Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in the Client Categorization Policy found on the Company’s Website.
Professional Client means a client meeting the criteria laid down in Annex II;
Professional Client means a “Professional Client” for the purposes of the Applicable Regulations as defined in the Client Categorization document, as this can be found in the Website.
Examples of Professional Client in a sentence
SCHEDULE 1 Investment Objectives, Guidelines and Restrictions SCHEDULE 2 RISKS As the Customer is a Professional Client the Manager is not obliged by the FCA Rules to provide this notice.
The Company is required under MiFID II to categorize any Client as eligible Counterparty, Professional Client or Retail Client so that when carrying out business with a Client, the Company can provide the level of information, services and protection that is appropriate to and consistent with a Client categorization.
For the purposes of this Agreement, the Customer is categorised as a Professional Client in accordance with the FCA Rules and therefore will not have the benefit of the Financial Ombudsman Service or the Financial Services Compensation Scheme.
More Definitions of Professional Client
Professional Client means a “Professional Client”
Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in Client Categorization Policy.
Professional Client means a client categorised as a Professional Client in accordance with section 5.
Professional Client means a professional client as defined in Article 4(1)(10) of Directive 2014/65/EU;
Professional Client means a client that meets the criteria laid down in schedule 2 of the Regulations;
Professional Client means a “professional client” as defined under MiFID II;