NYSE Listing Rule 312.03 definition

NYSE Listing Rule 312.03 means Section 312.03 of the NYSE Listed Company Manual.

Examples of NYSE Listing Rule 312.03 in a sentence

  • Our comments concern the designation of Sugar Creek (EID-C1) as impaired for phosphorus.

  • Shareholder Proposal 7: The NYSE ProposalJaws is proposing that its shareholders approve by ordinary resolution, for the purposes of complying with the applicable provisions of NYSE Listing Rule 312.03, the issuance of shares of Class A common stock and securities convertible into or exchangeable for Class A common stock in connection with the Business Combination, and the Class A common stock issued in connection with the PIPE Investment.

  • A copy of the Purchase Agreement is attached to this proxy statement as Annex A.The issuance of shares of the Company's Common Stock in connection with the Acquisition must be approved by the Company's stockholders in accordance with NYSE Listing Rule 312.03 in order for the Acquisition to be consummated.

  • To consider and vote upon a proposal to approve for purposes of complying with the applicable provisions of NYSE Listing Rule 312.03, the issuance of Ouster PubCo common stock pursuant to the Merger Agreement and certain subscription agreements to purchase shares of Ouster PubCo common stock entered into with certain Ouster stockholders and other institutional and accredited investors in connection with the Business Combination.

  • Had defendants disclosed the true nature of the Sham Transaction, they would have been required to obtain shareholder approval of the transaction as required by NYSE Listing Rule 312.03.

  • NYSE Listing Rule 312.03 is designed to prevent self-dealing by corporate insiders.

  • Our units, public shares and public warrants are listed on NYSE, and as such, we are seeking shareholder approval for issuance of New Velo3D Common Stock in connection with the Business Combination and the PIPE Financing pursuant to NYSE Listing Rule 312.03.

  • Ajax shareholder approval of the Business Combination is required by the Business Combination Agreement and the Ajax Articles, as well as to comply with the NYSE Listing Rule 312.03.

  • Pursuant to NYSE Listing Rule 312.03, Lions Gate’s issuance of over 16 million shares of common stock to director Rachesky without shareholder approval subjects the company’s stock to serious penalties, including potential delisting by the NYSE.

  • Our units, public shares, and public warrants are listed on NYSE and, as such, we are seeking shareholder approval for issuance of shares of New Hims Class A Common Stock and shares of New Hims Class V Common Stock in connection with the Business Combination and the PIPE Financing pursuant to NYSE Listing Rule 312.03.

Related to NYSE Listing Rule 312.03

  • ASX Listing Rules means the official listing rules of ASX.

  • GEM Listing Rules the Rules Governing the Listing of Securities on GEM

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • De-listing means, in respect of any relevant Underlying Equities, the Exchange announces that pursuant to the rules of such Exchange, such Underlying Equities cease (or will cease) to be listed, traded or publicly quoted on the Exchange for any reason (other than a Merger Event or Tender Offer) and are not immediately re-listed, re-traded or re-quoted on an exchange or quotation system located in the same country as the Exchange (or, where the Exchange is within the European Union, in any member state of the European Union);

  • SEBI Listing Regulations means SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015, as amended

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended;

  • Hong Kong Listing Rules means the Rules Governing the Listing of Securities on The Stock

  • NYSE means the New York Stock Exchange.

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;

  • Trading Rules means the Rules and Regulations of the Exchange prescribed by the Stock Exchange from time to time; and

  • Listing Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015.

  • Nasdaq Rules means the rules of NASDAQ;

  • Securities Exchange means, at any time, the registered national securities exchange on which the Corporation’s equity securities are then principally listed or traded, which shall be the New York Stock Exchange or NASDAQ Global Market (or similar national quotation system of the NASDAQ Stock Market) (“NASDAQ”) or any successor exchange of either the New York Stock Exchange or NASDAQ.

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Form 4224 means Form 4224 (Exemption from Withholding of Tax on Income Effectively Connected with the Conduct of a Trade or Business in the United States) of the Department of the Treasury of the United States of America (or in relation to either such Form such successor and related forms as may from time to time be adopted by the relevant taxing authorities of the United States of America to document a claim to which such Form relates).

  • De-listing Event means the situation where (i) the shares in the Issuer are not listed and admitted to trading on a Regulated Market or (ii) trading in the shares in the Issuer on the relevant Regulated Market is suspended for a period of fifteen (15) consecutive Business Days.

  • NASDAQ means The Nasdaq Stock Market, Inc.

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

  • Listing Requirements means the Main Market Listing Requirements of Bursa Securities.

  • JSE Listings Requirements means the Listings Requirements of the JSE applicable from time to time;

  • NASD means the National Association of Securities Dealers, Inc.

  • Exchange Rules means the listing rules of The OTC Marketplace.

  • Standard Listing Conditions has the meaning ascribed thereto in subsection 5(a)(v) hereof;

  • Listing Market means the national securities exchange on which any securities of the Company are listed for trading, and if not listed for trading, by the rules of the Nasdaq Stock Market.