Purchase or Sale of a Security definition

Purchase or Sale of a Security means obtaining or disposing of "Beneficial Ownership" of that Security and includes, among other things, the writing of an option to purchase or sell a Security.

Purchase or Sale of a Security means the buying or selling of any stock and includes, among other things, the writing of an option to purchase or sell a security or the purchase or sale of a security that is exchangeable for or convertible into a security.

Purchase or Sale of a Security means the purchase or sale of a security, and includes the writing of an option to borrow, purchase or sell a security.

Examples of Purchase or Sale of a Security in a sentence

• Purchase or Sale of a Security The purchase or sale of a Security includes, among other things, the writing of an option to purchase or sell a Security.

• Access Persons and Affiliated Persons are prohibited from directly or indirectly using any act, device, scheme, artifice, practice or course of conduct to defraud, mislead or manipulate any Client in connection with the Purchase or Sale of a Security.

• Access Persons, who are not Nonresident Directors, and Affiliated Persons must direct each broker, dealer and bank that places a Purchase or Sale of a Security to send a duplicate copy of the trade confirmation to the Compliance Department.

• No Employee may Purchase or Sell any Security, or be involved in any way in the Purchase or Sale of a Security, while in possession of material non-public information about the Security or its issuer, regardless of the manner in which such information was obtained.

• No Access Person may Purchase or Sell any Security, or be involved in any way in the Purchase or Sale of a Security, while in possession of material non-public information about the Security or its issuer, regardless of the manner in which such information was obtained.

More Definitions of Purchase or Sale of a Security

Purchase or Sale of a Security means any direct or indirect (including through a managed account) purchase, sale, or transfer of a Beneficial Interest in a Security, including, among other things, the writing of an option to purchase or sell a Security or entering into any other contract for the purchase or sale of such Security, whether or not such contract is conditioned upon certain events.

Purchase or Sale of a Security means obtaining or disposing of "beneficial ownership" (see B above) of that security and includes, among other things, the writing of an option to purchase or sell a security. A person who has any questions about beneficial ownership should consult the Secretary of the Fund.

Purchase or Sale of a Security means the purchase or sale or any action to accomplish the purchase or sale of a Security for the account of an Access Person, and includes, without limitation, the writing, purchase or exercise of an option to purchase or sell a Security, conversions of convertible securities and short sales.

Purchase or Sale of a Security means, among other things, the writing of an option to purchase or sell a security.

Purchase or Sale of a Security means, inter alia, the writing of an option to purchase or sell a security and the exercise of a stock option.

Purchase or Sale of a Security. Means a change in ownership of a Security or the options of such Security.

Purchase or Sale of a Security means any purchase, sale or any type of acquisition or disposition of securities, including, among other things, the writing of an option to purchase or sell securities.