Professional Client definition

Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in the Client Categorization Policy found on the Company’s Website.
Professional Client means a client meeting the criteria laid down in Annex II;
Professional Client means a “Professional Client” for the purposes of the Applicable Regulations as defined in the Client Categorization document, as this can be found in the Website.

Examples of Professional Client in a sentence

  • Professional Clients are also entitled to a confirmation for the execution of their orders however there is no specific timeframe involved as to when the Professional Client will receive this information.

  • Consequently, and unlike the situation with a Retail Client, the Company should not generally need to obtain additional information from the Client for the purposes of the assessment of appropriateness for those products and services for which they have been classified as a Professional Client.

  • On the other hand, the Company shall be entitled to assume that a Professional Client has the necessary experience and knowledge in order to understand the risks involved in relation to those particular investment services or transactions, or types of transaction or product, for which the Client is classified as a Professional Client.


More Definitions of Professional Client

Professional Client means a “Professional Client”
Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in Client Categorization Policy.
Professional Client means a “Professional Client” for the purposes of the Applicable Regulations.
Professional Client means a client categorised as a Professional Client in accordance with section 5.
Professional Client means as defined in the FCA Rules effective from 1 November 2007;
Professional Client means a per se professional client or an elective professional client as defined in the FCA Rules.
Professional Client means a professional client as defined in Article 4(1)(10) of Directive 2014/65/EU;