Permitted Cross Transaction definition

Permitted Cross Transaction means a Permitted Transaction submitted to the SEF for execution either directly or via an Execution Specialist following some form of permitted pre-arrangement or pre-negotiation between or among the parties.
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Permitted Cross Transaction means a Permitted Transaction submitted by Participants for execution to an Execution Specialist or directly to the SEF that has been negotiated on terms mutually agreed between or among the parties.
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Examples of Permitted Cross Transaction in a sentence

  • A Participant submitting a Permitted Cross Transaction to an Execution Specialist must provide the information required by Rule 8001.

  • Any swap component of a Package Transaction (Order Book Exempt) may be executed in the same manner as any Permitted Cross Transaction as described in Rule 4004 or, if available for execution on the SEF’s Order Book, through the SEF’s Order Book.

  • Any Package Transaction (Order Book Exempt) may be executed in the same manner as any Permitted Cross Transaction.

  • In advance of transmitting or responding to RFQs or submitting each Prime Brokerage Order and Permitted Cross Transaction to the SEF pursuant to this Rule 4105, each Prime Broker Client shall ensure the Prime Brokerage Order or Permitted Cross Transaction complies with any relevant Prime Broker Limit then in effect.

  • The rating of items inclusive of profit and overheads - such adjudication practices that did take place being to 'fine tune' the profit allowance.

  • Any Package Transaction (Order Book/RFQ Exempt) may be executed in the same manner as any Permitted Cross Transaction as described in Rule 4004(b), and any Package Transaction (Order Book/RFQ Exempt) for which an Order Book is available may be executed in the same manner as any Permitted Transaction as described in Rule 4004(a).

  • In advance of transmitting or responding to RFQs or submitting each Prime Brokerage Order and Permitted Cross Transaction to the SEF pursuant to this Rule 4105, each Prime Broker Client shall ensure the Prime Brokerage Order orPermitted Cross Transaction complies with any relevant Prime Broker Limit then in effect.

Related to Permitted Cross Transaction

  • Public-finance transaction means a secured transaction in connection with which:

  • Securitization Transaction Any transaction involving either (1) a sale or other transfer of some or all of the Mortgage Loans directly or indirectly to an issuing entity in connection with an issuance of publicly offered or privately placed, rated or unrated mortgage-backed securities or (2) an issuance of publicly offered or privately placed, rated or unrated securities, the payments on which are determined primarily by reference to one or more portfolios of residential mortgage loans consisting, in whole or in part, of some or all of the Mortgage Loans.

  • Qualified Securitization Transaction means any transaction or series of transactions that may be entered into by the Company or any of its Restricted Subsidiaries pursuant to which the Company or any of its Restricted Subsidiaries may sell, convey or otherwise transfer to: