Permitted Individuals definition

Permitted Individuals shall have the meaning provided in Section 4.2(a).
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Permitted Individuals means those people who are designated by Customer as being authorized to have access to the Customer Area.
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Permitted Individuals has the meaning set forth in Section 8.2(f).
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Examples of Permitted Individuals in a sentence

  • However, all permitted individuals of any registrant must file Form 33-109F4 Registration of Individuals and Review of Permitted Individuals (Form 33-109F4).

  • If a registered firm terminates its working relationship with a registered individual for any reason, the firm must complete and file a notice of termination on Form 33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals (Form 33-109F1) no later than ten days after the effective date of the individual’s termination.

  • If a registered firm terminates its working relationship with a registered individual for any reason, the firm must complete and file a notice of termination on Form 33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals (Form 33- 109F1) no later than ten days after the effective date of the individual’s termination.

  • However, all permitted individuals of any registrant must file Form 33-109F4Registration of Individuals and Review of Permitted Individuals (Form 33-109F4).

  • Except for the UDP and the CCO, individuals who act on behalf of a registered investment fund manager do not have to register.However, all permitted individuals of any registrant must file Form 33-109F4 Registration of Individuals and Review of Permitted Individuals (Form 33-109F4).There is no renewal requirement for registration, but fees must be paid every year to maintain registration.Multiple categories Registration in more than one category may be necessary.

  • This applies whether the individual or the firm ends the relationship.If a registered firm terminates its working relationship with a registered individual for any reason, the firm must complete and file a notice of termination on Form 33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals (Form 33-109F1) no later than ten days after the effective date of the individual’s termination.

  • Criminal disclosure We propose to amend Item 14 of Form 33-109F4 Registration of Individuals and Review of Permitted Individuals to clarify what disclosures are required.

  • However, one commenter requested the CSA consider whether reporting of Outside Activities from Permitted Individuals who are not employed with the firm can be done on an annual basis or quarterly.

  • Among the specified conditions is a requirement in subparagraph 2.3(2)(c)(i) that, after the individual’s cessation date, there have been no changes to the information previously submitted in respect of Item 13 [Regulatory disclosure] of the individual’s Form 33-109F4 Registration of Individuals and Review of Permitted Individuals, other than in respect of Item 13.3(c).

  • Besides that, Ibn Hajar finally quoted al-Khathîb›s opinion about the certainty of this hadîth's narration, even though the continuity of his sanad, as al-Bazzâr said, was only on the solitude of the Mâlik ibn Anas.


More Definitions of Permitted Individuals

Permitted Individuals has the meaning set forth in Section 3.11(e).
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Permitted Individuals has the meaning set forth in Schedule 7.14(d).
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Related to Permitted Individuals

  • qualifying individuals means individuals who have been, or without the assistance might otherwise be—

  • Excluded Employees has the meaning set forth in Section 14.1.

  • Debarred Individual is an individual who has been debarred by the FDA pursuant to 21 U.S.C. §335a (a) or (b) from providing services in any capacity to a person that has an approved or pending drug or biological product application.

  • Key Individuals means the Service Provider Representatives identified as being key individuals for the provision of the Services as set out in Schedule 5.5.

  • Designated Individual has the meaning set forth in Section 10.3.A hereof.

  • Historically disadvantaged individuals (HDIs means all South African citizens –

  • Disabled individual means a person older than 13 years of age who by reason of age or physical or mental disease, defect, or injury is substantially unable to protect the person's self from harm or to provide food, shelter, or medical care for the person's self.

  • Excluded Employee means an employee as defined in section 3527, subd. (b) of the Government Code (Ralph C. Dills Act) except those excluded employees who are designated managerial pursuant to section 18801.1 of the Government Code.

  • Protected individual ’ means an individual who (A) is a citizen or national of the United States, or (B) is an alien who is lawfully admitted for permanent residence, is granted the status of an alien lawfully admitted for temporary residence under 8 U.S.C. § 1160(a) or 8 U.S.C. § 1255a(a)(1), is admitted as a refugee under 8 U.S.C. § 1157, or is granted asylum under Section 8 U.S.C. § 1158; but does not include

  • Excluded Persons means (A) the Company or any Regency Entity; (B) a trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Regency Entity; (C) an underwriter temporarily holding securities pursuant to an offering of such securities; or (D) a corporation owned, directly or indirectly, by the shareholders of the Company in substantially the same proportions as their ownership of stock in the Company.

  • Eligible Individuals means directors, officers, employees and consultants of the Company or any of its Subsidiaries or Affiliates, and prospective employees and consultants who have accepted offers of employment or consultancy from the Company or its Subsidiaries or Affiliates.

  • Covered individual means a person or entity who is a member of any of the following classes:

  • Active Employees means all employees employed on the Closing Date by Seller for its business who are employed exclusively in Seller’s business as currently conducted, including employees on temporary leave of absence, including family medical leave, military leave, temporary disability or sick leave, but excluding employees on long-term disability leave.

  • Qualified individual means an individual who:

  • Designated Employees means a person occupying any of the following position in the Company:

  • Qualifying Individual means an individual aged 18 years or over who is deemed to be resident in the UK for tax purposes. This includes a non-resident who performs duties which by virtue of Section 28 of the Income Tax (Earnings & Pensions) Act 2003 are treated as being performed in the UK (Crown employees serving overseas) or is married to, or is in a civil partnership with a person who performs such duties.

  • Socially and Economically Disadvantaged Individuals means those individuals who are citizens of the United Stated (or lawfully admitted permanent residents) and who are women, Black Americans, Hispanic Americans, Native Americans, Asian-Pacific Americans, or Asian-Indian Americans and any other minorities of individuals found to be disadvantaged by the Small Business Administration pursuant to Section 8 (a) of the Small Business Act, RIPTA shall make a rebuttal presumption the individuals in the following groups are socially and economically disadvantaged. RIPTA may also determine, on a case-by-case basis, that individuals who are not a member of one of the following groups are socially and economically disadvantaged:

  • Current Employees has the meaning set forth in Section 5.6(a).

  • Historically Disadvantaged Individual (HDI) means a South African citizen -

  • Authorized individual means an individual known to and screened by the Licensee and determined to be necessary and appropriate to have access to the Nonpublic Information held by the Licensee and its Information Systems.

  • Qualified individual with a disability means an individual with a disability who satisfies the requisite skill, experience, education and other job-related requirements of the employment position such individual holds or desires, and who, with or without reasonable accommodation, can perform the essential functions of such position.

  • Permanent Employees means all employees who are not casual employees, or employees working in a long-term supply assignment, as defined below.

  • Individuals means the person(s) who is the subject of PHI and includes a person who qualifies as a personal representative in accordance with 45 CFR 164.502(g).

  • Specified Employees has the meaning set forth in Section 8.6.

  • Excluded Parties shall have the meaning assigned to such term in Section 9.16.

  • Historically Disadvantaged Individual (HDI) - means a South African citizen: