Publicly Traded Security definition

Publicly Traded Security means any Security (as defined below and which includes all related instruments, e.g., options) traded on an exchange, through the NASDAQ or through the “pink sheets.”

Publicly Traded Security means any equity or debt instrument traded on an exchange, through NASDAQ or through the “Pink Sheets,” any option to purchase or sell such equity or debt instrument, any index stock or bond group option that includes such equity or debt instrument, and futures contract on stock or bond groups that includes such equity or debt instrument, and any option on such futures contract. A Publicly Traded Security also means any security traded on foreign security exchanges, and publicly traded shares of registered closed-end investment companies, unit trusts, partnership and similar interests, notes, warrants, or fixed income instruments, and bonds and debt obligations issued by foreign governments, states, or municipalities. Securities issued by mutual funds, U.S. treasury bonds, notes and bills, U.S. savings bonds and other instruments issued by the U.S. government, debt instruments issued by a banking institution (such as bankers’ acceptances, certificates of deposit, commercial paper and other high-quality short-term debt instruments, including repurchase agreements) and U.S. and foreign currency (collectively, “Non-covered Securities”) are not considered Publicly Traded Securities for the purpose of this Code.

Publicly Traded Security means a se- curity as defined in paragraph (r) of this section and which is:

Examples of Publicly Traded Security in a sentence

• If the relevant account is a retirement plan brokerage custodial account, the Non-Publicly Traded Security may be distributed upon direction of the trustee or other applicable fiduciary or agent of the plan to the participant in whose account the Non-Publicly Traded Security is invested, or to the extent not practicable, transferred to the trustee or other applicable fiduciary or agent to hold the Non- Publicly Traded Security on behalf of the plan.

• If a put option is granted because M&T Stock was a Publicly Traded Security without restriction when distributed but subsequently ceased to be a Publicly Traded Security, then the first put option exercise period during which the option is exercisable begins on the date on which the Distributee is notified that the M&T Stock has ceased to be a Publicly Traded Security.

• In the event third-party data sources provide valuation of your Non- Publicly Traded Security to us, we may display the value provided by a third party or a value derived from the third-party data on your statement.

• You agree to notify us immediately if you identify any problem with any Non-Publicly Traded Security that would interfere with our ability to hold the Non- Publicly Traded Security or obtain and report values.

• We may at any time, in our discretion, remove a value for a Non-Publicly Traded Security from your statement and report a value of "N/A" or "Not Available." We may ask you to remove any Non- Publicly Traded Security from your account(s) at any time and for any reason.

More Definitions of Publicly Traded Security

Publicly Traded Security means common stock that is traded or equivalent common equity listed on a U.S. national securities exchange or that will be so traded when issued or exchanged in connection with the relevant transaction or event.

Publicly Traded Security means a security which is listed on the New York Stock Exchange, the American Stock Exchange or any other principal national securities exchange in the United States, Luxembourg, Amsterdam or other European country or whose prices are disseminated by means of an automated quotation system by the National Association of Securities Dealers, Inc.

Publicly Traded Security means a security as defined in paragraph (r) of this section and which is:

Publicly Traded Security means any equity or debt instrument traded on an exchange, through NASDAQ or through the “Pink Sheets,” any option to purchase or sell such equity or debt instrument, any index stock or bond group option that includes such equity or debt instrument, and futures contract on stock or bond groups that includes such equity or debt instrument, and any option on such futures contract. A Publicly Traded Security also means any security traded on foreign security exchanges, and publicly traded shares of registered closed-end investment companies, unit trusts, partnership and similar interests, notes, warrants, or fixed income instruments, and bonds and debt obligations issued by foreign governments, states, or municipalities.

Publicly Traded Security means a security traded on a licensed securities exchange or through over-the-counter markets.

Publicly Traded Security shall have the meaning set forth in Section 4.12(c).

Publicly Traded Security means a financial instrument admitted to trading on a regulated mar-