Market Abuse Directive definition

Market Abuse Directive means European Parliament and Council directive 2003/06/EC of 28 January 2003 on insider dealing and market manipulation (market abuse), which was required to be implemented into national law by Member States by 12 October 2004
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Market Abuse Directive means Directive 2003/6/EC of the European Parliament and of the Council of 28th January, 2003, as amended or replaced from time to time and, unless otherwise specified, includes any relevant implementing measures in the United Kingdom or any other relevant Member State;
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Market Abuse Directive means Directive 2003/6/EC;
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Examples of Market Abuse Directive in a sentence

  • Supervised Persons that work in the Finance, Communications or Management2 teams have further restrictions on transacting in Partners Group Holding AG shares; such Supervised Persons should refer to Partners Group’s Prevention of Market Abuse Directive for specific instructions.

  • The regulations are based upon the European Market Abuse Directive and are stated in the Dutch Financial Supervision Act (Wet op het financieel toezicht or Wft) and in the Market Abuse Decree (Besluit marktmisbruik Wft).

  • This includes any kind of illegal insider trading in public securities as well as the purchase or sale of private markets securities based on confidential information that has been misappropriated in violation of the Adviser’s fiduciary duties towards its clients and third parties.The Adviser’s policies and procedures for the prevention of insider trading are set forth in the Prevention of Market Abuse Directive within the Compliance Management Program, and are hereby incorporated into this Code of Ethics.

  • Y/N/NAMacKay Shields UK LLP (“MacKay UK”) policy: MacKay UK must ensure that a personal account transaction by one of its partners or employees is not prohibited by the Market Abuse Directive, it does not involve the misuse or improper disclosure of confidential information and it does not conflict or be likely to conflict with an obligation of the firm to a customer under the regulatory system.

  • In addition the Market Abuse Directive has been implemented across Europe and a summary of the Directive’s main provisions is included at Appendix 7.

  • Market Abuse Directive (MAD) Then, from 1st July 2005, the UK implemented the EU Market Abuse Directive (MAD), which extended the regime outside the UK, and broadened the relevant “prescribed markets” to include all EEA Regulated Markets, thereby increasing the range of “qualifying investments” in relation to which “behaviour” can cause market abuse.

  • Y/N/NAMacKay Shields UK LLP (“MacKay UK”) policy:MacKay UK must ensure that a personal account transaction by one of its partners or employees is not prohibited by the Market Abuse Directive, it does not involve the misuse or improper disclosure of confidential information and it does not conflict or be likely to conflict with an obligation of the firm to a customer under the regulatory system.

  • The Adviser’s policies and procedures for the prevention of insider trading are set forth in the Prevention of Market Abuse Directive within the Compliance Management Program, and are hereby incorporated into this Code of Ethics.

  • DISCLOSURE RULES REQUIREMENTS The Disclosure Rules (which are derived from the Market Abuse Directive) apply to 'issuers' who have requested or approved admission of their securities to a regulated market based in the UK.

  • The existing prohibitions were amended by the Market Abuse Directive (“MAD”), which was implemented in the UK on 1 July 2005.

Related to Market Abuse Directive

  • Market Abuse Regulation means Regulation (EC) No …/… of the European Parliament and of the Council on insider dealing and market manipulation (market abuse);

  • Market Abuse means any unscrupulous behavior addressed to the Market Abuse Law of 2016 (Law 102(I)/2016) and as amended, supplemented and/or replaced from time to time.

  • UCITS Directive means Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities, as amended;

  • CRD Directive means Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (as amended from time to time, including by Directive (EU) 2019/878 of the European Parliament and of the Council of 20 May 2019);

  • Change Directive means a written order signed by the procurement officer that

  • Substance abuse treatment means outpatient or inpatient services or participation in Alcoholics Anonymous or a similar program.

  • Public or private safety agency means a unit of state or local government, a special purpose district, or a private firm, which provides or has the authority to provide firefighting, police, ambulance, emergency medical services or hazardous materials response.

  • Relevant Electric Retail Regulatory Authority means an entity that has jurisdiction over and establishes prices and policies for competition for providers of retail electric service to end- customers, such as the city council for a municipal utility, the governing board of a cooperative utility, the state public utility commission or any other such entity.

  • Alcohol abuse means any pattern of pathological use of alcohol that causes impairment in social or occupational functioning, or that produces physiological dependency evidenced by physical tolerance or by physical symptoms when it is withdrawn.

  • Advance health care directive means a power of attorney for health care or a record signed or authorized by a prospective donor containing the prospective donor’s direction concerning a health care decision for the prospective donor.

  • Drug abuse means any pattern of pathological use of drugs that causes impairment in social or occupational functioning, or that produces physiological dependency evidenced by physical tolerance or by physical symptoms when it is withdrawn.

  • Child abuse means any of the following acts committed in an educational setting by an employee or volunteer against a child:

  • Adult abuse means the willful infliction of physical pain, injury or mental anguish or unreasonable

  • Mobile crisis outreach team means a crisis intervention service for minors or families of minors experiencing behavioral health or psychiatric emergencies.

  • Council Directive means Council Directive 89/552/EEC of 3 October 1989 on the co-ordination of certain provisions laid down by law, regulation or administrative action in Member States concerning the pursuit of television broadcasting activities as amended by Directive 97/36/EC of the European Parliament and of the Council of 30 June 1997 and by Directive 2007/65/EC of the European Parliament and of the Council of 11 December 2007. A simplified and codified version of these Directives was introduced in 2010: the Audiovisual Media Services Directive 2010/13/EU.

  • Substance Abuse Professional (SAP) means a qualified person who evaluates employees who have violated a DOT drug and alcohol regulation and makes recommendations concerning education, treatment, follow-up testing, and aftercare.

  • Economic abuse means any behaviour that has a substantial adverse effect on B’s ability to—

  • Public health authority means an agency or authority of the United States, a state, a territory, a political subdivision of a state or territory, an Indian tribe, or a foreign government, or a person or entity acting under a grant of authority from or contract with such public agency, including the employees or agents of such public agency or its contractors or persons or entities to whom it has granted authority, that is responsible for public health matters as part of its official mandate.

  • Waste Framework Directive or “WFD” means Waste Framework Directive 2008/98/EC of the European Parliament and of the Council on waste

  • Contracting Government means any Government which has deposited an instrument of ratification or has given notice of adherence to this Convention.

  • Web Site Accessibility Standards/Specifications means standards contained in Title 1 Texas Administrative Code Chapter 206.

  • Acquired Rights Directive means the European Council Directive 77/187/EEC on the approximation of laws of European member states relating to the safeguarding of employees’ rights in the event of transfers of undertakings, businesses or parts of undertakings or businesses, as amended or re-enacted from time to time;

  • Verbal abuse means, but is not limited to, the use of derogatory terms or names, undue voice volume and rude comments, orders or responses to residents.

  • Accessibility Standards means accessibility standards and specifications for Texas agency and institution of higher education websites and EIR set forth in 1 TAC Chapter 206 and/or Chapter 213.

  • National Ambient Air Quality Standards or “NAAQS” means national ambient air quality standards that are promulgated pursuant to Section 109 of the Act, 42 U.S.C. § 7409.

  • Indigenous Peoples Safeguards means the principles and requirements set forth in Chapter V, Appendix 3, and Appendix 4 (as applicable) of the SPS;