Examples of Member Dealer in a sentence
The Enforcement Committee may institute disciplinary proceedings against any Member, Dealer or Member Representative in respect of any act of misconduct by a Member or employee thereof or any other person for whom the Enforcement Committee deems the Member, or a Dealer or Member Representative to be responsible.
Members, Dealers and Member Representatives shall co-operate fully with all investigations (whether or not they are the Member, Dealer or Member Representative under investigation).
Where the JSE becomes aware that a Member Dealer has failed to notify the JSE that a person has ceased to be Trader of the Member Dealer, the JSE will cause such Trader’s access to be disabled upon verifying with the Member Dealer that such person has ceased to be a Trader of the Member Dealer.
Every Member Dealer who fails to comply with this provision shall be liable to a fine not exceeding Two Hundred Thousand Jamaican Dollars.
When a Member Dealer notifies the JSE that a person ceases to be a Trader in accordance with section 1(2), the JSE will cause such Trader’s access to be disabled.
The discretionary account agreement must be in writing signed by the client and the Member /Dealer.
Member Dealers shall submit to the Jamaica Stock Exchange (“JSE”, “Exchange”), a list of the names of the Traders of the Member Dealer, on a quarterly basis each year on the following dates: January 31st, April 30th, July 31st and October 31st.
An allegation of negligence is founded upon the duty of care that is owed by a Member, Dealer or Member Representative to a Client.
Each Agreement between Member Dealer and The Webfooters Post Card Club will designate a space area or booth in conformity with the floor plan.
On October 8, 2012, PWL was awarded a Member Dealer license to trade listed securities on behalf of itself and its clients on the Jamaica Stock Exchange (“JSE”).