Privately placed securities definition

Privately placed securities means securities which are purchased in an offering that is exempt from registration under the Securities Act pursuant to sections 4(2) or 4(6) or pursuant to rules 504, 505 or 506 thereunder.
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Examples of Privately placed securities in a sentence

  • Privately placed securities that are prohibited under the Code, but were owned by a covered person prior to employment by Lord Abbett, or that may be received through an inheritance or other gift, may be retained provided that no further discretionary investments may be made into such private placement.

  • Both these flow- charts also shows the corresponding sections where these procedures are discussed.

  • Privately placed securities are valued using internal matrix pricing and discounted cash flow methodologies using standard market observable inputs including taxable and tax-exempt yield curves and market observable ratings from external parties.

  • Privately placed securities are securities that rely on exemptions from registration under the Securities Act of 1933, as amended, and the rules thereunder, and may have legal restrictions on the purchase and resale.

  • Privately placed securities generally are less liquid than publicly traded securities and the Underlying Fund may not always be able to sell such securities without experiencing delays in finding buyers or reducing the sale price for such securities.

  • Privately placed securities are not publicly tradable and may only be bought and sold bysophisticated qualified investors.

  • Privately placed securities are Covered Securities; therefore, all personal securities transactions must be pre-cleared using the CSCT System.

  • Privately placed securities are carried at fair value as determined in good faith by or under the direction of the Board of Directors.

  • INDEXO aktsionäridele kuuluva osaluse osakaalu võib lahjendada, kui INDEXO aktsiakapitali suurendatakse ja tulevikus emiteeritakse uusi aktsiaid.

  • Privately placed securities have not beenregistered under the 1933 Act.

Related to Privately placed securities

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • Privately Offered Certificates [______________], Mortgage Pass-Through Certificates, Series [_______], Class [__] issued pursuant to the Pooling and Servicing Agreement.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Purchased Securities has the meaning assigned in the Terms;

  • Permitted Securities means any of the following:

  • Private Placement Shares shall have the meaning given in the Recitals hereto.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Asset-Backed Securities means securities which:

  • Exempted Securities means:

  • Released Securities means securities that were Restricted Securities with respect to which all applicable restrictions have expired, lapsed, or been waived.

  • Purchased Units means with respect to each Purchaser, the number of Common Units as set forth opposite such Purchaser’s name on Schedule A hereto.

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;

  • Private Placement Units shall have the meaning given in the Recitals hereto.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Offered Securities has the meaning set forth in Section 3.1(a).

  • Escrowed Securities means the direct, noncallable obligations of the United States of America, as described in the Escrow Agreement.

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Refused Securities has the meaning ascribed to such term in Section 4.1(c)

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Private Placement Warrants shall have the meaning given in the Recitals hereto.

  • Qualified Securities means securities of a reporting issuer that carry the right to participate in voting on the appointment or removal of the reporting issuer’s auditor;

  • Specified Securities means ‘equity shares’ and ‘convertible securities’ as defined under clause (zj) of sub-regulation (1) of regulation 2 of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009;