Investment Client definition

Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

Investment Client means any person with whom the Firm has a contract to perform discretionary investment management services, including any series of an Investment Company.

Investment Client means (1) any investment company registered as such under the Investment Company Act of 1940 or series thereof or any component of such series for which TIM is an investment adviser or investment sub-adviser; or (2) any private accounts owned by any person for whom TIM is an investment adviser or investment sub-adviser; (3) any customer of TSC.

Examples of Investment Client in a sentence

• Only Investment Client accounts managed by the SAAMCo Investments Department are reviewed.

• Information relating to actual or contemplated investment decisions, research priorities, and Investment Client interests may not be disclosed to persons outside the Advisers, and in no way be used for personal gain.

• Provisions of an Investment Sub-Adviser’s Code of Ethics are applicable to persons who, in connection with their regular functions or duties as employees of the Sub-Adviser, make, participate in, or obtain information regarding the purchase or sale of a security, or whose functions relate to the making of any recommendation with respect to such purchase or sale by an Investment Client managed by such Investment Sub-Adviser.

• The Compliance Department will review all personal securities transactions conducted by Access/Advisory Persons to ensure that no conflict exists with Investment Client trades.

• The Compliance Department will review all personal securities transactions conducted by Access and Advisory Persons to ensure that no conflict exists with Investment Client trades.

More Definitions of Investment Client

Investment Client means (i) an investment company registered as such under the Act, any series thereof or any component of such series for which the Adviser is an investment adviser ("investment company"); or (ii) any private accounts for which the Adviser is an investment adviser.

Investment Client means (1) an investment company registered as such under the Investment Company Act of 1940, any series thereof or any component of such series for which the adviser is an investment adviser or investment sub-adviser; or (2) any private accounts owned by institutions or institutional investors for which the adviser is an investment adviser or investment sub-adviser.

Investment Client means (1) any Investment Company or series thereof or any component of such series for which the Firm is an investment adviser or investment subadviser; or (2) any private accounts owned by any person for which the Firm is an investment adviser or investment sub-adviser.

Investment Client means any person with whom TIM has a contract to perform discretionary investment management services, including a series of an Investment Company, and for whom TIM is authorized by the contract or required by applicable law to vote or consider voting securities in the Investment Client’s Account.

Investment Client means any person with whom the Firm has a contract to perform discretionary investment management services, including any series of an Investment Company. “Investment Company” means a company registered as such under the Investment Company Act of 1940.

Investment Client means (i) any investment company registered as such under the Act, any series thereof, or any component of such series for which Trajectory acts as investment adviser; or (ii) any private account for which Trajectory acts as investment adviser.

Investment Client means any person with whom TIM has a contract to perform discretionary investment management services, including a series of an Investment Company, and for whom TIM is authorized by the contract or required by applicable law to vote or consider voting securities in the Investment Client's Account.