Borrower and the Collateral Agent reasonably determine by mutual agreement that the cost (including Tax costs) of granting the Collateral Agent, for the benefit of Lenders and the other Secured Parties, a security interest in and Lien upon, and pledging to the Collateral Agent, for the benefit of Lenders and the other Secured Parties, such Equity Interests, to secure the Obligations (and any guaranty thereof) are excessive, relative to the value to be afforded to the Secured Parties thereby.

  • NYSE American means the NYSE American LLC;

  • Excluded Equity means any Voting Stock in excess of 66% of the total outstanding Voting Stock of any direct Subsidiary of any Grantor that is a Non-U.S. Person. For the purposes of this definition, “Voting Stock” means, as to any issuer, the issued and outstanding shares of each class of capital stock or other ownership interests of such issuer entitled to vote (within the meaning of Treasury Regulations § 1.956-2(c)(2)).

  • Preferred Equity Interests means, with respect to any Person, Equity Interests in such Person which are entitled to preference or priority over any other Equity Interest in such Person in respect of the payment of dividends or distribution of assets upon liquidation or both.

  • Adjusted Equity means the Equity funded in Indian Rupees and adjusted on the first day of the current month (the “Reference Date”), in the manner set forth below, to reflect the change in its value on account of depreciation and variations in Wholesale Price Index (WPI), and for any Reference Date occurring between the first day of the month of Appointed Date (the date of achievement of Financial Closure) and the Reference Date; i. On or before Commercial Operation Date (COD), the Adjusted Equity shall be a sum equal to the Equity funded in Indian Rupees and expended on the Project, revised to the extent of one half of the variation in WPI occurring between the first day of the month of Appointed Date and Reference Date; ii. An amount equal to the Adjusted Equity as on COD shall be deemed to be the base (the “Base Adjusted Equity”); iii. After COD, the Adjusted Equity hereunder shall be a sum equal to the Base Adjusted Equity, reduced by 0.333% (zero point three threethree percent) thereof at the commencement of each month following the COD [reduction of 1% (one percent) per quarter of an year] and the amount so arrived at shall be revised to the extent of variation in WPI occurring between the COD and the Reference Date; For the avoidance of doubt, the Adjusted Equity shall, in the event of termination, be computed as on the Reference Date immediately preceding the Transfer Date; provided that no reduction in the Adjusted Equity shall be made for a period equal to the duration, if any, for which the PPA period is extended, but the revision on account of WPI shall continue to be made.

  • Pledged Equity Interests means all Pledged Stock, Pledged LLC Interests, Pledged Partnership Interests and Pledged Trust Interests.

  • Listed offense means that term as defined in section 2 of the sex offenders registration act, 1994 PA 295, MCL 28.722.

  • HK Stock Exchange means The Stock Exchange of Hong Kong Limited;

  • trading book means all positions in financial instruments and commodities held by an institution either with trading intent or in order to hedge positions held with trading intent;

  • Listed Events means any of the events listed in Section 5(a) of this Disclosure Certificate.

  • listed company means a company which has any of its securities listed on any recognised stock exchange;

  • Preferred Equity Interest means, with respect to any Person, Equity Interests in such Person which are entitled to preference or priority over any other Equity Interest in such Person in respect of the payment of dividends or distribution of assets upon liquidation or both.

  • Pledged Equity Interest means an Equity Interest that is included in the Collateral at such time.

  • Qualified Equity Interests means any Equity Interests that are not Disqualified Equity Interests.

  • Approved Stock Exchange means the New York Stock Exchange, NASDAQ or such other stock exchange in the United States of America, the United Kingdom or Hong Kong as is approved in writing by the Facility Agent or, in each case, any successor thereto.

  • Listed Shares means shares which are traded or listed on an approved stock exchange;

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Preferred Equity as applied to the Equity Interests of any Person, means Equity Interests of such Person of any class or classes (however designated) that ranks prior, as to the payment of dividends or as to the distribution of assets upon any voluntary or involuntary liquidation, dissolution or winding up of such Person, to any shares (or other interests) of other Equity Interests of such Person, and shall include, without limitation, cumulative preferred, non-cumulative preferred, participating preferred and convertible preferred Equity Interests.

  • Stock Market means a securities market operated by a securities exchange;

  • Trading means and includes subscribing, buying, selling, dealing, or agreeing to subscribe, buy, sell, deal in any securities, and "trade" shall be construed accordingly.

  • Pledged Equity has the meaning specified in the Security Agreement.

  • The Stock Exchange means The International Stock Exchange of the United Kingdom and the Republic of Ireland Limited;

  • Stock Exchanges means BSE Limited and National Stock Exchange of India Limited;

  • Margin Trading means Leverage trading when the Client may make Transactions having less funds on the Client Account in comparison with the Transaction Size.