Examples of Retail Client in a sentence

If the Client is categorized as a Professional Client, the statutory and regulatory protections which AM Wealth would be required to provide to the Client are reduced compared with those of a Retail Client.
If you have any queries regarding this notice or require any further information, please contact our Compliance Officer Re-categorisation of client classification I/We express consent to: We wish to be classified as a ‘Professional Client’ We request to be re-classified as a Retail Client instead of a Professional Client (increasing the level of protection under The Securities Trading Act rules).
Retail Client requesting to be categorised as a Professional Client.
The Company shall treat you as a Retail Client, unless stated otherwise.
The Client will be categorized and treated as a Retail Client in accordance with applicable law unless the Client has informed the Company otherwise.

More Definitions of Retail Client

Retail Client means a “Retail Client” for the purposes of the Applicable Regulations as defined in the Client Categorization document, as this can be found in the Website.

Retail Client means a “Retail Client” for the purposes of the Regulation Rules, as specified in Client Classification Policy.

Retail Client has the meaning given to it in the FCA Rules;

Retail Client means a “Retail Client”

Retail Client a client who is neither a sophisticated client nor a professional client.

Retail Client has the meaning as defined in Section 761G of the Corporations Act 2001.

Retail Client means any client other than a client categorised as a Professional Client or an Eligible Counterparty (as defined in the FCA Rules).