Publicly Traded Security definition

Publicly Traded Security means any Security (as defined below and which includes all related instruments, e.g., options) traded on an exchange, through the NASDAQ or through the “pink sheets.”

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Publicly Traded Security means any equity or debt instrument traded on an exchange, through NASDAQ or through the “Pink Sheets,” any option to purchase or sell such equity or debt instrument, any index stock or bond group option that includes such equity or debt instrument, and futures contract on stock or bond groups that includes such equity or debt instrument, and any option on such futures contract. A Publicly Traded Security also means any security traded on foreign security exchanges, and publicly traded shares of registered closed-end investment companies, unit trusts, partnership and similar interests, notes, warrants, or fixed income instruments, and bonds and debt obligations issued by foreign governments, states, or municipalities. Securities issued by mutual funds, U.S. treasury bonds, notes and bills, U.S. savings bonds and other instruments issued by the U.S. government, debt instruments issued by a banking institution (such as bankers’ acceptances, certificates of deposit, commercial paper and other high-quality short-term debt instruments, including repurchase agreements) and U.S. and foreign currency (collectively, “Non-covered Securities”) are not considered Publicly Traded Securities for the purpose of this Code.

Examples of Publicly Traded Security in a sentence

If the relevant account is a retirement plan brokerage custodial account, the Non-Publicly Traded Security may be distributed upon direction of the trustee or other applicable fiduciary or agent of the plan to the participant in whose account the Non-Publicly Traded Security is invested, or to the extent not practicable, transferred to the trustee or other applicable fiduciary or agent to hold the Non- Publicly Traded Security on behalf of the plan.
In the event third-party data sources provide valuation of your Non- Publicly Traded Security to us, we may display the value provided by a third party or a value derived from the third-party data on your statement.
If valuations are not received or made available to us during a reasonable period that we determine, we reserve the right to require you to remove the Non- Publicly Traded Security from your account.
If we become aware of a discrepancy between an issuer-provided value and a third- party value, we may report the value of your Non- Publicly Traded Security as "N/A" or "Not Available" or “Zero”.
You agree to notify us immediately if you identify any problem with any Non-Publicly Traded Security that would interfere with our ability to hold the Non- Publicly Traded Security or obtain and report values.

More Definitions of Publicly Traded Security

Publicly Traded Security means common stock that is traded or equivalent common equity listed on a U.S. national securities exchange or that will be so traded when issued or exchanged in connection with the relevant transaction or event.

Publicly Traded Security means a security which is listed on the New York Stock Exchange, the American Stock Exchange or any other principal national securities exchange in the United States, Luxembourg, Amsterdam or other European country or whose prices are disseminated by means of an automated quotation system by the National Association of Securities Dealers, Inc.

Publicly Traded Security. ' means any “security,” as defined in 15 U.S.C. 78c

Publicly Traded Security means a security that is listed or admitted to trading on the NYSE or another national securities exchange or is quoted or admitted to trading on the National Market System of the National Association of Securities Dealers, Inc., or a security whose market price is available through the National Quotation Bureau Incorporation or a similar generally accepted reporting service.

Publicly Traded Security means as defined in Article 2(57) of the Proclamation, a security traded on a securities exchange or through over-the-counter markets.

Publicly Traded Security means a financial instrument admitted to trading on a regulated mar-

Publicly Traded Security means common stock or equivalent common equity listed on a national securities exchange, which will be so listed when issued or exchanged in connection with a Fundamental Change.