Examples of Legal officer in a sentence

Similarly, you should consult with your Compliance or Legal officer if you have any questions concerning the meaning or interpretation of any provision of the Code.
Any questions regarding the scope or interpretation of this Code should be referred to the appropriate Compliance or Legal officer.
The Designated Compliance or Legal officer may consider granting an exception to this prohibition if the securities involved in the transaction are not (i) being considered for purchase or sale by client accounts on a firmwide basis or (ii) being purchased or sold by client accounts on a firmwide basis and are not economically related to such securities.
The Designated Compliance or Legal officer shall consider the policy reasons for the ban on short-term trades, as stated herein, in determining when an exception to the prohibition is permissible.
During 2019, CMHC forgave $35,000 of the loan, resulting in a balance of$65,000 at year-end.

More Definitions of Legal officer

Legal officer means a person appointed as a legal officer in the Singapore Legal Service;

Legal officer means an officer within the joint BSAM/BSC Legal Department.

Legal officer means any commissioned officer of the state military

Legal officer means a police officer designated as a legal officer under this Act;

Legal officer and “judge advocate” means any commissioned officer of the state military forces designated to perform legal duties for a command;

Legal officer means any commissioned officer of the organized National Guard of the state designated to perform legal duties for a command.