Present Client definition

Present Client means, subject to the general rules under the definition of Client, at any particular time of determination, any Person (i) who is at such time of determination, directly or indirectly (and including, without limitation, through one or more intermediaries such as a wrap sponsor, or as an investor in a Fund for which the Company or any subsidiary or Affiliate thereof acts as a sponsor, adviser or sub-adviser or in a similar capacity), an advisee or investment advisory customer or client of (or otherwise a direct or indirect recipient of Investment Management Services from) (x) the Company or any subsidiary or Affiliate thereof and/or (y) any owner, part owner, shareholder, partner, member, director, officer, trustee, employee, agent or consultant (or persons acting in any similar capacity) of the Company or any subsidiary or Affiliate thereof acting on behalf of the Company or any subsidiary or Affiliate thereof, and (ii) with which Grantee or his department had material, direct interaction with and/or with respect to which Grantee had access to proprietary or confidential information.

Present Client means any person or entity who is an advisee, investment advisory or insurance customer, distributor or client of the Group.

Present Client means any person or entity who at the time of Executive’s termination of employment is an advisee, investment advisory or insurance customer, distributor or client of the Group and with which Executive dealt while at the Group or which became known to Executive during the course of his/her employment at the Group.

Examples of Present Client in a sentence

• Participant shall not, directly or indirectly (except in a Permitted Capacity), until one (1) year after Participant’s Termination of Service, solicit, enter into, or propose to enter into any employment, consulting, investment management, investment advisory, or any other business relationship or agreement with any Past Client, Present Client, Potential Client, or Marketing Agent.

• Employee shall not, directly or indirectly (except in a Permitted Capacity), until two (2) years after termination of employment, solicit, enter into, or propose to enter into any employment, consulting, investment management, investment advisory, or any other business relationship or agreement with any Past Client, Present Client, Potential Client, or Marketing Agent.

• Format for submitting Present Client List(For any one of F.Y. 2018-2019, 2019-2020 or 2020-2021) In respect of clause No.7.11, The bidder shall provide copy of work order/certificate in the same sequence as per mentioned in the above chart.

• No Participant shall, directly or indirectly (except in a Permitted Capacity), until two (2) years after Participant’s Termination of Employment, solicit, enter into, or propose to enter into any employment, consulting, investment management, investment advisory, or any other business relationship or agreement with any Past Client, Present Client, Potential Client, or Marketing Agent.

• Employee shall not, directly or indirectly (except in a Permitted Capacity), until two (2) years after the Employment Termination Date, solicit, enter into, or propose to enter into any employment, consulting, investment management, investment advisory, or any other business relationship or agreement with any Past Client, Present Client, Potential Client, or Marketing Agent.

More Definitions of Present Client

Present Client means at any particular time, any Person who is at such time, directly or indirectly, an advisee, investment advisory customer or client of (or a partner of or investor in any investment vehicle (other than a registered investment company) managed directly or indirectly by) a Grosvenor Party, or any consultant to such Person; and “Potential Client” shall mean at any particular time, (x) any Person to whom a Grosvenor Party, any investment fund directly or indirectly managed by it, or any distribution agent or other Person acting on behalf of either, has within two years prior to such time, offered or solicited (by means of personal meeting, telephone call, or a letter or written proposal specifically directed to the particular Person) to serve as investment adviser or manager, or who has been offered or solicited to invest in any investment fund or other Investment Product directly or indirectly managed by a Grosvenor Party (other than a registered investment company), but who is not at such time, directly or indirectly, an advisee, investment advisory customer or client of (or a partner of or investor in any investment vehicle (other than a registered investment company) managed directly or indirectly by) a Grosvenor Party, or (y) any consultant to such Person.

Present Client means, at any particular time, any Person who is at such time an investment advisory client of, or recipient of Investment Management Services or Brokerage Services from, the LLC or any of its Controlled Affiliates.

Present Client means any person or entity who on the date of Executive's termination of employment with Company is a customer or client of Company or of any entity affiliated with Company.

Present Client means any person or entity who at the time of Grantee’s termination of employment is an advisee, investment advisory or insurance customer, distributor or client of the Company and with which Grantee dealt while at the Company or which became known to Grantee during the course of his/her employment at the Company.

Present Client means, at any particular time, any Person who is, to the knowledge of the Executive, at such time an advisee or investment advisory customer of, or otherwise a recipient of Investment Management Services from, the Company or its Affiliates (directly or indirectly);

Present Client means, subject to the general rules under the definition of Client, at any particular time of determination, any Person who is at such time of determination, directly or indirectly (and including without limitation through one or more intermediaries such as a wrap sponsor, or as an investor or other participant in a Fund for which the Employer or any of its Controlled Affiliates (or any predecessor thereto) acts as a sponsor, adviser or sub-adviser or in a similar capacity), an advisee or investment advisory customer of, or otherwise a recipient of Investment Management Services from, (i) the Employer or any of its Controlled Affiliates (or any predecessor thereto) and/or (ii) any shareholder, partner, member, director, officer, employee, agent or consultant (or Persons acting in any similar capacity) of any such Person acting on behalf of the Employer or any of its Controlled Affiliates (or any predecessor thereto).

Present Client means, at any particular time, any Person who is at such time a recipient of services from the Partnership or its Affiliates; and “Potential Client” shall mean, as of any time of determination, any Person to whom the Partnership (including without limitation, its predecessors) or its Affiliates has offered to provide investment products or services at any point during the period of two (2) years immediately preceding such time of determination (but who has not become a recipient of investment products or services from the Partnership or its Affiliates).