OTC Transactions definition

OTC Transactions means OTC transactions of whatever nature including, without limitation, OTC Bullion Transactions, OTC FX Transactions and OTC Look-alikes;
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OTC Transactions means all over-the-counter Transactions, including leveraged, spot, forward, deferred and conversion Transactions and Transactions in Commodities;
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OTC Transactions means all over-the-counter Transactions, including leveraged, spot, forward, deferred and conversion Transactions and Transactions in Commodities; “Options” means options for the purchase or sale of Commodities and for the avoidance of doubt shall include options on futures contracts;
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Examples of OTC Transactions in a sentence

  • Galaxy International Securities and/or Galaxy International Futures is acting as agent for the Client and does not guarantee the settlement of such OTC transactions (including but without limitation transactions in relation to pre-IPO Securities, which trades are done through other authorized broker).

  • Before starting to conduct OTC transactions, the Client understands and has very carefully considered the risks associated in trading in the OTC market and he/she is financially able to bear such risks and withstand any losses incurred.

  • Collateral management If the UCITS carries out off-trade transactions (OTC transactions), then it can incur risks associated with the creditworthiness of the OTC counterparts: when concluding futures contracts, options and swap transactions or using other derivatives techniques, the UCITS incurs the risk that an OTC counterparty does not (or cannot) fulfil its obligations in one or more contracts .

  • With ex-pit transactions, so-called over-the-counter (OTC) transactions, the following risks may occur: • An organised market may be missing, so the company is unable to sell the acquired financial instruments on the OTC market for the account of the fund.

  • OTC transactions are subject to risks, including the credit and default risks of other counterparties, and the risk of securities not being listed on the relevant exchanges.

  • OTC transactions may involve greater risk compared to transactions occurring on regulated markets, for example traditional exchanges; this is due to the fact that in OTC transactions there is no central counterparty and either party to the transaction bears certain credit risk (or risk of default).

  • OTC transactions are not guaranteed to be settled and the Client is liable for any losses and expenses resulting from the settlement default by the Client and/or the Client’s counterparty.

  • By trading OTC through PRU the Client is exposed to the credit, settlement and other risks of the counterparty to the relevant OTC transactions, including (but not limited to) transactions of Securities before their listing on the Exchange.

  • In providing a liquid market and prices for OTC transactions, the Customer hereby acknowledges and agrees that DBS Xxxxxxx (or any person authorised by DBS Xxxxxxx to accept OTC Orders) may quote OTC prices from other regulated financial institutions to Customers or act as market-makers to Customers in providing bids and offers to be traded under DBS Xxxxxxx’ market-making accounts.

  • The Customer acknowledges that all Trades are over-the-counter ("OTC") transactions conducted between the Customer and OANDA as counterparty on a principal-to- principal basis, ordinarily for a spot Value Date.


More Definitions of OTC Transactions

OTC Transactions means exchange-cleared over-the-counter transactions and transactions in OTC-lookalikes. “Person” includes any business, firm or corporation.
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OTC Transactions means any Transactions (whether in respect of any commodity, Currency or financial instrument whatsoever or otherwise) which are executed over-the-counter;
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OTC Transactions means an over-the-counter transaction means a transaction with a financial instrument concluded by the parties not through a regulated market.
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Related to OTC Transactions

  • Pawn transaction means the same as that term is defined in Section 13-32a-102.

  • Merger Transactions means the Merger and the other transactions relating thereto or contemplated by the Merger Agreement.

  • M&A Transaction means (a) a transaction in which all or substantially all of the assets to which the subject matter of this Agreement relates are acquired by or assigned to party that is not an Affiliate, or (b) a sale of all or substantially all of the share capital of BioLine (or its Affiliates), (c) the merger of BioLine (or its Affiliates) with any other entity, or any other similar corporate action, except an internal reorganization of BioLine (or its Affiliates) for tax-related reasons otherwise.

  • Void Transaction means any transaction wherein the transaction has taken place but has been cancelled /rejected /unsuccessful by the Alliance Partner.

  • Strategic Transaction means a transaction or relationship in which the Company issues shares of Common Stock to an entity which is, itself or through its subsidiaries, an operating company in a business related to the business of the Company and in which the Company receives material benefits in addition to the investment of funds, but shall not include a transaction in which the Company is issuing securities primarily for the purpose of raising capital.

  • Restructuring Transactions means the transactions described in Article IV.B of the Plan.

  • Excluded Transactions means:

  • Company Acquisition Transaction means any transaction or series of transactions (other than the Contemplated Transactions) involving:

  • Acquisition Transaction means any transaction or series of transactions involving:

  • Roll-Up Transaction means a transaction involving the acquisition, merger, conversion or consolidation either directly or indirectly of the Company and the issuance of securities of a Roll-Up Entity to the Shareholders. Such term does not include:

  • Financing Transactions means the execution, delivery and performance by each Loan Party of the Loan Documents to which it is to be a party, the borrowing of Loans, the use of the proceeds thereof and the issuance of Letters of Credit hereunder.

  • Transactions means the execution, delivery and performance by the Borrower of this Agreement and the other Loan Documents, the borrowing of Loans, the use of the proceeds thereof and the issuance of Letters of Credit hereunder.

  • Card Transactions means any payment made for goods or services, cash withdrawals from a bank or financial institution (including ATM withdrawals) or transfer of funds made through the use of the Card or the Card number.

  • Hostile Acquisition means (a) the acquisition of the Equity Interests of a Person through a tender offer or similar solicitation of the owners of such Equity Interests which has not been approved (prior to such acquisition) by the board of directors (or any other applicable governing body) of such Person or by similar action if such Person is not a corporation and (b) any such acquisition as to which such approval has been withdrawn.