Professional Client definition

Professional Client means a client meeting the criteria laid down in Annex II;

Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in the Client Categorization Policy found on the Company’s Website.

Professional Client means a “Professional Client” for the purposes of the Applicable Regulations as defined in the Client Categorization document, as this can be found in the Website.

Examples of Professional Client in a sentence

• I confirm that for the purposes of my account(s) with DTT UK Ltd that I meet the requirements to be considered a Professional Client and wish to be treated as such.

• The Administrator has categorised the Client as a Professional Client in accordance with COBS 3.5.2.

• Communications addressed to a Professional Client may not need to include the same information, or be presented in the same way, as a communication addressed to a Retail Client.

• As a Professional Client, DTT UK Ltd are entitled to assume that you have the necessary level of experience and knowledge to understand the risks involved in relation to any investment, service, product or transaction.

• If the Company has categorized the Client as a Professional Client or an Eligible Counterparty, the Client will not be entitled to bring a claim to the Investor Compensation Fund, if the Company is unable to meet any of its obligations to the Client, which arise in relation to the provision of investment and ancillary services.

More Definitions of Professional Client

Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in the Client Categorisation Policy.

Professional Client means a “Professional Client”

Professional Client means a client categorised as a Professional Client in accordance with section 5.

Professional Client means as defined in the FCA Rules effective from 1 November 2007;

Professional Client means a professional client as defined in Article 4(1)(10) of Directive 2014/65/EU;

Professional Client means a client who possesses the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs. In order to be considered a professional client, the client must comply with the following criteria:

Professional Client means a per se professional client or an elective professional client as defined in the FCA Rules.